89 compliance analyst jobs at 63 companies in Trumbull, CT

1mo
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Compliance Analyst
Radnor or Charlotte or Fort Wayne or Greensboro or Hartford or Omaha
$73k-$132k/yr HybridFull Time
Lincoln Financial
Lincoln FinancialNew York Stock Exchange: LNC: Provides life insurance, annuities, and retirement planning services.
3+ YOEBachelor's degree or equivalent experience,3-5+ years compliance experience relevant to funds management,ability to perform testing,service provider oversight,AML support,and prepare compliance reports.
6d
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Compliance Analyst
New York City or Greenwich or Norwalk
$80k-$100k/yr OnsiteFull Time
Verition
Verition: Global multi-strategy hedge fund providing investment management services.
0+ YOEBachelor's degree or equivalent; 0–3 years of compliance experience, including trade surveillance and ethics programs; strong analytical, organizational, communication, and confidentiality skills.
Code of Ethics
2mo
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Compliance Analyst
Farmington, Connecticut, United States
HybridFull Time
New England Asset Management
New England Asset Management: Asset management and risk analytics for insurance portfolios
5+ YOEBachelor's degree in finance/business (law degree preferred with Connecticut Bar admission), 5+ years compliance/legal/operations experience in asset management or insurance, knowledge of IMAs and onboarding, Contract Insight/Cobblestone familiarity, audit coordination experience.
Contract Insight, Cobblestone, PTCC, MCO
1mo
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Senior Compliance Analyst
Poughkeepsie, New York, United States
$91k-$115k/yr OnsiteFull Time
Hudson Valley Credit Union
Hudson Valley Credit Union: Provides consumer and commercial banking and lending services.
5+ YOEBachelor's degree or equivalent experience; minimum 5 years banking experience with compliance/audit; 3+ years knowledge of consumer protection regulations; ability to exercise judgment and guide junior staff; preferred experience with Jack Henry, Temenos, MeridianLink, MSP (BlackKnight), or Empower; compliance certifications preferred.
Jack Henry (Symitar, Synergy, Synapsis), Temenos, MeridianLink, MSP (BlackKnight), Empower, Lean Six Sigma
2w
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Senior Compliance Analyst
Hauppauge, New York, United States
$75k-$87k/yr OnsiteFull Time
Ultimus Fund Solutions
Ultimus Fund Solutions: Provides fund administration services to the investment management industry.
5+ YOEBachelor's degree,5+ years compliance experience in financial services,knowledge of SEC and FINRA rules,Microsoft Office and Adobe Acrobat proficiency,ability to lead testing and prepare regulatory documentation.
Microsoft Office, Adobe Acrobat
1w
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Compliance Analyst
Chicago or Tarrytown or Warren or Atlanta
$47k-$78k/yr HybridFull Time
CNA
CNANYSE: CNA: Provides commercial property and casualty insurance and risk management.
Bachelor's degree or equivalent, up to two years related experience, knowledge of insurance principles, process improvement, project management, and Microsoft Office.
Microsoft Office Suite
3d
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Pharmacy Compliance Analyst
New Hyde Park, New York, United States
$70k/yr RemoteFull Time
Onco360
Onco360: Specialty pharmacy focused on oncology medication and clinical care.
2+ YOERequires certified pharmacy technician registration, 2+ years of pharmaceutical regulatory or industry experience, communication and data skills, Microsoft Office proficiency, and compliance or quality experience.
Microsoft Office, Microsoft Excel, Microsoft Outlook, Microsoft Word
3w
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Trade Compliance Analyst
New Haven, Connecticut, United States
OnsiteFull Time
ASSA ABLOY
ASSA ABLOYNasdaq Stockholm: ASSA B: Global manufacturer of locks and automated entrance systems.
2+ YOEBachelor's in international trade/logistics/supply chain,2+ years trade compliance experience,strong Excel skills,attention to detail,ability to work independently;travel up to 15%.
Microsoft Excel
1mo
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Senior Compliance Analyst
Poughkeepsie, New York, United States
$91k-$115k/yr OnsiteFull Time
Hudson Valley Credit Union
Hudson Valley Credit Union: Provides personal and business banking services to members.
5+ YOEBachelor's or equivalent, minimum 5 years banking experience with compliance/audit, 3+ years demonstrated knowledge of consumer protection regulations, ability to exercise judgment and guide junior staff; compliance certifications preferred.
Jack Henry, Symitar, Synergy, Synapsis, Temenos, MeridianLink, MSP (BlackKnight), Empower
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Compliance Analyst - CAT Transaction System
Greenwich, Connecticut, United States
HybridFull Time
Interactive Brokers
Interactive BrokersNASDAQ: IBKR: Automated global electronic brokerage and trading services provider.
1+ YOEBachelor's degree required; 1+ years data analysis experience; regulatory research, UNIX, SQL and advanced Microsoft Excel; programming in Python/Perl/Go preferred; strong analytical and communication skills.
UNIX, Python, Perl, Go, SQL, Microsoft Excel, Confluence, JIRA, FINRA Consolidated Audit Trail (CAT), Order Audit Trail (OATS), FIX protocol
3w
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Compliance Officer (Business Analyst)
New York City or Stamford or Boston
$130k-$150k/yr HybridFull Time
Franklin Templeton
Franklin TempletonNYSE: BEN: Global investment firm providing asset and wealth management services.
