4w
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Open Positions - Specialist Series UCI MIND 2026-27
Irvine, California, United States
$55k-$195k/yr OnsiteFull Time
Grant-funded specialist roles across ranks requiring relevant degrees or experience in neuroscience/translational research; rank-determined qualifications listed in posting.
2mo
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Financial Advisor - Bloomingdale, GA - Market 27, Region 333
Bloomingdale, Georgia, United States
$45k-$100k/yr OnsiteFull Time
Requires aptitude for relationship-building, interest in financial services, and ability to obtain SIE, Series 7 and Series 66 and state insurance licenses; bachelor's degree strongly preferred or equivalent experience; paid training and licensing provided.
2w
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Chief Financial Officer
Chicago, Illinois, United States
HybridFull Time
10+ YOE10+ years senior finance leadership in regulated financial services; experience with broker-dealer operations, FINRA/SEC reporting; Series 27 required, Series 24 preferred; CPA or MBA preferred.
3mo
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AVP - Securities Regulatory Reporting (15c3-1 and 15c3-3)
New York, New York, United States
$91k-$125k/yr HybridFull Time
Regulatory reporting experience in finance; Series 27 required; degree in accounting or finance; strong Excel; familiarity with 15c3-1/15c3-3 and regulatory reporting.
Axiom, Excel, DataIku, Alteryx
2mo
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Director of Brokerage / RIA Operations and Controls
Green Bay or Milwaukee
$137k-$235k/yr HybridFull Time
10+ YOE7+ Mgmt10+ years in broker-dealer/RIA operations; 7+ years leadership; FINRA/SEC knowledge; active Series 7, 24, and 27 (FINOP) licenses
2w
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VP, Regulatory Finance
Dallas or Jersey City
$200k-$250k/yr OnsiteFull Time
Active Series 3 and 27 licenses, bachelor’s in accounting/finance, strong FINOP and regulatory reporting experience, advanced Excel, audit support, and regulatory controls expertise.
Microsoft Excel
2w
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Financial Operations Principal
United States
RemoteFull Time
7+ YOEBachelor's in Accounting/Finance, active FINRA Series 27, 7+ years experience in self-clearing financial services, strong reporting, controls, and regulatory compliance skills.
1w
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Senior Financial Specialist, Regulated Entities - Finance & Administration
New York City, New York, United States
$155k-$205k/yr OnsiteFull Time
10+ YOE10+ years broker-dealer experience, Series 27, deep market knowledge, leadership, regulatory and financial reporting expertise, Bachelor in Accounting/Finance required; MBA/CPA preferred.
SAP, Business Warehouse, Hyperion, Microsoft SharePoint, Bloomberg Terminal
1mo
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Director of Operations | Broker Dealer
Miami or Rio de Janeiro or São Paulo
$150k-$200k/yr OnsiteFull Time
5+ YOE5+ years self-clearing broker-dealer operations experience, Series 24 and 27 required, strong regulatory and clearing knowledge, senior operations leadership and stakeholder management across regions.
2w
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Controller - Capital Markets & Brokerage
Saint Louis or Chicago or Minneapolis or Charlotte
$144k-$169k/yr HybridFull Time
Bachelor's in Accounting/Finance, significant broker-dealer accounting and GAAP experience, PCAOB audit experience, knowledge of SEC rules (17a-5,15c3-1,15c3-3); CPA and Series 27 preferred.
1w
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Assistant Controller
Chicago, Illinois, United States
$90k-$120k/yr OnsiteFull Time
3+ YOEBachelor's in Accounting or Finance required; 3+ years financial services experience; Series 27 required or obtain within 6 months; CPA preferred; NetSuite, Numeric, Rippling, Ramp, and advanced Excel experience.
Numeric, Rippling, Ramp, NetSuite, Microsoft Excel
1mo
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Director, Broker Dealer Controller
Jersey City, New Jersey, United States
$160k-$260k/yr OnsiteFull Time
10+ YOE10+ years in financial services/broker-dealer environment; deep knowledge of US GAAP and IFRS; CPA and Series 27 preferred; experience leading teams, interfacing with regulators/auditors, and P&L/reporting expertise.
3w
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Broker Dealer Senior Accountant
Chicago, Illinois, United States
$110k-$135k/yr OnsiteFull Time
5+ YOEBachelor's in accounting/finance required, 5+ years accounting experience with 2+ years broker-dealer focus, CPA preferred, must pass Series 27 within one year, strong analytical and communication skills.
2w
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Controller/Deputy CFO
New York, New York, United States
$170k-$220k/yr HybridFull Time
6+ YOEBachelor's degree required, CPA preferred; Series 27 required or willing to obtain; 6+ years accounting experience at a broker-dealer/clearing firm; payroll, reconciliations, monthly close, audit and regulatory compliance experience.
ADP Workforce Now, Microsoft Dynamics GP, QuickBooks, Microsoft Excel
2mo
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Vice President, Risk Management
Jersey City, New Jersey, United States
$150k-$200k/yr OnsiteFull Time
10+ YOEBachelor’s degree; 10+ years risk management experience in financial services; FINRA Series 27 required or willing to obtain; strong Excel, Bloomberg, and data analysis skills; experience with risk frameworks, VaR, and GRC tools.
Excel, Bloomberg, GRC tools
1mo
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Accountant - Broker Dealer Accounting - New York, United States
New York, New York, United States
$85k-$130k/yr HybridFull Time
3+ YOEBachelor's in accounting, 3+ years broker-dealer accounting experience, strong Microsoft Excel and PowerPoint skills, experience preparing financial statements, FOCUS reports and audit support; CPA and Series 27 preferred; Power BI/Alteryx a plus.
Microsoft Excel, Microsoft PowerPoint, Power BI, Alteryx, FOCUS reports
4w
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Public Safety Dispatcher I
Colorado Springs, Colorado, United States
$24-$29/hr OnsiteFull Time
1+ YOEHigh school diploma/GED, 1 year related professional experience, successful completion of CritiCall test series, CPR and public safety information system certifications (obtain within 3 months), ability to keyboard 27 wpm and handle high-stress call taking/dispatch.
Quick Response, CAD, CCIS/NCIC, CJIS, LERMS, ProQA, Microsoft Office, Contact Map, twitter, Facebook, Citizen Observer, 3si, CSU database, BOSS3
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