2d
Save
Mark Applied
Hide
Associate Principal Analyst, Surveillance
Rockville or Jericho or Denver or Dallas or Chicago or Boston or Boca Raton or Tysons or Jersey City or Woodbridge or Washington or San Francisco or Philadelphia or New York City or Los Angeles
HybridFull Time
4+ YOEBachelor's plus 4+ years in securities/financial services or equivalent; knowledge of surveillance lifecycle, FINRA/MSRB/Securities Exchange Act rules; experience identifying potential rule violations; SIE required within 16 months.
1w
Save
Mark Applied
Hide
Associate Principal Analyst, Surveillance and Market Intelligence
Rockville or Jericho or Denver or Dallas or Chicago or Boston or Boca Raton or Tysons or Jersey City or Woodbridge or Washington or San Francisco or Philadelphia or New York or Los Angeles
$84k-$180k/yr HybridFull Time
4+ YOEBachelor's degree plus 4+ years in securities/financial services or equivalent; working knowledge of SRO rules and securities laws; SIE certification required within 16 months; surveillance lifecycle experience.