102 sie jobs at 20 companies in Shelton, CT
3w
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Financial Advisor
Niantic, Connecticut, United States
$45k-$100k/yr OnsiteFull Time
Requires financial services or sales experience, registration or certification, professional or military progression, or equivalent work experience; SIE, Series 7, Series 66, and state insurance licenses are required.
SIE, Series 7, Series 66, FINRA, SEC
2mo
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Branch Banking Client Consultant II-Licensed
North Babylon, New York, United States
$18-$28/hr OnsiteFull Time
4+ YOEHigh school or equivalent; 4-5 years customer service and sales in financial services; NMLS; Life/Health licenses within 90 days; FINRA SIE, Series 6, and Series 63 or 66 within 90 days.
NMLS, SIE, Series 6, Series 63, Series 66
3mo
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Merrill Performance Coach
New York or New York or Peachtree City or Boston or Deer Park or Alpharetta or Carmel or Mount Laurel or Paramus or Pennington or Toms River or Dallas or Cincinnati or Charlotte or Century City or Saint Helena or White Plains
$140k-$207k/yr HybridFull Time
10+ YOE10+ years coaching/consulting in wealth management; senior leader coaching; travel 40%; SIE and Series 7 or ability to obtain.
3mo
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Financial Advisor - Hartford County, CT
Hartford County or Hartford
FieldFull Time
Bachelor’s degree or equivalent experience; obtain FINRA SIE, life and health licenses, complete securities registrations, and pass background and fingerprinting checks.
FINRA SIE
3d
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Registered Client Service Associate - Locust Valley, NY
Locust Valley, New York, United States
$45k-$65k/yr OnsiteFull Time
1+ YOEHigh school diploma or equivalent and 1+ year of securities or related experience preferred. Requires SIE and Series 7; Series 63, 65, and/or 66 as required by state.
Client Relationship Management (CRM), Excel, Microsoft Excel
4d
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Principal Analyst, Risk Monitoring
Jersey City or Jericho or Denver or Dallas or Chicago or Boston or Boca Raton or Tysons or Woodbridge or Washington or San Francisco or Rockville or Philadelphia or New York City or Los Angeles
$98k-$211k/yr HybridFull Time
Bachelor's degree or equivalent experience, financial industry analysis, risk expertise, SIE certification, regulatory knowledge, advanced analytical skills, and Microsoft Excel and Word proficiency.
Microsoft Excel, Microsoft Word
3w
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Wealth Management Client Associate
Melville, New York, United States
$25-$44/hr OnsiteFull Time
1+ YOEHigh school diploma/GED, 1+ years experience, client service skills, proficiency with Microsoft Word/Excel/PowerPoint and Salesforce; SIE/Series registrations preferred.
Microsoft Word, Microsoft Excel, Microsoft PowerPoint, Salesforce
1w
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Financial Services Representative, College Graduate - Scarsdale NY
Scarsdale, New York, United States
$45k-$75k/yr HybridFull Time
Provide inbound customer support, place trades, obtain SIE/Series 7/66 licenses (paid/sponsored), customer service experience preferred, strong communication and coachability.
1mo
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Financial representative
Fairfield County, Connecticut, United States
FieldFull Time
Ability to obtain/state-hold life insurance license, SIE, Series 6/7 and Series 63 as required; pass background and regulatory checks; integrity, leadership, community engagement.
1w
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Financial Wellness Coach, UBS Wealth Advice Center
Charlotte or Dallas or Nashville or Weehawken
$70k-$93k/yr OnsiteFull Time
Deliver financial wellness education and coaching to employees; hold FINRA SIE, Series 7 and 66; CFP preferred; strong presentation, communication, and financial services experience; willing to travel.
BrassRing
1mo
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Internal Sales Associate
St. Petersburg or Stamford or Boston
$55k-$65k/yr OnsiteFull Time
BA/BS required; obtain SIE, Series 7 and Series 63 within 90-180 days; proficiency with MS Office Suite; strong communication, time management, and sales aptitude.
MS Office Suite
3mo
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Senior Branch Operations Specialist (Jericho, NY)
Jericho, New York, United States
$55k-$65k/yr OnsiteFull Time
2+ YOE2+ years brokerage/financial services experience, FINRA registrations (SIE and Series 99 or Series 7 and 63), strong attention to detail, Microsoft Office proficiency, communication and supervisory experience.
Microsoft Office
6d
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Regional Sales Director - Retirement Plan Sales
Providence or Massachusetts or Connecticut or Boston or New Haven or Hartford
$90k-$130k/yr HybridFull Time
5+ YOERequires 5+ years of outside B2B sales experience, retirement product knowledge, cold-calling and territory management skills, Series 6, 63, and SIE, and a valid driver's license; bachelor's degree preferred.
1d
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Relationship Banker - Glen Head, NY
Glen Head, New York, United States
$25-$33/hr OnsiteFull Time
1+ YOERequires 1+ year sales experience in retail banking, financial services, or related industries; high school diploma/GED; SIE, FINRA Series 6, state registration, life licenses, and NMLS registration.
Chase Mobile App, Chase.com, ATMs
3w
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CMO Structurer - Trader I
Stamford, Connecticut, United States
$80k-$100k/yr OnsiteFull Time
1+ YOEBachelor's degree in finance, economics, or related field; 1+ year trading or structuring MBS experience; fixed-income P&L and risk experience; SIE, Series 7, and Series 63 required or obtainable.
2mo
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Premier Banker- East Meadow
East Meadow, New York, United States
$28-$42/hr OnsiteFull Time
2+ YOEHS diploma required; 2+ years financial/banking experience; consultative sales experience; maintain NMLS registration; SIE completion and Life & Health license preferred; strong product, credit, and advisory skills.
Nationwide Mortgage Licensing System and Registry (NMLS)
2w
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Licensed Private Client Banker
Fishkill, New York, United States
$25-$38/hr OnsiteFull Time
Proven sales and relationship-building experience; FINRA S6,S63,SIE and life & health insurance upon hire; comfortable with prospecting, referral generation, and digital tools; high school required; valid driver's license.
Microsoft Windows, Microsoft Word, Microsoft Excel
1mo
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Financial Advisor - Briarcliff, NY - Market 13, Region 375
Briarcliff Manor, New York, United States
$45k-$100k/yr OnsiteFull Time
Ability to build client relationships, obtain SIE/Series 7/Series 66 and state insurance licenses, complete FINRA registrations, and demonstrate ambition, sales or financial-services experience; bachelor's degree strongly preferred.
1mo
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Licensed Relationship Manager
Pleasant Valley, New York, United States
$26-$31/hr OnsiteFull Time
High school diploma/GED; SIE required; NYS Notary Public within 12 months; NMLS registration required; Series 7 and 66 or able to pass within 120 days; must pass FINRA background screening.
1mo
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Licensed Relationship Manager
Pleasant Valley, New York, United States
$26-$31/hr OnsiteFull Time
High school diploma/GED, SIE required, Series 7 & 66 required or ability to pass within 120 days, NMLS required, NYS Notary Public within 12 months, must pass FINRA background screening.