9 regulatory associate jobs at 9 companies in Appleton, WI
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Sales Associate
Ripon, Wisconsin, United States
$15/hrOnsiteFull Time, Part Time
Condon Companies: Operates convenience stores and distributes petroleum products in Wisconsin.
Provide outstanding guest service, follow cash handling and regulatory procedures, use suggestive selling to boost sales, maintain store cleanliness and uniform standards, and work flexible schedules including weekends and holidays.
Bank of Luxemburg: Community bank providing personal, business, and agricultural financial services.
Handle teller transactions, cash handling, customer service, cross-sell bank products, follow policies and regulatory compliance, and answer phones; strong people skills and attention to detail required.
Edward Jones: Offers investment management and financial planning through local branches.
High school diploma required (bachelor's preferred). Series 7 and Series 66 required (can be obtained during study period); FINRA and state insurance licenses required. Strong problem solving, client relationship, regulatory, and communication skills. 3-5 years in securities/financial services preferred.
The Community Blood Center: Collects, processes, and distributes blood products for healthcare providers.
3+ YOEAssociate degree or equivalent experience; 3-5 years records management; experience with electronic imaging systems (FileNet or LaserFiche); strong communication; regulatory compliance; highly organized.
Bank FirstNASDAQ: BFC: Providing commercial and retail banking services in Wisconsin.
3+ YOEPrepare and verify commercial loan documentation, ensure regulatory compliance, manage disbursements and construction draw processes; Associates degree or equivalent and 3+ years commercial document experience required.
Microsoft Word, Microsoft Outlook, Microsoft Excel
Compeer Financial: Provides financial services and crop insurance to agricultural producers.
Process, close, fund and service real-estate secured transactions; ensure regulatory compliance; review title and collateral documents; coordinate closings; Associate's degree or equivalent; Closing Agent and Notary (or ability to obtain).
Jewelers Mutual: Provides insurance and risk management for the jewelry industry.
2+ YOEAssociate or bachelor’s degree required, minimum 2 years related experience, 1 year P&C insurance experience preferred. Strong analytical, regulatory compliance, reporting, and communication skills; proficiency with Microsoft apps, PowerPivot, SQL, and PowerBI.
Microsoft Word, Microsoft Excel, Microsoft Outlook, Microsoft PowerPoint, Microsoft SharePoint, PowerPivot, SQL, PowerBI, SERFF