6 regulatory analyst jobs at 4 companies in Tool, TX
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Senior Compliance Analyst - Regulatory Exams
Dallas, Texas, United States
$82k-$117k/yr HybridFull Time
3+ YOE3+ years broker/dealer or investment adviser compliance experience; broad knowledge of FINRA/SEC/MSRB rules; Series 7 & 24 required; Excel proficiency; strong written and verbal communication and critical thinking.
Microsoft Excel
3mo
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Senior Compliance Analyst - Regulatory Exams
Dallas, Texas, United States
$82k-$117k/yr HybridFull Time
3+ YOE3+ years in broker/dealer or investment adviser compliance; extensive FINRA/SEC/MSRB knowledge; Series 7 & 24; Excel proficiency; strong communication; flexible and adaptable; bachelor’s in finance or related field preferred
Microsoft Excel, Regulatory reporting tools
3mo
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Compliance Analyst - Broker Dealer
Dallas, Texas, United States
$66k-$95k/yr HybridFull Time
1+ YOE1-3 years in broker-dealer compliance; FINRA Series 7 & 24; high school diploma (Bachelor's preferred); strong regulatory knowledge and analytical skills.
Microsoft Excel, Microsoft Word, PowerPoint, Salesforce
2mo
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Internal Audit-Dallas-Senior Analyst-Controllers & Tax
Dallas, Texas, United States
OnsiteFull Time
1+ YOEBachelor's in finance or accounting, 1-3 years audit/public accounting or related control experience, strong communication and analytical skills, knowledge of controllers & tax functions and regulatory frameworks; CPA/CFA/CIA a plus.
2mo
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ENERGY DATA & REPORTING ANALYST (MIDLOTHIAN, Texas, US, 76065)
Midlothian, Texas, United States
OnsiteFull Time
Collect and analyze energy data from SAP and utility invoices, build models and dashboards (Power BI, Databricks), use SQL and Microsoft Excel, and apply energy market and regulatory knowledge; bachelor’s degree in a related field required.
SAP, Power BI, Databricks, Microsoft Excel, SQL
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BCBA Clinical Director
Forney, Texas, United States
$120k/yr HybridFull Time
BCBA credential with clinical leadership and supervision experience; ability to oversee assessments, develop treatment plans, ensure regulatory compliance, and train staff.