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20 series 24 jobs at 8 companies in Minnesota

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Sales Supervision Mgr
Minneapolis or Charlotte or Troy
$87k-$120k/yr HybridFull Time
Ameriprise Financial
Ameriprise FinancialNYSE: AMP: Offering wealth management, financial planning, and insurance services.
5+ YOEBachelor's degree, 5+ years relevant experience, active SIE, ability to obtain Series 7, Series 24 and Series 63/66 as required; strong communication, analytical, and supervisory skills.
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1w
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Sales Supervision Principal
Atlanta or La Vista or Oakdale or Scottsdale or St. Petersburg
$65k-$75k/yr HybridFull Time
Osaic
Osaic: Provides wealth management services to independent financial advisors.
1+ YOERequires 1–2 years of related experience, Series 7, Series 63 or 66, and Series 24, 8, or 9/10. Requires alternative investment knowledge, analytical skills, communication, and task prioritization.
Sales Supervision pre-approval platform
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3w
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VP, Divisional Administrative Manager
California or North Dakota or Washington or Texas or South Dakota or Wyoming or Oregon or Missouri or Oklahoma or Minnesota or Nevada or Montana or Iowa or Kansas or Illinois or Louisiana or Idaho or New Mexico or Colorado or Nebraska or Arizona or Utah or Arkansas
$143k-$238k/yr RemoteFull Time
LPL Financial
LPL FinancialNASDAQ: LPLA: Provides wealth management and brokerage services to financial advisors.
10+ YOE5+ Mgmt10+ years progressive leadership in financial services, FINRA Series 7 and 66 required (Series 24 preferred/obtainable), 5+ years leading large distributed teams, ability to travel up to 20%.
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Compliance Examiner
Great Falls or Denver or Minneapolis
$54k-$80k/yr RemoteFull Time
D.A. Davidson
D.A. Davidson: Financial services firm providing wealth management and investment banking.
FINRA SIE, Series 7, Series 65/66, and Series 9/10 or 24 required; bachelor’s preferred; compliance experience (2+ preferred) and industry experience (5+ preferred); strong written/oral skills; willingness to travel >35%; proficient with Microsoft Outlook/Word/Excel.
Microsoft Outlook, Microsoft Word, Microsoft Excel, Comply
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Compliance Representative
Cincinnati or Charlotte or Tempe or Saint Paul
$76k-$89k/yr OnsiteFull Time
U.S. Bank
U.S. BankNYSE: USB: Provider of personal, business, and institutional financial services.
3+ YOEBachelor's or equivalent, typically 3+ years' relevant experience, Series 7/24/63 or 66 required, Series 4 required or to obtain within 180 days, knowledge of financial regulations and strong analytical and communication skills.
Microsoft Office
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3w
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VP, Divisional Administrative Manager
California or North Dakota or Washington or Texas or South Dakota or Wyoming or Oregon or Missouri or Oklahoma or Minnesota or Nevada or Montana or Iowa or Kansas or Illinois or Louisiana or Idaho or New Mexico or Colorado or Nebraska or Arizona or Utah or Arkansas
$143k-$238k/yr RemoteFull Time
LPL Financial
LPL FinancialNASDAQ: LPLA: Provides independent financial advisory and wealth management services.
10+ YOE5+ Mgmt10+ years progressive leadership in financial services, FINRA Series 7/66 required (Series 24 preferred), 5+ years leading large distributed teams, ability to travel up to 20%, bachelor’s degree preferred.
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Regional Supervision Manager
Atlanta or La Vista or Oakdale or Scottsdale or St. Petersburg
$70k-$80k/yr HybridFull Time
Osaic
Osaic: Wealth management platform for independent financial professionals
3+ YOEMinimum 3 years related experience reviewing suitability/best-interest transactions; Series 7, 24 and Series 63/65 or 66 required; Bachelor’s preferred; strong analytical, compliance and communication skills; valid US work authorization required.
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4w
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Manager, Supervision
Dallas or Saint Paul
HybridFull Time
Cetera Financial Group
Cetera Financial Group: Provides wealth management and independent broker-dealer services.
5+ YOEBachelor's degree or equivalent experience,5+ years industry experience,broker-dealer supervision experience,Series 7/24/66 and FINRA registration preferred,leadership,project management,attention to detail.
Microsoft Excel, Microsoft PowerPoint
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Sr. Manager, Operations
Minneapolis, Minnesota, United States
OnsiteFull Time
First National Bank of Omaha
First National Bank of OmahaOTC Pink: FINN: Provides retail and commercial banking services across the Midwest.
5+ YOE5+ years financial services experience, FINRA Series 7/24/66/6, bachelor’s degree preferred, strong knowledge of FINRA/SEC/AML/BSA, leadership, process improvement, and regulatory compliance.
Pershing
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Sr. Manager, Operations
Minneapolis, Minnesota, United States
OnsiteFull Time
Northland Securities
Northland SecuritiesOTC Pink: FINN: Provides investment banking, brokerage, and financial advisory services.
5+ YOE5+ years financial services experience, FINRA Series 7/24/66/6 registration, bachelor’s degree preferred, strong knowledge of FINRA/SEC/AML regulations, leadership and operational process improvement skills.
Pershing
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