335 compliance analyst jobs at 210 companies in Lindenhurst, NY
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Compliance Analyst
New York City, New York, United States
$75k-$85k/yrOnsiteFull Time
Oppenheimer & Co. Inc.NYSE: OPY: Wholly owned full-service brokerage and investment bank serving individuals, families, corporations, and institutions.
3+ YOERequires 3–5 years of compliance experience in financial services, regulatory and compliance testing experience, Microsoft Office proficiency, and a bachelor's degree in a relevant field.
Microsoft Office, Microsoft Excel, Microsoft Word, Microsoft PowerPoint
Daiwa Corporate Advisory Holdings Ltd.: International investment bank providing M&A, debt, restructuring, private capital and secondary advice to corporate and private-equity clients.
2+ YOEBachelor's degree and at least two years of compliance experience required; strong judgment, confidentiality, communication, organization, and Microsoft Office proficiency needed.
Neuberger Berman: Employee-owned private investment manager serving institutions, advisors, and individuals across public and private markets.
1+ YOEBachelor's degree,1+ years investment-advisory or broker-dealer compliance experience,experience with equity/fixed-income products,strong analytical and communication skills.
Millennium Management: Global alternative investment management firm.
3+ YOE3+ years in financial services control functions, bachelor\u0002s degree, strong attention to detail, communication, organizational skills, and ability to learn compliance systems quickly.
Rain Technologies: Private U.S. fintech providing employer-integrated earned wage access and financial wellness tools to employees.
3+ YOE3+ years compliance/KYC/AML experience in fintech/payments/crypto, OFAC/PEP screening, transaction monitoring and SAR documentation, BSA/AML knowledge; CAMS a plus.
William Blair Investment Management, LLC: Independent, employee-owned firm serving companies and investors through investment banking, asset management, equity research, and wealth management.
1+ YOEBachelor's degree and 1–3 years of compliance experience with registered investment advisers or investment companies. Requires regulatory knowledge, critical thinking, concise writing, and strong communication skills.
Neuberger Berman: Employee-owned private investment manager serving institutions, advisors, and individuals across public and private markets.
1+ YOE1-5 years investment-advisory or broker-dealer compliance experience; Bachelor's degree; experience with equity/fixed-income products preferred; strong communication, analytical skills, and attention to detail.
Houston or Chicago or St. Louis or San Francisco or New York or Minneapolis or Los Angeles or Dallas or Austin or Washington or San Antonio
$60k-$90k/yrHybridFull Time
Norton Rose Fulbright: Global law firm providing full-scope legal services to corporations and financial institutions.
1+ YOEBachelor's degree and 1+ year conflicts or legal assistant/analyst experience; strong research, analytical, communication, discretion, and prioritization skills; proficient in Microsoft Office; knowledge of world geography.
Ultimus Fund Solutions: U.S. independent fund administrator serving advisors and fund managers with fund administration and investment operations.
5+ YOEBachelor's degree,5+ years compliance experience in financial services,knowledge of SEC and FINRA rules,Microsoft Office and Adobe Acrobat proficiency,ability to lead testing and prepare regulatory documentation.
CNA FinancialNYSE: CNA: Global insurance organization providing commercial property and casualty solutions.
0+ YOEBachelor's degree or equivalent, up to two years of related experience, insurance knowledge, process improvement and project management understanding, strong communication, analytical, and problem-solving skills.
Point72 Asset Management: Global alternative investment firm utilizing fundamental and systematic strategies.
1+ YOERequires 1–3 years of financial services compliance experience, an undergraduate degree with minimum 3.2 GPA, strong communication, analytical, organizational, and problem-solving skills.
AlphaSense: AI-driven market intelligence and search platform provider.
0+ YOEFresh graduates encouraged; 0–2 years in operations, administration, customer support, or compliance operations helpful. Requires English writing, attention to detail, organization, judgment, and policy adherence.
AlphaSense: AI-driven market intelligence and search platform provider.
0+ YOEFresh graduates encouraged; 0–2 years in operations, administrative, customer support, or compliance operations helpful. Requires English writing, attention to detail, organization, judgment, and familiarity with securities and MNPI risks.
Onco360: Specialty oncology pharmacy focused on cancer and rare diseases.
2+ YOERequires certified pharmacy technician registration, 2+ years of pharmaceutical regulatory or industry experience, communication and data skills, Microsoft Office proficiency, and compliance or quality experience.
Microsoft Office, Microsoft Excel, Microsoft Outlook, Microsoft Word
ASSA ABLOYNasdaq Stockholm: ASSA B: Global leader in access solutions and door opening technology.
2+ YOEBachelor's in international trade/logistics/supply chain,2+ years trade compliance experience,strong Excel skills,attention to detail,ability to work independently;travel up to 15%.
OTG Management: Private airport hospitality operator developing restaurants, retail markets, and food halls for travelers across North America.
3+ YOEBachelor’s degree or equivalent experience, 3–5 years in IT security, compliance, or audit, and hands-on PCI DSS experience. Knowledge of AWS, network security, GRC tools, and payment environments preferred.
Carlsbad or San Jose or North America or New York City
$147k-$232k/yrOnsiteFull Time
ViasatNASDAQ: VSAT: Global communications providing satellite connectivity and defense solutions.
8+ YOERequires 8+ years in risk and compliance and working with ISO27001:2022, ISMS Lead Auditor or Lead Implementor certification, GRC tool experience, security knowledge, and strong analytical, communication, and project skills.
ISO27001:2022, GRC, ISO27001 ISMS, ISO27001 Annex A, PCI DSS, NIST SP 800-171, CMMC, IT SOX
Snorkel AI: The frontier AI data lab helping teams build the data and environments behind high-performing frontier and agentic AI.
2+ YOERequires 2–5 years in technical compliance, IT audit, or GRC; SOC 2 Type I/II and ITGC audit expertise; cloud, IAM, CI/CD, encryption, vulnerability management, and Vanta, Drata, Jira, and KnowBe4 experience.
Sumitomo Mitsui Trust Bank: Japanese trust bank serving retail, corporate, institutional, and global clients through banking, trust, real-estate, and asset-management services.
2+ YOEBachelor’s degree or equivalent with 2-3 years AML/KYC/transaction monitoring experience; strong organizational, communication, and Excel/Access skills; detail oriented; independent.
GeminiNasdaq: GEMI: Publicly traded cryptocurrency exchange and custodian serving retail and institutional users.
1+ YOEBA/BS required,1-2 years relevant experience in financial services,law enforcement,digital assets or consulting;AML/BSA and sanctions knowledge;blockchain analytics and SAR drafting experience;Google Suite and case management proficiency;US work authorization.
Google Documents, Google Sheets, Google Slides, blockchain analytics, open source blockchain explorers, case management systems