Associate Principal Analyst, Surveillance and Market Intelligence
Rockville or Jericho or Denver or Dallas or Chicago or Boston or Boca Raton or Tysons or Jersey City or Woodbridge or Washington or San Francisco or Philadelphia or New York or Los Angeles
$84k-$180k/yrHybridFull Time
FINRA: Regulates brokerage firms and exchange markets in the United States.
4+ YOEBachelor's degree plus 4+ years in securities/financial services or equivalent; working knowledge of SRO rules and securities laws; SIE certification required within 16 months; surveillance lifecycle experience.
Associate Principal Analyst, Surveillance and Market Intelligence
Rockville or Jericho or Denver or Dallas or Chicago or Boston or Boca Raton or Tysons or Jersey City or Woodbridge or Washington or San Francisco or Philadelphia or New York or Los Angeles
$97k-$173k/yrHybridFull Time
FINRA: Regulates brokerage firms and exchange markets in the United States.
4+ YOEBachelor's degree plus 4+ years in securities/financial services or equivalent; knowledge of FINRA/MSRB/Securities Exchange Act rules, surveillance lifecycle, and ability to identify potential violations; SIE required within 16 months.
Ulta BeautyNASDAQ: ULTA: Largest US beauty retailer selling cosmetics and salon services.
0+ YOE0-2 years in cybersecurity/IT compliance or related field. Bachelor's or equivalent experience, foundational security knowledge, familiarity with SOX/PCI/NIST/ISO/COBIT, strong communication and analytical skills, Microsoft Office proficiency.
Microsoft Excel, Microsoft PowerPoint, Microsoft Word
Chicago or California or District of Columbia or Florida or Illinois or Maryland or New York or Tennessee or Texas or Washington
$45k-$60k/yrHybridFull Time
ZG Subpoena Solutions: Manages legal process compliance and subpoena responses for tech companies.
2+ YOE2+ years legal or compliance experience preferred; associate's degree preferred or equivalent experience; analyze and respond to third-party user data requests, apply policies and law, pass background check, able to pursue US security clearance, proficient with Google Workspace; Zendesk a plus.
Principal Legal Analyst - Law Enforcement Response
Chicago or California or District of Columbia or Florida or Illinois or Maryland or New York or Tennessee or Texas or Washington
$70k-$85k/yrHybridFull Time
ZG Subpoena Solutions: Manages legal process compliance and subpoena responses for tech companies.
7+ YOE7+ years legal/compliance experience, Associate's degree preferred, deep knowledge of ECPA, strong attention to detail and critical thinking, able to pass background check and pursue U.S. government security clearance, proficiency with Google Workspace; Zendesk a plus.
US Project & Infrastructure Finance - Credit Analyst, Associate Director (Legal) - Chicago (Chicago, IL, US)
Chicago, Illinois, United States
HybridFull Time
Fitch Group: Provides global credit ratings and financial market research services.
4+ YOE4–7+ years in project/infrastructure finance law or senior paralegal; deep knowledge of project finance docs, intercreditor terms, and security packages; ability to translate legal terms into credit analysis