8 regulatory analyst jobs at 4 companies in Cascade, IA
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Regulatory Analyst, Sr
Topeka or Brownstown or Cedar Rapids or Des Moines or Iowa City or Dubuque or Perry or Dodge City or Wichita or Ann Arbor or Novi or Lansing or Saint Johns or Wayland or Washington or Oklahoma City
HybridFull Time
5+ YOEBachelor’s degree or equivalent education/experience and 5+ years as a regulatory analyst or similar. Requires strong analysis, advocacy, communication, Microsoft Office skills, and travel up to 25%.
Microsoft Word, Microsoft Excel, Microsoft Outlook, Microsoft PowerPoint
1w
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Regulatory and Proposal Analyst
Waco or Charlottesville or Charleston or Plano or Raleigh or Charlotte or Columbia or Lincoln or Albuquerque or Charleston or Waynesboro or Cedar Rapids or Little Rock or Lubbock or Roanoke or Knoxville or Dallas or Kansas City or St. Louis
$64k-$75k/yr HybridFull Time
3+ YOEBachelor's degree preferred in business, communications, accounting, or legal studies; 3+ years each in RFP analysis and proposal management; contract interpretation, data analysis, project management, and strong communication skills.
Adobe, Microsoft Office
3w
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Lead Compliance Analyst – Compliance Testing & Regulatory Oversight
Cedar Rapids or Denver or Baltimore or Philadelphia
$90k-$100k/yr HybridFull Time
5+ YOE5+ years compliance/regulatory experience, strong FINRA/SEC knowledge, experience with compliance testing, examinations, risk assessments, and stakeholder reporting; excellent communication and analytical skills.
Microsoft Office, Microsoft Excel, Microsoft PowerPoint
3w
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Intermediate Financial Analyst - Regulatory Reporting
Cedar Rapids, Iowa, United States
$64k-$78k/yr HybridFull Time
3+ YOEBachelor’s degree in accounting or finance or equivalent experience, plus 3 years of experience. Requires advanced computer skills, financial analysis, communication, organization, and prioritization abilities.
Microsoft Excel
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Lead Compliance Surveillance Analyst
Cedar Rapids or Denver or Baltimore or Philadelphia
$90k-$100k/yr HybridFull Time
5+ YOEBachelor's degree or equivalent, 5+ years regulatory/securities/compliance experience, strong analytical and communication skills, proficiency with MS Office, and knowledge of sales practice surveillance and regulatory requirements.
Microsoft Office
2w
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Senior Security Analyst, GRC
Cedar Rapids, Iowa, United States
RemoteFull Time
5+ YOEFive or more years in information security, risk, security governance, or audit; expertise in governance, risk, compliance, controls, regulatory expectations, and security frameworks. Bachelor's degree preferred.
NIST CSF, NIST RMF, CIS, ITGC, Optro, AuditBoard
3w
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Lead Compliance Analyst - Advisory
Cedar Rapids or Denver or Baltimore or Philadelphia
$90k-$100k/yr HybridFull Time
5+ YOEBachelor's degree or equivalent, 5+ years compliance/regulatory experience, knowledge of the Investment Advisers Act and SEC rules, experience with advisory compliance and examinations, strong communication and analytical skills.
Microsoft Excel, Microsoft PowerPoint, Microsoft Office
1mo
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Senior Compliance Analyst - Advertising Reviewer (Hybrid)
Denver or Cedar Rapids or Baltimore or Philadelphia
$80k-$90k/yr HybridFull Time
4+ YOE4 years regulatory/securities or advertising compliance experience; bachelor’s degree or equivalent; FINRA Series 6 & 26 (or obtain within 90 days); strong writing, research, and MS Office skills.
Microsoft Office