65 compliance analyst jobs at 48 companies in Naugatuck, CT
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Compliance Analyst
Radnor or Charlotte or Fort Wayne or Greensboro or Hartford or Omaha
$73k-$132k/yr HybridFull Time
3+ YOEBachelor's degree or equivalent experience,3-5+ years compliance experience relevant to funds management,ability to perform testing,service provider oversight,AML support,and prepare compliance reports.
2mo
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Compliance Analyst
Farmington, Connecticut, United States
HybridFull Time
5+ YOEBachelor's degree in finance/business (law degree preferred with Connecticut Bar admission), 5+ years compliance/legal/operations experience in asset management or insurance, knowledge of IMAs and onboarding, Contract Insight/Cobblestone familiarity, audit coordination experience.
Contract Insight, Cobblestone, PTCC, MCO
3w
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Senior Compliance Analyst
Hauppauge, New York, United States
$75k-$87k/yr OnsiteFull Time
5+ YOEBachelor's degree,5+ years compliance experience in financial services,knowledge of SEC and FINRA rules,Microsoft Office and Adobe Acrobat proficiency,ability to lead testing and prepare regulatory documentation.
Microsoft Office, Adobe Acrobat
3w
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Trade Compliance Analyst
New Haven, Connecticut, United States
OnsiteFull Time
2+ YOEBachelor's in international trade/logistics/supply chain,2+ years trade compliance experience,strong Excel skills,attention to detail,ability to work independently;travel up to 15%.
Microsoft Excel
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Compliance Analyst - CAT Transaction System
Greenwich, Connecticut, United States
HybridFull Time
1+ YOEBachelor's degree required; 1+ years data analysis experience; regulatory research, UNIX, SQL and advanced Microsoft Excel; programming in Python/Perl/Go preferred; strong analytical and communication skills.
UNIX, Python, Perl, Go, SQL, Microsoft Excel, Confluence, JIRA, FINRA Consolidated Audit Trail (CAT), Order Audit Trail (OATS), FIX protocol
1mo
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Compliance Officer (Business Analyst)
New York City or Stamford or Boston
$130k-$150k/yr HybridFull Time
7+ YOEBachelor's degree preferred,7 years financial services or marketing compliance experience,knowledge of SEC Marketing Rule and FINRA,Series 7 or 24 (or obtain within 6 months),Microsoft Office and compliance tool experience,strong writing and analytical skills.
Microsoft Office, Norm AI, Red Oak, Greenboard, RegEd, Saifr, Zeidler
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Senior NERC CIP Compliance Analyst
New Haven, Connecticut, United States
$130k-$160k/yr OnsiteFull Time
7+ YOEBachelor's degree or equivalent experience; 7+ years regulatory/compliance or industrial cybersecurity experience with at least 5 years managing NERC CIP programs; ability to pass NERC CIP-004 personnel risk assessment and background check; valid driver's license; able to travel up to 25%.
3w
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Risk, Compliance & Conrols Analyst
Middletown, Connecticut, United States
OnsiteFull Time
5+ YOE5+ years in risk, compliance, audit, or lending operations; strong consumer lending regulatory knowledge; Excel and data analysis skills; experience with control design, monitoring, and audit/exam coordination.
Microsoft Excel, SQL, BI tools, SAS, Python, Archer, ServiceNow GRC, Riskonnect, Electronic Medical Records (EMR)
6d
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Paralegal - Compliance and Employment Programs Lead
Greenwich, Connecticut, United States
$100k-$150k/yr OnsiteFull Time
3+ YOEBachelor's degree, 3+ years of paralegal or legal analyst experience, 2+ years of data management and analytics experience, Excel and PowerPoint fluency, litigation and e-discovery knowledge.
Microsoft Excel, Microsoft PowerPoint, HR Acuity, NAVEX, 319 Insight, Chat GPT, Harvey, Claude, Legal Tracker
1mo
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Virtual Currency Senior Analyst (Financial Services Specialist 2 (Compliance), SG-23)
Albany or New York City or Suffolk County or Nassau County or Rockland County or Westchester County
$87k-$110k/yr HybridFull Time
7+ YOESeven years specialized experience in financial supervision/compliance; knowledge of virtual currency, BSA/AML, OFAC, cybersecurity, trust operations, internal controls, financial analysis; travel up to 50%.
1w
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Senior Analyst, GRC
White Plains, New York, United States
$140k-$180k/yr OnsiteFull Time
3+ YOERequires 3+ years in GRC, IT audit, compliance, or related security work; knowledge of a security or compliance framework; GRC platform experience; and strong documentation and communication skills.
