1 regulatory reporting analyst job at 1 company in Carleton, MI
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Regulatory Operations Analyst
Southfield, Michigan, United States
HybridFull Time
Raymond JamesNew York Stock Exchange: RJF: Provides wealth management, investment banking, and retail banking services.
0.58+ YOEHands-on CAT and CAIS regulatory reporting experience, FINRA/SEC knowledge, SIE and Series 99 required, high school required, 7–12 months general experience, strong Excel and analytical skills.
CAT, CAIS, Electronic Blue Sheets (EBS), Large Options Position Reports (LOPR), Microsoft Excel