8 ria jobs at 6 companies in Charlotte, NC
1mo
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Global Employer Services Managing Director-Actuarial Services
Cleveland or Woodbridge or Minneapolis or Chicago or Norfolk or Richmond or Charlotte or Atlanta or Boston or Jacksonville or Dallas or Houston or New York or Stamford
$158k-$420k/yr OnsiteFull Time
10+ YOERequires 10+ years actuarial services experience, bachelor’s in accounting or business (master’s preferred), enrolled actuary preferred, strong technical writing, supervisory experience, and advanced Microsoft Access/Excel skills; exposure to RIA, CCH, BNA, Lexis-Nexis.
Microsoft Access, Microsoft Excel, Microsoft Word, RIA, CCH, BNA, Lexis-Nexis
5d
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Manager– Securities Compliance QA (Global Banking)
Philadelphia or Indianapolis or Dallas or Atlanta or Tampa or Cleveland or Edison or Charlotte or St. Louis
$54-$80/hr OnsiteTemporary, Full Time
5+ YOERequires 5+ years of securities compliance, QA, testing, or regulatory oversight experience, second-line defense experience, and knowledge of Broker-Dealer and RIA regulations.
SEC, FINRA, Reg BI, Form CRS, Investment Adviser Act
3w
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VP, Wealth Management Alternative Investments Attorney
Fort Mill or Charlotte
$169k-$281k/yr OnsiteFull Time
6+ YOE6+ years securities regulatory experience advising on alternative investments, complex products and digital assets for broker-dealers and RIAs; strong legal writing, research and regulatory knowledge (SEC, FINRA).
LexisNexis
1w
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Client Service Associate
Charlotte, North Carolina, United States
$54k-$65k/yr OnsiteFull Time
2+ YOETwo years of financial services experience preferred, preferably in an RIA or broker/dealer; bachelor's degree or equivalent preferred; finance knowledge, critical thinking, attention to detail, multitasking, adaptability, and confidentiality required.
2w
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Retirement Consultant
Fort Mill or Charlotte
$78k-$130k/yr OnsiteFull Time
5+ YOE5+ years retirement industry experience (3 years in B/D, RIA, TPA or record-keeping), consultative sales and ERISA/fiduciary expertise, bachelor’s degree required, retirement designations preferred, proficiency with AI and presentation/CRM tools.
A.I., Microsoft PowerPoint, Microsoft Office Suite, Salesforce CRM, WebEx, Teams, Zoom
1mo
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Retirement Consultant
Fort Mill or Charlotte
$78k-$130k/yr FieldFull Time
5+ YOE5+ years retirement industry experience (3 years in B/D/RIA/TPA/record-keeping), consultative sales success, ERISA/fiduciary expertise, bachelor’s degree preferred, proficiency with A.I., Microsoft PowerPoint, Microsoft Office, Salesforce, WebEx, Teams, Zoom.
A.I., Microsoft PowerPoint, Microsoft Office Suite, Salesforce CRM, WebEx, Microsoft Teams, Zoom
3mo
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Manager, International Tax (Charlotte, NC, US, 28277-3302)
Charlotte, North Carolina, United States
HybridFull Time
5+ YOE3+ MgmtBachelor's degree; 5 years in corporate tax or public accounting; proficiency with Microsoft Office and CorpTax; tax research experience.
Microsoft Office, CorpTax, RIA, BNA
1w
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Account Executive (Remote: Western Region - North Carolina) Charlotte-Asheville Area
Charlotte or Asheville or North Carolina
$55k-$68k/yr RemoteFull Time
Requires DMV document and regulation knowledge, EVR experience, DMV accounting, account management, PC software proficiency, communication skills, independent work, and willingness to travel up to 150 miles.
Google Drive, Microsoft Word, Microsoft Excel, Chrome, Firefox, DMS, EVR, RIA