49 sie jobs at 15 companies in Seattle, WA
2w
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Financial Consultant - Seattle, WA
Seattle, Washington, United States
$60k-$75k/yr OnsiteFull Time
FINRA Series 7 and 66 (or ability to acquire Series 66), SIE, proven client-relationship and investment-advice experience, strong communication and presentation skills.
3mo
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Merrill Lending Solutions Advisor II
Dallas or Seattle or Los Angeles or Houston
$175k-$248k/yr OnsiteFull Time
12+ YOE12+ years wealth management or credit advisory; excellent communication; FINRA SIE, 7, 63/65 or 66; UHNW experience; strong lending structuring.
Credit analysis software, Lending platforms, Microsoft Office, CRM tools
1w
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Private Wealth Management, Wealth Management Professional, Senior Analyst, Philadelphia
Atlanta or Boston or Chicago or Dallas or Houston or Los Angeles or New York or Miami or Philadelphia or San Francisco or Seattle or Washington or West Palm Beach
$60k-$125k/yr OnsiteFull Time
2+ YOEBachelor's degree, 2+ years client service or financial industry experience preferred, SIE/Series 7 and 63 required, strong communication, organizational and client-service skills.
15h
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Financial Advisor - Edmonds, WA - Market 21, Region 174
Edmonds, Washington, United States
$45k-$100k/yr OnsiteFull Time
Candidates need financial services, sales, registration, certification, or professional/military progression. SIE, Series 7, Series 66, and state insurance licenses are required; a bachelor's degree is preferred.
social media
3w
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Premier Client Relationship Consultant 5 (Banker) - West Seattle, WA
Seattle, Washington, United States
$38-$46/hr OnsiteFull Time
5+ YOEHigh school diploma, typically 5+ years retail banking experience, FINRA SIE/Series 6 or 7 and Series 63 or 66, NMLS registration required, background and credit checks.
3mo
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Financial Solutions Advisor Registration Candidate - Northgate, WA Market
Seattle, Washington, United States
$29-$34/hr OnsiteFull Time
1+ YOEObtain SIE/Series 7/66 licenses, register under SAFE Act, cultivate client relationships, recommend financial solutions; 1+ year financial services or sales experience preferred.
4w
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Financial Advisor
Seattle, Washington, United States
$61k-$250k/yr OnsiteFull Time
Bachelor's degree, legal authorization to work in the US without sponsorship, obtain Life/Accident & Health and securities licenses (SIE, Series 6,7,63), entrepreneurial mindset, relationship-building and time-management skills.
2w
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Licensed Private Client Banker
Bellevue, Washington, United States
$25-$38/hr OnsiteFull Time
Deliver financial advice and referrals to clients with up to $2M in investable assets; sales and prospecting experience; FINRA S6,S63 and SIE required; life and health insurance license required; proficiency with Microsoft Office.
Microsoft Windows, Microsoft Word, Microsoft Excel
1d
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Financial Advisor - Olympia, WA
Olympia, Washington, United States
OnsiteFull Time
2+ YOE5+ MgmtEntrepreneurial, self-motivated candidates with strong communication and business skills. Series 6/63 and SIE licenses required; life/health and property/casualty licenses essential upon contracting. Financial services experience preferred.
3w
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Registered Client Associate
Seattle, Washington, United States
$30-$36/hr OnsiteFull Time
Must complete SIE and Series 7 and Series 66 (or Series 63/65) or obtain licensing; strong knowledge of securities and products; solid Microsoft Word/Excel/Outlook skills; excellent communication and client service.
Microsoft Word, Microsoft Excel, Microsoft Outlook, Thomson ONE, Envestnet, CRM, Money Guide Pro
1w
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Registered Client Associate
Lynnwood, Washington, United States
$31-$46/hr OnsitePart Time
1+ YOE1+ year brokerage/client support experience; FINRA Series 7 and 63 (or equivalents) required; FINRA registration and SIE co‑requisite as applicable; intermediate Microsoft Office; strong client service and prioritization skills.
Microsoft Word, Microsoft Excel, Microsoft Outlook, Microsoft PowerPoint
1mo
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Operations Associate - Parametric
Minneapolis or Seattle
$70k-$140k/yr HybridFull Time
4+ YOEBachelor's degree, 4+ years in financial services operations or institutional client onboarding, SIE/Series 7/63 (or 66) or willingness to obtain, knowledge of asset management products, strong communication, organization, and project coordination skills.
CRM
4w
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Technology Solutions Consultant
Denver or Seattle or Washington or California or Colorado or Arizona or Oregon or Utah or Alaska
$80k-$110k/yr HybridFull Time
3+ YOEBachelor's degree,3–5 years financial services experience,ability to obtain SIE/Series 7/66 within 12 months,client-facing experience preferred,strong presentation and communication skills,willingness to travel regularly.
1mo
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Associate Trader, Fixed Income
Seattle, Washington, United States
$100k-$120k/yr OnsiteFull Time
1+ YOEBachelor's in finance or related, 1+ years fixed-income experience, expected to obtain SIE/Series 7/55/63, proficiency with Excel and SQL, experience with fixed-income platforms (Tradeweb, MarketAxess, Bloomberg), strong communication and analytical skills.
Microsoft Excel, SQL, Tradeweb, MarketAxess, Bloomberg, Liquidnet, TruMid, MTS, Yieldbroker
1d
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Client Service Specialist
Edmonds, Washington, United States
$31-$38/hr HybridFull Time
Client-facing experience, strong verbal and written communication, highly organized, detail-oriented, problem-solving mindset, prior client service experience preferred; bachelor’s degree preferred; willingness to pursue industry licensing (SIE, Series 7, Series 66, insurance).
1mo
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Private Client Banker - Wallingford Branch - Seattle, WA
Seattle, Washington, United States
$25-$33/hr OnsiteFull Time
1+ YOE1+ year branch banking or equivalent; high school/GED; SIE/Series 6/7 and state registrations (63/66) and life license required or to be completed within 180 days; NMLS registration required; ability to work branch hours including weekends and evenings.
National Mortgage Licensing System (NMLS)
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