Wellington Management: Manages investment portfolios and provides financial research for institutions.
2+ YOE2+ years in trade surveillance/compliance; strong analytical judgment, knowledge of securities regulations, effective written/verbal communication, and ability to synthesize complex information.
Wellington Management: Investment management and research services for global institutional clients.
3+ YOE3+ years in trade surveillance/compliance or related financial services role; strong analytical judgment, knowledge of securities regulations, and clear written/verbal communication skills.
Wellington Management: Investment management and research services for global institutional clients.
2+ YOE2+ years experience in trade surveillance or compliance, strong analytical judgment, knowledge of securities regulations, effective written and verbal communication, and ability to collaborate across stakeholders.
American TowerNYSE: AMT: Leases space on wireless and broadcast towers for communications.
2+ YOERequires 2+ years in GRC or information security, strong project management and communication skills, Microsoft Office and Oracle proficiency, and knowledge of security standards and privacy regulations.
Microsoft Office, Oracle, ISO 27001, ISO 27002, ITIL, Identity and Access Management (IAM)
Wellington Management: Manages investment portfolios and provides financial research for institutions.
3+ YOE3+ years in trade surveillance or compliance within financial services, strong analytical judgment, knowledge of securities regulations, excellent written/verbal communication, and ability to synthesize complex information.
Pennsylvania or Maryland or Washington or North Carolina or Louisiana or Kentucky or Kansas or Indiana or Illinois or Georgia or Iowa or Florida or Colorado or California or Delaware or Connecticut or Arkansas or Arizona or Alabama or Alaska or Nevada or Vermont or Tennessee or Idaho or Oklahoma or Hawaii or Mississippi or Utah or New Hampshire or New Mexico or Wyoming or North Dakota or South Dakota or Rhode Island or West Virginia or Montana or Texas or District of Columbia or Ohio or New Jersey or Oregon or South Carolina or Missouri or Virginia or Massachusetts or Nebraska or Minnesota or Michigan or Wisconsin or New York or Maine
$68k-$106k/yrHybridFull Time
Highmark Health: Provides health insurance and integrated medical care services.
5+ YOEConduct internal investigations into fraud, privacy and security incidents; perform risk assessments; audit support; 5+ years related experience; Bachelor's in accounting/finance/business/IS required.
Legal Analyst - Fund Disclosure & SEC Registration
Boston, Massachusetts, United States
$70k-$130k/yrHybridFull Time
DWS GroupFrankfurt Stock Exchange: DWS: Global asset manager providing active, passive, and alternative investments.
1+ YOEBA/BS preferred; 1+ year SEC registration or corporate/securities paralegal experience; asset management and Investment Company Act knowledge; strong analytical and communication skills; experience with SEC filings and XBRL.
Legal Analyst - Fund Disclosure & SEC Registration
Boston, Massachusetts, United States
$70k-$130k/yrHybridFull Time
Deutsche BankNew York Stock Exchange: DB: A global bank providing financial services to individuals and corporations.
1+ YOEBA/BS required,1+ years SEC registration or corporate/securities paralegal experience,asset management and Investment Company Act knowledge,prospectus/document review,attention to detail,and strong written/verbal communication.
in-line XBRL (eXtensible Business Reporting Language)
Westlake or Boston or Covington or Durham or Jersey City or Merrimack or Smithfield
$55k-$158k/yrOnsiteFull Time
Fidelity Investments: Provides investment management, retirement planning, and brokerage services.
College student or digital-native candidate with creative problem-solving ability, analytical thinking, teamwork, and interest in audit, risk, compliance, security, or legal work.
Rockland TrustNASDAQ: INDB: Provides commercial and retail banking and financial management services.
3+ YOE3+ years working with Salesforce and nCino, Agile/Scrum exposure, platform administration (configuration, data, security), familiarity with Copado/CI-CD, strong communication and business analysis skills, and experience supporting governance and compliance.
Data, AI and Emerging Technology Risk Principal Analyst
Johnston or Iselin or Westwood or Phoenix
HybridFull Time
Citizens Financial GroupNYSE: CFG: Provides retail, commercial, and private banking services to customers.
7+ YOE7+ years IT risk experience; deep expertise with CRI/NIST/COBIT/ITIL; experience with cloud, data platforms, analytics, and security tools; strong executive communication and mentoring skills.
Brighton Marine: Healthcare and housing services for veterans and their families.
3+ YOEBachelor's degree in IT or related field, 3+ years IT operations experience, workflow automation/scripting (PowerShell, Python), familiarity with multi-vendor environments, ITIL and compliance experience, ability to obtain U.S. government security clearance.
Rockland TrustNASDAQ: INDB: Provides commercial and retail banking and financial management services.
5+ YOEBachelor's degree or equivalent experience, 5+ years in IAM/IT security, strong knowledge of access governance/RBAC, audit and compliance experience, troubleshooting across systems, ticketing workflow experience, and strong communication skills.