18 sec jobs at 9 companies in Venice, FL
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SEC Reporting Manager - based onsite in St. Petersburg, FL
St. Petersburg, Florida, United States
HybridFull Time
6+ YOEBachelor's in Accounting/Finance required, CPA preferred, 6–8 years accounting/SEC reporting experience in public/multinational settings, SOX experience, SEC filings proficiency, leadership of small team.
1mo
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Research Scientist
St. Petersburg, Florida, United States
$75k-$90k/yr OnsiteFull Time
Ph.D. in a life-science field required; proven R&D track record; proficiency with ELISA, SPR, SDS-PAGE, SEC, and immunoassays; strong data analysis and communication skills; experience with product development and regulated manufacturing is a plus.
ELISA, SPR, SDS-PAGE, SEC, immunoassays
2w
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Senior Financial Reporting Analyst II
St. Petersburg, Florida, United States
OnsiteFull Time
5+ YOEPrepare and review external financial reports (SEC filings), perform technical accounting, support audits, maintain SOX controls, and supervise direct reports; strong US GAAP, SEC reporting, and analytical skills required.
SAP, Cognos Controller, Microsoft Excel
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Regional Supervision Manager
Atlanta or La Vista or Oakdale or Scottsdale or St. Petersburg
$70k-$80k/yr HybridFull Time
3+ YOEMinimum 3 years related experience; FINRA Series 7,24 and 63/65 or 66 required; understanding of FINRA and SEC; bachelor’s preferred; ability to prioritize and analyze compliance issues.
1mo
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Supervision Principal, Electronic Communications Supervision
Atlanta or La Vista or Oakdale or Scottsdale or St. Petersburg
$70k-$75k/yr HybridFull Time
2+ YOEFINRA Series 7 and 24 (or 9/10) required; 2+ years principal experience preferred; Bachelor’s degree preferred; strong analytical, communication, and regulatory knowledge (FINRA/SEC).
Microsoft Teams
1w
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Financial Services Litigation Associate
Sarasota, Florida, United States
OnsiteFull Time
1+ YOEJuris Doctor and active Florida Bar required; 1–4 years litigation experience (FINRA/SEC/arbitration preferred); strong legal research, writing, and trial/deposition experience.
1mo
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Compliance & Quality Assurance Specialist
Palmetto, Florida, United States
OnsiteFull Time
5+ YOE5+ years in compliance/quality or related field, strong knowledge of SEC/FTC/FCC/FDACS and privacy, experience with audits, reviews, training development, proficiency with Asana and Microsoft Office.
Asana, Microsoft Office
4w
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Senior Compliance Officer
St. Petersburg or Philadelphia or New York or Baltimore or Boston
$150k-$200k/yr HybridFull Time
5+ YOE5–8 years compliance experience supporting private funds and ETF products; bachelor’s degree required; strong knowledge of SEC rules, Form ADV, monitoring/testing, analytical and communication skills.
Form ADV
2mo
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Institutional Financial Operations, Associate Director/Sr. Associate Director
Saint Petersburg or New York City
$115k-$165k/yr HybridFull Time
5+ YOE5–8+ years in broker-dealer financial operations, brokerage accounting, or financial control; strong knowledge of SEC Rule 15c3-1/3 calculations; experience in self-clearing or institutional brokerage.
2mo
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Institutional Financial Operations, Associate Director/Senior Associate Director
New York or St. Petersburg
$135k-$185k/yr HybridFull Time
5+ YOE5–8+ years in broker-dealer financial operations or brokerage accounting; strong SEC Rule 15c3-1/15c3-3 knowledge; self-clearing or institutional brokerage experience; cross-functional collaboration.
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Regional Supervision Manager
Scottsdale or Oakdale or La Vista or St. Petersburg or Atlanta
$70k-$80k/yr HybridFull Time
3+ YOE3+ years conducting suitability/best-interest transaction reviews; FINRA Series 7, 24 and 63/65/66 required; bachelor’s preferred; strong analytical, communication, and compliance knowledge of FINRA/SEC.
1w
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Sr. Assistant GC, Fixed Income
Saint Petersburg or New York City
HybridFull Time
8+ YOEJ.D. and active bar membership, 8+ years advising fixed income capital markets or institutional trading, strong SEC/FINRA/MSRB knowledge, drafting/negotiation skills, litigation and in‑house experience preferred.
1w
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Sr. Financial Reporting Analyst II
St. Petersburg, Florida, United States
OnsiteFull Time
5+ YOEPrepare and review SEC filings and financial statements, apply U.S. GAAP and SOX controls, perform technical accounting research, and support audits; Bachelor’s in finance/accounting required, CPA preferred; 5+ years experience.
SAP, Cognos, Microsoft Office
1w
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Financial Services Litigation Associate
Sarasota, Florida, United States
OnsiteFull Time
1+ YOEJuris Doctor and active Florida Bar required; minimum 1 year litigation experience (1-4 years preferred); experience with motions, discovery, depositions, legal research, and drafting; FINRA/SEC exposure a plus.
2w
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Director, Annuity & Insurance Product Due Diligence
Atlanta or La Vista or Oakdale or Scottsdale or Berwyn or St. Petersburg
$125k-$150k/yr HybridFull Time
5+ YOE5+ years in annuity/insurance product due diligence or product management, expertise in annuity and life insurance products, insurer financial strength analysis, regulatory knowledge (FINRA/SEC/Reg BI), strong analytics and stakeholder communication.
2w
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Customer Experience Associate Director
Saint Petersburg, Florida, United States
$115k-$140k/yr OnsiteFull Time
3+ YOESeries 7 and Series 24 (or Series 9+10) required, 3+ years CX leadership in contact center/digital CX, undergraduate degree or equivalent, deep knowledge of brokerage operations and FINRA/SEC rules, hands-on AI and CX ops experience.
1mo
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Principal Review Analyst - Charlotte, NC
Charlotte or Portsmouth or Mount Laurel or Exton or Ramsey or Sarasota or Vienna or Greenville or Princeton or Manchester or Melville or White Plains or New York City or Boston or Hartford or Portland
$72k-$118k/yr OnsiteFull Time
5+ YOE5+ years brokerage experience, college degree or equivalent, FINRA Series 7 and Series 24 (or 9/10) required, state life & health license required, EMR not applicable; strong communication, prioritization, and regulatory knowledge (FINRA/SEC/AML/KYC).
Microsoft Office
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Group DR/BCP Program Manager
St. Petersburg, Florida, United States
$115k-$140k/yr OnsiteFull Time
3+ YOE3+ years BCP/DR experience; strong AWS knowledge (Route 53, RDS, S3 Cross-Region Replication); FINRA/SEC and global data residency (GDPR) understanding; experience with BIA, DR testing, playbook development, and vendor risk assessments; strong communication skills.
AWS, Route 53, RDS, S3 Cross-Region Replication