6+ YOE6+ years advising on federal/state securities, FINRA rules, alternative investments, complex products and digital assets; strong legal writing, research (LexisNexis), and regulatory counseling skills.
VP, Wealth Management Alternative Investments Attorney
Fort Mill or Charlotte
$169k-$281k/yrOnsiteFull Time
LPL FinancialNASDAQ: LPLA: Provides wealth management and brokerage services to financial advisors.
6+ YOE6+ years securities regulatory experience advising on alternative investments, complex products and digital assets for broker-dealers and RIAs; strong legal writing, research and regulatory knowledge (SEC, FINRA).