PCI DSS, NIST, SOC 2, ISO 27001, Hyperproof, Archer, OneTrust
3mo
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FIU Analyst
Purchase, New York, United States
$79k-$126k/yr OnsiteFull Time
3+ YOE3–5 years of AML/CFT and sanctions compliance experience; strong investigation and documentation skills; proficient in MS Office and SharePoint; familiarity with blockchain analytics a plus.
Microsoft Office, SharePoint, Visio, Blockchain analytics tools
3w
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BSA Analyst
Orange, Connecticut, United States
OnsiteFull Time
3+ YOE3+ years BSA/AML or financial crime compliance experience; strong CIP/KYC/CDD/EDD expertise; audit and remediation experience; analytical, investigative, and communication skills.
Microsoft Office, Verafin, Unit 21, LexisNexis
5d
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AML / KYC Analyst
Stamford, Connecticut, United States
OnsiteFull Time
3+ YOEBachelor’s degree and 3–5 years of KYC, AML, sanctions, risk, or compliance experience, preferably in commodity trading or financial services; strong analytical and communication skills required.
3mo
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Senior Analyst
Exton or Hartford or New York or Morristown
$65k-$107k/yr OnsiteFull Time
Experience with SERFF; knowledge of Commercial Property & Casualty state filings and bureau products; attentive, analytical, and organized with strong communication skills.
1mo
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Research Analyst
Hartford or Albany or Boston
$50k-$70k/yr HybridFull Time
Harris Beach Murtha: Law firm providing legal representation and professional advisory services.
3+ YOE3+ years legal research experience in a law firm, Bachelor's degree required, MLS preferred; proficiency with Westlaw, Lexis, Bloomberg Law, Practical Law, VitalLaw, Microsoft Office, CoPilot, and SharePoint.
Westlaw, CoCounsel, Lexis, Bloomberg Law, Practical Law, VitalLaw, Microsoft Office, CoPilot, SharePoint
2d
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Financial Crime Review Analyst
Chicago or Tallahassee or Sarasota or Hartford or Nashville or Atlanta or Burlington or Cleveland or Columbus or Dallas or Manchester or Fort Lauderdale or Fort Wayne or Grand Rapids or Indianapolis or Knoxville or Lexington or Plano or Louisville or Miami or The Woodlands or Oakbrook Terrace or South Bend or Springfield or Tampa or Houston or Austin or Charlotte
$19-$36/hr OnsiteFull Time
1+ YOERequires a high school diploma and 1+ year of financial services or financial crime compliance experience, knowledge of BSA, USA PATRIOT Act, OFAC, SAR requirements, strong analytical and communication skills, and Microsoft Office proficiency.
Microsoft Office Suite, Internet, Actimize, Verafin, Fiserv, FCRM, Jack Henry Yellow Hammer, CLEAR, LexisNexis, World-Check
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Senior International Trade Analyst (Hybrid)
Austin or Cedar Rapids or Endicott or Fort Wayne or Greenlawn or Nashua or Reston or Wayne or New York or Indiana or New Jersey or Virginia or United States
$68k-$154k/yr HybridFull Time
4+ YOEBachelor's degree plus 4+ years (or Master's plus 2+) of relevant experience; strong knowledge of ITAR and EAR; experience with import/export licensing and compliance; detail-oriented with strong writing and communication skills; U.S. person required; ability to obtain Secret clearance.
EMS (OCR EASE), EASE global trade management software
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Senior Research Analyst
Tampa or Chattanooga or Philadelphia or Nashville or Orlando or Miami or Fort Lauderdale or Jacksonville or West Palm Beach or Charlotte or Washington, D.C. or Tysons or Tallahassee or Stamford or Richmond or Atlanta or Houston or Dallas or Austin or Birmingham
$86k-$155k/yr OnsiteFull Time
5+ YOEMaster's in Library & Information Science (ALA) required; 5+ years legal/corporate/library research experience; advanced competency with legal databases, MS Office (including Excel, Word, PowerPoint, Copilot); strong communication, training, and leadership skills.
Microsoft Office Suite, Microsoft Excel, Microsoft Word, Microsoft PowerPoint, Microsoft Copilot, Lexis, Westlaw, Lex Machina, Bloomberg, Intelligize, VitalLaw, Checkpoint, S&P Capital IQ, Pitchbook, PACER, HeinOnline
3w
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Senior ERM Analyst
Hauppauge, New York, United States
$67k-$80k/yr OnsiteFull Time
3+ YOEBachelor's degree or 8 years related experience, minimum 3 years progressive risk management experience, PSP/CPP/CRISC preferred, strong research, analytical, communication, and confidentiality skills.
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