HiringCafe
Join our community

20 finra jobs at 14 companies in San Antonio, TX

1mo
Save
Mark Applied
Hide
Financial Advisor - San Antonio and Surrounding areas
San Antonio or Texas
FieldFull Time
Thrivent
Thrivent: Member-owned fraternal benefit society offering financial and insurance services.
Bachelor's degree or equivalent experience; FINRA SIE, life and health licenses before contracting; satisfactory background check, fingerprinting, and applicable securities or insurance verification.
FINRA, Broker Check
Job PostingView all
6d
Save
Mark Applied
Hide
Insurance Agent - San Antonio, TX (South)
San Antonio, Texas, United States
FieldFull Time
Horace Mann
Horace MannNYSE: HMN: Provides insurance and financial services tailored for educators.
Build and manage an insurance agency, develop client relationships, present products, network actively, and hold or obtain state insurance and applicable FINRA licenses.
technology
Job PostingView all
1w
Save
Mark Applied
Hide
Relationship Banker Floresville
Floresville, Texas, United States
OnsiteFull Time
Wells Fargo
Wells FargoNYSE: WFC: Global provider of banking, investment, and mortgage financial services.
1+ YOERequires 2+ years customer service experience, 1+ year customer needs assessment and relationship-building experience, and FINRA, SAFE, and state insurance licensing requirements.
Job PostingView all
3w
Save
Mark Applied
Hide
Regional Sales Associate
Lisle or Boerne or Melville
OnsiteFull Time
Advisors Asset Management
Advisors Asset Management: A financial services firm providing portfolio solutions and asset management to financial professionals.
Bachelor's degree preferred; will obtain FINRA Series 7 and 66; experience in financial services a plus; proficiency with Microsoft Office and CRM; strong communication and attention to detail.
Microsoft Word, Microsoft Excel, Microsoft Outlook, Microsoft PowerPoint, CRM, Internet
Job PostingView all
1mo
Save
Mark Applied
Hide
Strategic Retirement Plan Advisor- TX
Dallas or Houston or San Antonio
$87k-$123k/yr RemoteFull Time
Empower
Empower: Provides retirement plan administration and personal wealth management services.
7+ YOEFINRA Series 6,63,65 required, 7+ years financial services experience, ability to travel up to 50%, strong communication and presentation skills, proven ability to manage a book of business.
Microsoft Word, Microsoft Excel, Microsoft PowerPoint, Microsoft Teams, Salesforce
Job PostingView all
1w
Save
Mark Applied
Hide
Market Director, Wirehouse- Houston
Houston or Austin or San Antonio or Texas
RemoteFull Time
Vanguard
Vanguard: Global investment management and financial services provider.
10+ YOE10 years of related experience, including 8 years selling to financial advisors and 5 years prospecting wirehouse teams; FINRA Series 7 and 63; undergraduate degree or equivalent experience.
Job PostingView all
1mo
Save
Mark Applied
Hide
Wealth Management Client Associate
San Antonio, Texas, United States
OnsiteFull Time
Bank of America
Bank of AmericaNYSE: BAC: Provides global banking, investing, and financial risk management services.
Client service support for financial advisors; high school diploma/GED required; FINRA SIE/Series securities preferred; strong communication, detail orientation, and proficiency with Microsoft Office and Salesforce.
Microsoft Word, Microsoft Excel, PowerPoint, Salesforce
Job PostingView all
4w
Save
Mark Applied
Hide
Wealth Advisor - PNC Wealth Management
San Antonio, Texas, United States
OnsiteFull Time
PNC Financial Services
PNC Financial ServicesNYSE: PNC: Provides banking, lending, and investment services to customers.
3+ YOEBachelors preferred and 3+ years relevant experience. Requires FINRA Series 7 and 66 (or 63/65), life and health insurance license, strong prospecting, relationship and financial planning skills.
Job PostingView all
1w
Save
Mark Applied
Hide
Market Director, Wirehouse- Houston
Houston or Dallas or Fort Worth or Austin or San Antonio
HybridFull Time
Vanguard
Vanguard: Provides mutual funds, ETFs, and investment management services.
