3 regulatory associate jobs at 2 companies in Manchester, TN
4d
Save
Mark Applied
Hide
Registered Branch Associate
Murfreesboro, Tennessee, United States
$29-$31/hr OnsiteFull Time
3+ YOEHigh school diploma required; bachelor's preferred. 3–5 years of securities or financial services experience preferred. Series 7 and 66, FINRA registrations, state insurance licenses, and ongoing regulatory training required.
Financial Industry Regulatory Authority (FINRA), Securities and Exchange Commission (SEC)
2w
Save
Mark Applied
Hide
SCS Relationship Manager Associate
Knoxville or Murfreesboro or Birmingham
OnsiteFull Time
2+ YOEHigh school diploma or equivalent required; bachelor's degree preferred. Two years of banking experience preferred. Requires regulatory compliance knowledge, confidentiality, and ethical conduct; NMLS certification may be required.
3d
Save
Mark Applied
Hide
Registered Branch Associate - Murfreesboro, TN
Murfreesboro, Tennessee, United States
OnsiteFull Time
3+ YOEHigh school diploma required; bachelor's degree preferred. 3–5 years relevant securities or financial services experience preferred. Series 7, Series 66, FINRA registrations, state insurance licenses, and ongoing regulatory training required.
firm intranet