21 sie jobs at 10 companies in Newington, CT
3w
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Registered Wealth Management Client Associate
Fairfield, Connecticut, United States
$25-$45/hr OnsiteFull Time
Requires FINRA SIE, Series 7 and Series 66 (63/65 accepted), advanced investment knowledge, strong client service, proficiency with Microsoft Office and Salesforce.
Microsoft Word, Microsoft Excel, Microsoft PowerPoint, Salesforce
3mo
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Internal Wholesaler
Springfield or Boston
$60k-$65k/yr HybridFull Time
1+ YOEBachelor’s degree or HS diploma +4 years in financial services; 1+ year life insurance sales; FINRA SIE, Series 6 & 63; State Life & Health license.
Salesforce, Microsoft Office
1mo
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Financial representative
Fairfield County, Connecticut, United States
FieldFull Time
Ability to obtain/state-hold life insurance license, SIE, Series 6/7 and Series 63 as required; pass background and regulatory checks; integrity, leadership, community engagement.
2d
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Registered Client Service Associate - Ridgefield, CT
Ridgefield, Connecticut, United States
$55k-$72k/yr HybridFull Time
1+ YOEHigh school diploma or equivalent required; 1+ year securities industry or related experience preferred. Requires SIE and Series 7; Series 63, 65, and/or 66 as required by state.
Client Relationship Management (CRM) software, Excel, Microsoft Excel
3w
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Registered Wealth Management Client Associate
Fairfield, Connecticut, United States
$25-$45/hr OnsiteFull Time
Holds or will obtain FINRA SIE, Series 7 and Series 66 (63/65 accepted), strong client service and investment product knowledge, proficiency with Microsoft Office and Salesforce, and professionalism with discretion.
Microsoft Word, Microsoft Excel, Microsoft PowerPoint, Salesforce
6d
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Regional Sales Director - Retirement Plan Sales
Providence or Massachusetts or Connecticut or Boston or New Haven or Hartford
$90k-$130k/yr HybridFull Time
5+ YOERequires 5+ years of outside B2B sales experience, retirement product knowledge, cold-calling and territory management skills, Series 6, 63, and SIE, and a valid driver's license; bachelor's degree preferred.
1w
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Financial Advisor - Hartford, Connecticut
Hartford, Connecticut, United States
$72k-$108k/yr FieldFull Time
2+ YOERequires 2+ years of advice, planning, and investment sales experience; consultative sales experience; SIE, Series 7, Series 63, L&H, and Series 66 or equivalent; strong communication and wealth management skills.
Customer Identification Program (CIP), Anti-Money Laundering (AML)
1mo
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Financial Services Representative - New Haven, CT
New Haven, Connecticut, United States
HybridFull Time
Provide inbound customer support by phone, assist with account questions, transfers and trades, complete FINRA licensing (SIE, Series 7, Series 66) via sponsored training; strong customer-service skills and coachability.
6d
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College Financial Representative, Internship Program
Fairfield, Connecticut, United States
$500-$1k/yr OnsiteInternship
Full-time student, preferably a junior or senior, with entrepreneurial interest, sales curiosity, strong time management, campus involvement, financial planning interest, and business savvy.
CFP, SIE, Series 6, Series 63
2mo
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Financial Advisor - Niantic, CT - Market 13, Region 330
Niantic or Connecticut or United States
$45k-$100k/yr OnsiteFull Time
Bachelor's preferred or equivalent experience; financial services or sales background; must obtain SIE, Series 7 and Series 66 and state insurance licenses (FINRA registrations within 3 months); strong relationship-building and critical thinking.
2mo
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Private Client Advisor
East Haven, Connecticut, United States
HybridFull Time
Sales-focused advisor for mass-affluent clients; requires FINRA SIE, S7, S66/S63 and S65, resident state insurance licenses; high school diploma required (BA preferred); ability to obtain required licenses if not held.
1mo
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Private Client Banker - Fairfield Center - Fairfield, CT
Fairfield, Connecticut, United States
$25-$33/hr OnsiteFull Time
1+ YOE1+ year branch banking or equivalent experience; relationship-oriented client acquisition and servicing; high school/GED; completion or attainment of SIE, Series 6/7, state registration (63/66) and Life licenses within 180 days; compliance with lending regulations.