10+ YOERequires 10 years of related experience, including 8 years selling to financial advisors and 5 years prospecting wirehouse teams. Requires FINRA Series 7 and 63 plus an undergraduate degree or equivalent experience.
Exchange-Traded Funds (ETFs)
Job PostingView all
1w
Save
Mark Applied
Hide
Supervisor, Client Engagement
San Antonio, Texas, United States
$64k-$75k/yr OnsiteFull Time
Victory Capital
Victory CapitalNASDAQ: VCTR: Provides investment management services through specialized mutual funds and ETFs.
Requires contact center leadership, financial services experience, strong communication, business knowledge, and FINRA SIE, Series 7, Series 63, and Series 24 credentials or ability to obtain them within one year.
live chat
Job PostingView all
1mo
Save
Mark Applied
Hide
Investment Advisor (401K Retirement Plans)
San Antonio, Texas, United States
OnsiteFull Time
SWBC
SWBC: Provides insurance, mortgage, and investment services to institutions and individuals.
7+ YOEBachelor's degree, Series 65, 7+ years experience in retirement plan advisory or business development, strong retirement investment and fiduciary knowledge (ERISA), FINRA knowledge, Microsoft Office proficiency, excellent communication and presentation skills.
Microsoft Office
Job PostingView all
2mo
Save
Mark Applied
Hide
JPMorganChase Wealth Management — Vice President, Client Safeguarding Team Leader
Plano or Tempe or San Antonio or Chicago or Westerville
$96k-$153k/yr OnsiteFull Time
JPMorgan Chase
JPMorgan ChaseNYSE: JPM: Global financial services firm providing banking and investment solutions.
FINRA Series 7 and 63 required, Series 9/10 required or obtain during onboarding; proven leadership and escalation/judgment experience in fraud/AML/EVP contexts; strong communication, documentation, and risk/control skills.
Job PostingView all
1mo
Save
Mark Applied
Hide
Wealth Management Advisor - San Antonio, TX
San Antonio, Texas, United States
$48-$53/hr OnsiteFull Time
TIAA
TIAA: Provides retirement and financial services for academic and non-profit sectors.
5+ YOE5+ years managing a book of business and building relationships with affluent clients; obtain FINRA registrations (Series 7/63/65/66) and resident life & health insurance license within 120 days; CFP or CFA preferred.
Job PostingView all
1mo
Save
Mark Applied
Hide
Wealth Management Advisor - San Antonio, TX
San Antonio, Texas, United States
$100k-$110k/yr OnsiteFull Time
TIAA
TIAA: Financial services organization providing retirement, asset management, and investments.
5+ YOE5+ years managing client relationships or book of business; university degree preferred; obtain required licenses within 120 days; FINRA Series 7/63/65/66 and life & health license required; CFP or CFA preferred.
Job PostingView all
4w
Save
Mark Applied
Hide
Client Support Specialist - San Antonio, TX Area (REMOTE)
San Antonio, Texas, United States
RemoteFull Time
Fidelity Investments
Fidelity Investments: Provides investment management, retirement planning, and brokerage services.
2+ YOERequires Series 7, Series 63 or ability to obtain within 90 days, 2–3 years of financial services experience, financial planning knowledge, customer service, problem resolution, communication, influence, and organization skills.
FINRA
Job PostingView all
1mo
Save
Mark Applied
Hide
Sr RM Insurance Corporate Banking
Dallas or Austin or Fort Worth or Houston or Richardson or Plano or San Antonio
OnsiteFull Time
Texas Capital
Texas CapitalNASDAQ: TCBI: Provides commercial banking, wealth management, and personal financial services.
10+ YOE10+ years corporate/commercial banking experience, proven relationship management and portfolio growth, mentoring experience, formal credit training or equivalent, FINRA Series 79/63/SIE required or to be obtained within 180 days, bachelor’s degree in finance/accounting/business, Microsoft Office proficiency.
Microsoft Word, Microsoft Excel, Microsoft Outlook, Microsoft PowerPoint
Job PostingView all

Explore Jobs

Expand Your Job Search