18 regulatory analyst jobs at 14 companies in Fraser, CO
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Regulatory Compliance Analyst
Austin or Denver or San Francisco
$100k-$120k/yrHybridFull Time
Lightsource bp: Develops and operates utility-scale solar and energy storage projects
3+ YOEKnowledge of generation and transmission systems and U.S. energy regulation; MS Office proficiency; strong analytical, organizational, communication, and critical-thinking skills. A related bachelor's degree is preferred.
Lead Compliance Analyst – Compliance Testing & Regulatory Oversight
Cedar Rapids or Denver or Baltimore or Philadelphia
$90k-$100k/yrHybridFull Time
TransamericaNYSE: AEG: Provides insurance, retirement solutions, and investment products to customers.
5+ YOE5+ years compliance/regulatory experience, strong FINRA/SEC knowledge, experience with compliance testing, examinations, risk assessments, and stakeholder reporting; excellent communication and analytical skills.
Microsoft Office, Microsoft Excel, Microsoft PowerPoint
5+ YOEBachelor's degree in a related field, 5+ years in healthcare operations, government programs, or data analysis, regulatory knowledge, analyst mentoring experience, and advanced Excel, SQL, and BI platform proficiency.
Western Alliance BankNYSE: WAL: National commercial bank providing specialized financial and business solutions.
2+ YOE2+ years related experience; bachelor’s degree or equivalent; knowledge of banking operations, financial statement analysis, regulatory compliance; strong analytical and communication skills.
Janus HendersonNYSE: JHG: Provides global asset management and investment advisory services.
1+ YOERequires 1–3 years in mutual funds or financial services, regulatory knowledge, order management experience, analytical skills, and a bachelor's degree or equivalent experience; finance-related majors preferred.
Charles River, Aladdin, Bloomberg AIM, ThinkFolio, ServiceNow, Microsoft Office, Microsoft SQL, AI
Cedar Rapids or Denver or Baltimore or Philadelphia
$90k-$100k/yrHybridFull Time
TransamericaNYSE: AEG: Provides insurance, retirement solutions, and investment products to customers.
5+ YOEBachelor's degree or equivalent, 5+ years regulatory/securities/compliance experience, strong analytical and communication skills, proficiency with MS Office, and knowledge of sales practice surveillance and regulatory requirements.
Cedar Rapids or Denver or Baltimore or Philadelphia
$90k-$100k/yrHybridFull Time
TransamericaNYSE: AEG: Provides insurance, retirement solutions, and investment products to customers.
5+ YOEBachelor's degree or equivalent, 5+ years compliance/regulatory experience, knowledge of the Investment Advisers Act and SEC rules, experience with advisory compliance and examinations, strong communication and analytical skills.
Microsoft Excel, Microsoft PowerPoint, Microsoft Office
Los Angeles or Denver or Washington or Chicago or Boston or New York City or Philadelphia
$170k-$292k/yrOnsiteFull Time
U.S. Securities and Exchange Commission: Protects investors and regulates the U.S. securities markets.
1+ YOEOne year of specialized experience equivalent to GS/SK-14, including asset management guidance, advanced financial analysis, policy or regulatory support, and communicating findings to senior decision-makers.
San Diego or Scottsdale or Houston or Denver or San Francisco or Phoenix or Princeton
$85k-$110k/yrHybridFull Time
Clearway EnergyNYSE: CWEN: Develops and operates utility-scale renewable energy power plants.
3+ YOEBachelor's degree in a relevant field, 3+ years of analytical or commercial experience, agreement and regulatory document interpretation, financial analysis, project management, and advanced Microsoft Office skills.
Microsoft Office, Microsoft Excel, Microsoft Word, Microsoft PowerPoint
United States or Atlanta or Chicago or San Antonio or Denver
$66k-$83k/yrRemoteFull Time
SinchNasdaq Stockholm: SINCH: Provides cloud communications and customer engagement platforms.
3+ YOERequires 3+ years in compliance, regulatory, or internal audit, or 2+ years in telecommunications messaging compliance, plus advanced Excel/Google Sheets, analytical, communication, organization, and process-improvement skills.
Microsoft Excel, Google Sheets, TCPA, Cellular Telecommunications Industry Association, CTIA, CWTA, 10DLC
Denver or Cedar Rapids or Baltimore or Philadelphia
$80k-$90k/yrHybridFull Time
TransamericaNYSE: AEG: Provides insurance, retirement solutions, and investment products to customers.
4+ YOE4 years regulatory/securities or advertising compliance experience; bachelor’s degree or equivalent; FINRA Series 6 & 26 (or obtain within 90 days); strong writing, research, and MS Office skills.
SS&C TechnologiesNasdaq: SSNC: Provides software and technology for financial and healthcare sectors.
1+ YOEBachelor's degree or equivalent experience; 1–4 years in investment compliance, fund or portfolio accounting, operations, or asset management; financial markets knowledge, advanced Excel, analytical, regulatory, and communication skills.
Eze Compliance, Microsoft Excel, Bloomberg, Geneva, Advent
Strive ABA Therapy: Home-based Applied Behavior Analysis therapy for children with autism.
2+ YOEMaster's in Applied Behavior Analysis, current BCBA certification, 2+ years experience with children using behavior analytic methods; able to conduct FBAs, develop ABA treatment plans, supervise staff, and produce regulatory documentation.
Stio: Designs and sells technical mountain apparel and outdoor gear.
3+ YOEBachelor's degree required, 3+ years product compliance/sustainability or PLM experience in apparel, Centric/PLM and PFAS compliance experience, familiarity with sustainability certifications and regulatory reporting.
University of Colorado: Public research university providing higher education and healthcare services.
2+ YOEBachelor’s in related field (or equivalent experience); 2+ years configuring/administering enterprise vulnerability management tools; expert vulnerability management knowledge; regulatory/compliance familiarity; strong communication and analytical skills; US work authorization required.
Portfolio Analytics & Strategy Analyst Senior - Community Development Banking
Houston or Denver or San Francisco or Scranton
$86k-$173k/yrOnsiteFull Time
PNC Financial ServicesNYSE: PNC: Provides banking, lending, and investment services to customers.
3+ YOEBachelor’s degree and 3+ years of relevant industry experience; requires analytical, financial, credit, regulatory, predictive modeling, and risk management expertise.
Denver or Austin or San Diego or Boston or Costa Mesa or San Jose or Reston
$122k-$161k/yrOnsiteFull Time
Western Alliance BankNYSE: WAL: National commercial bank providing specialized financial and business solutions.
6+ YOERequires 6+ years of portfolio management experience, a bachelor's degree or equivalent, commercial credit and loan structuring expertise, credit analyst training, regulatory knowledge, and advanced communication skills.