6 regulatory analyst jobs at 6 companies in Venice, FL
1w
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Senior Analyst, Broker Dealer Regulatory Reporting
Saint Petersburg, Florida, United States
HybridFull Time
3+ YOEBachelor's degree in accounting, business administration, or finance; 3–6 years of general experience; knowledge of accounting, financial products, broker-dealer regulations, reconciliations, financial analysis, and internal controls.
SIS, IMPACT, PeopleSoft, Axiom/Adenza, Microsoft Excel, VLOOKUP, PivotTables, Macros
18h
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Fraud Analyst (Temporary)
Florida or Jacksonville or Gainesville or Orlando or Winter Park or Tampa or St. Petersburg or Ocala or Naples or Boca Raton or Miami or Fort Lauderdale or West Palm Beach or Stuart or Sarasota or Port St. Lucie or The Villages
OnsiteTemporary
2+ YOEHigh school diploma and associate degree required; bachelor's preferred. Requires 2+ years of loss prevention experience, banking or law enforcement experience preferred, analytical and communication skills, regulatory knowledge, and Microsoft Office proficiency.
Microsoft Office, Microsoft Word, Microsoft Excel, Database, Internet, Chex Systems, E-Funds, Campus building access system, surveillance system
1w
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Compliance Analyst - IA Administration
Atlanta or La Vista or Oakdale or Scottsdale or St. Petersburg
$65k-$69k/yr HybridFull Time
2+ YOERequires 2+ years of relevant financial institution, broker/dealer, investment adviser, or regulatory experience; strong communication, analytical, research, problem-solving, and time-management skills. Bachelor's preferred.
Microsoft Word, Microsoft Excel, Microsoft PowerPoint, Microsoft Outlook
3w
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Senior IS Analyst-IT Security
St. Petersburg or Rancho Cordova or Fort Lauderdale or New York or San Mateo
$116k-$158k/yr HybridFull Time
3+ YOE3+ years industry experience supporting Microsoft 365 Purview and compliance archiving; PowerShell/automation experience; knowledge of FINRA/regulatory retention; strong communication and documentation skills.
Microsoft 365 Purview Compliance Portal, Microsoft 365, PowerShell, Azure Automation Runbook, Logic App, Outlook/Exchange Online, SharePoint, Microsoft Teams, ServiceNow, PowerPoint, Confluence, Microsoft Visio
1d
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Financial Crime QC Senior Analyst
Cleveland or Louisville or Miami or Tallahassee or Sarasota or Nashville or South Bend or Springfield or Tampa or Atlanta or Burlington or Columbus or Dallas or Elkhart or Fort Lauderdale or Fort Wayne or Grand Rapids or Charlotte or Indianapolis or Knoxville or Lexington or Plano
$55k-$109k/yr OnsiteFull Time
3+ YOEHigh school diploma and 3+ years in financial crime compliance, AML investigations, quality control, banking, or financial services. Requires regulatory knowledge, analytical and communication skills, Microsoft Office proficiency, and leadership abilities.
Microsoft Office Suite
2mo
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Oracle Transactional Business Intelligence (OTBI) Senior Analyst
Atlanta or St. Petersburg or Dallas
HybridFull Time
3+ YOE3+ years hands-on OTBI experience; Bachelor's degree or equivalent (12 years' experience) required; experience with OTBI development, stakeholder collaboration, troubleshooting, documentation, and regulatory compliance.
Oracle Transactional Business Intelligence (OTBI), Oracle Business Intelligence (BI) Publisher, PMO Reporting