110 sie jobs at 20 companies in Charlotte, NC
18h
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Consumer Investments - Investment Specialist Trainee (Obtain SIE, Series 7 & 66)
Charlotte, North Carolina, United States
OnsiteFull Time
1+ YOERequires high school diploma/GED, strong communication and computer skills, client focus, sales aptitude, multitasking, and willingness to pass SIE, Series 7, and Series 66 licensing exams.
chat
3w
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Consumer Investments - Investment Specialist Trainee (Obtain SIE, Series 7 & 66)
Charlotte, North Carolina, United States
OnsiteFull Time
Phone-based client service role focused on identifying client needs, referring sales opportunities, preparing to pass SIE/Series 7/66 exams, strong communication, computer skills, and goal orientation.
1mo
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Sales & Business Development - Regional Director
Santa Monica or Charlotte or Austin or California or Florida
$155k-$185k/yr HybridFull Time
Established sales professional with strong investment knowledge; SIE, Series 7, and Series 63/66 required (SIE and Series 7 within 12 weeks of hire). Client development, presentation, and territory growth experience expected.
2w
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Financial Services Representative - State Farm Agent Team Member
Weddington, North Carolina, United States
OnsiteFull Time
3+ YOE3+ years in financial services, analytical and communication skills; Series 6/63/65 or SIE licenses preferred.
2mo
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Senior Manager, Risk Advice
Minneapolis or Chicago or Phoenix or Charlotte
OnsiteFull Time
6+ YOE6+ years in strategic risk/compliance or product management; strong communication; leadership; organized; SIE exam or able to obtain within 180 days.
2w
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Financial Representative - Seeking Growth
Charlotte, North Carolina, United States
$97k-$192k/yr HybridFull Time
Active or quickly obtainable SIE and Life/Health licenses, strong client-facing and leadership potential, sales orientation, willingness to recruit and develop others.
2mo
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Consumer Investment Banking Associate - Charlotte
Charlotte, North Carolina, United States
OnsiteFull Time
10+ YOEBachelor's degree, 10+ years general experience, FINRA SIE/Series 63/Series 79 required; strong financial modeling, valuation, NPV and communication skills.
1d
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Service Team Lead
Tempe or Fort Mill
$28-$46/hr OnsiteFull Time
2+ YOERequires 2+ years of customer service and financial services experience, SIE certification within 90 days, strong communication and organizational skills; bachelor's degree preferred.
Microsoft Office, BETA, ClientWorks, Siebel, Documentum, NAO Tool, MM Tool, Repapering, Block Transfer
1w
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Associate Analyst, Operations - Performance and Data Recon
Tempe or Fort Mill
$21-$35/hr OnsiteFull Time
1+ YOERequires 1+ year of financial services client-facing or operations experience, strong communication, organization, analytical, problem-solving, and prioritization skills. Bachelor's degree and SIE preferred.
Client Works, Dynamics, NICE, Microsoft Excel, Microsoft Word, Microsoft Office
2d
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Insurance Agent - Salisbury, NC
Salisbury, North Carolina, United States
FieldFull Time
Active Life and Health and Property and Casualty licenses required. Enhanced agents need SIE and Series 6 or Series 63 licenses. Insurance or financial services experience preferred.
2w
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Financial Consultant I – Principal Connection (Multiple Locations)
Des Moines or Charlotte or Raleigh or Richmond or Grand Island or Minneapolis or St. Louis or Chicago or Denver or Salt Lake City or Atlanta or Dallas or Fort Worth or Phoenix or Miami or Tampa or Jacksonville or Orlando or San Diego or Bridgewater or Cherry Hill or Princeton or Austin
$27-$40/hr HybridFull Time
2+ YOEBachelor's degree plus 2+ years' experience, ability to obtain SIE and Series registrations, strong communication, retail investment and retirement plan knowledge, and desktop computer proficiency.
2w
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Ultra High Net Worth Client Case Representative, Senior Associate
Charlotte, North Carolina, United States
$84k-$92k/yr HybridFull Time
3+ YOE3+ years financial services experience, undergraduate degree or equivalent, active SIE and Series 7 and Series 66 (or obtain within 90 days), client service and consultative skills.
3mo
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Investment Banking Associate
Nashville or Los Angeles or New York or Charlotte
$170k/yr HybridFull Time
2+ YOETwo+ years sell-side M&A advisory and investment banking experience; strong financial modeling; SIE and Series 79/63; top-tier academics; proactive, team-oriented.
S&P Capital IQ, PitchBook, Salesforce CRM, Online data rooms
1w
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Associate Financial Relationship Advisor
Charlotte, North Carolina, United States
OnsiteFull Time
0.5+ YOE6+ months client management experience or equivalent, SIE completed or equivalent, ability to obtain FINRA licensing (Series 7/66 or 63/65) and comply with regulatory/background checks.
Microsoft Word, Microsoft Excel, Microsoft Outlook
1w
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Financial Wellness Coach, UBS Wealth Advice Center
Charlotte or Dallas or Nashville or Weehawken
$70k-$93k/yr OnsiteFull Time
Deliver financial wellness education and coaching to employees; hold FINRA SIE, Series 7 and 66; CFP preferred; strong presentation, communication, and financial services experience; willing to travel.
BrassRing
2mo
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Sales Supervision Mgr
Minneapolis or Charlotte or Troy
$87k-$120k/yr HybridFull Time
5+ YOEBachelor's degree, 5+ years relevant experience, active SIE, ability to obtain Series 7, Series 24 and Series 63/66 as required; strong communication, analytical, and supervisory skills.
4d
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Advance to Financial Planning Advisor
Dallas or Scottsdale or Charlotte or Malvern
HybridFull Time
Undergraduate degree required; SIE exam before starting; ability to pass Series 7 and 63 exams; leadership, investment, client service, CRM, communication, teamwork, and time-management skills.
Client Relationship Management (CRM)
3w
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Investment Banking Associate I or II
Charlotte or Chicago or Cleveland or New York City or Atlanta
$71k-$146k/yr OnsiteFull Time
3+ YOEBachelor's in finance/accounting/economics,3+ years M&A or investment banking experience,SIE/Series 79/63 (or ability to obtain),advanced Excel/PowerPoint,financial modeling and credit skills.
Microsoft Excel, Microsoft PowerPoint, Microsoft Word, Bloomberg, Capital IQ
2mo
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Licensed Financial Services Representative - Charlotte, NC
Charlotte, North Carolina, United States
$30-$35/hr HybridFull Time
1+ YOERequires FINRA SIE and Series 6 or 7, 1–2 years customer-facing experience, strong communication and problem-solving, comfort with high-volume inbound calls and multiple computer systems.
4w
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Financial Advisor
Albemarle, North Carolina, United States
$45k-$100k/yr OnsiteFull Time
Requires financial services, sales, registration, licensing, certification, or professional/military progression; bachelor's degree preferred. SIE, Series 7, Series 66, state insurance licenses, and FINRA registrations required.
SEC, social media
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