7+ YOEBachelor's degree preferred,7 years financial services or marketing compliance experience,knowledge of SEC Marketing Rule and FINRA,Series 7 or 24 (or obtain within 6 months),Microsoft Office and compliance tool experience,strong writing and analytical skills.
Microsoft Office, Norm AI, Red Oak, Greenboard, RegEd, Saifr, Zeidler
2mo
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Senior NERC CIP Compliance Analyst
New Haven, Connecticut, United States
$130k-$160k/yr OnsiteFull Time
Consolidated Asset Management Services
Consolidated Asset Management Services: Provides operations, maintenance, and asset management for energy infrastructure.
7+ YOEBachelor's degree or equivalent experience; 7+ years regulatory/compliance or industrial cybersecurity experience with at least 5 years managing NERC CIP programs; ability to pass NERC CIP-004 personnel risk assessment and background check; valid driver's license; able to travel up to 25%.
3w
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Analyst Aircraft Compliance
Boston or Jamaica or Orlando
$62k-$101k/yr OnsiteFull Time
JetBlue
JetBlueNASDAQ: JBLU: Low-cost airline providing air travel and integrated vacation services.
1+ YOEBachelor's in business or maintenance management OR HS+4yrs relevant experience; 1yr receiving inspection experience, valid driver license, ability to obtain SIDA badge and US customs clearance if required, pass drug test, US work authorization, occasional overnight travel (~25%).
TRAX, Sabre
2w
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Analyst, Consumer Compliance, Monitoring & Oversight
Fort Lee, New Jersey, United States
$75k-$100k/yr OnsiteFull Time
Cross River
Cross River: Provides technology infrastructure and embedded financial solutions to fintechs.
3+ YOE3+ years compliance oversight experience handling complaints, call and quality reviews; knowledge of consumer banking regulations (FCRA, Reg E, Reg Z, Reg B/ECOA); strong analytical and communication skills.
3w
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Risk, Compliance & Conrols Analyst
Middletown, Connecticut, United States
OnsiteFull Time
Liberty Bank
Liberty Bank: Provides retail and commercial banking services in the Northeast.
5+ YOE5+ years in risk, compliance, audit, or lending operations; strong consumer lending regulatory knowledge; Excel and data analysis skills; experience with control design, monitoring, and audit/exam coordination.
Microsoft Excel, SQL, BI tools, SAS, Python, Archer, ServiceNow GRC, Riskonnect, Electronic Medical Records (EMR)
2w
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AML & Compliance Analyst – Merchant Services & ISO Monitoring
Whitestone, New York, United States
OnsiteFull Time
First Central Savings Bank
First Central Savings Bank: Provides community-focused retail banking and commercial lending services.
2+ YOEBachelor's degree (or equivalent), minimum 2 years AML/BSA compliance and transaction monitoring experience, skills in investigations, CDD/EDD, OFAC screening, and regulatory reporting.
1mo
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IT Security Compliance Analyst
Rochelle Park or New York City or Fair Lawn or Garfield or Hackensack or Paramus
$125k-$175k/yr OnsiteFull Time
Five Rivers IT
Five Rivers IT: Provides managed IT, cybersecurity, and compliance solutions for businesses.
5+ YOEBachelor's in CS/CE/IS or equivalent, 5+ years managing information security audits (SOC 2, ISO 27001, PCI DSS, HIPAA), experience with security controls and programs, strong communication and program management skills.
SOC 2, ISO 27001, PCI DSS, HIPAA, NIST, CIS, ITIL, COBIT, Audit Management tools, security tools
4d
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Paralegal - Compliance and Employment Programs Lead
Greenwich, Connecticut, United States
$100k-$150k/yr OnsiteFull Time
QXO
QXONYSE: QXO: Tech-enabled distributor of building materials and products.
3+ YOEBachelor's degree, 3+ years of paralegal or legal analyst experience, 2+ years of data management and analytics experience, Excel and PowerPoint fluency, litigation and e-discovery knowledge.
Microsoft Excel, Microsoft PowerPoint, HR Acuity, NAVEX, 319 Insight, Chat GPT, Harvey, Claude, Legal Tracker
2w
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Senior Financial Analyst, SOX Compliance
Sleepy Hollow or Warren
$84k-$137k/yr OnsiteFull Time
Regeneron Pharmaceuticals
Regeneron PharmaceuticalsNASDAQ: REGN: Discovers and develops medicines for serious diseases.
5+ YOEBachelor's in finance/accounting,5+ years experience in compliance/forecasting/budgeting with audit and finance exposure,SOX expertise,strong communication,analytical and project management skills.
Hyperion, QlikView
1mo
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Virtual Currency Senior Analyst (Financial Services Specialist 2 (Compliance), SG-23)
Albany or New York City or Suffolk County or Nassau County or Rockland County or Westchester County
$87k-$110k/yr HybridFull Time
New York State Education Department
New York State Education Department: State agency overseeing education and professional licensing in New York
7+ YOESeven years specialized experience in financial supervision/compliance; knowledge of virtual currency, BSA/AML, OFAC, cybersecurity, trust operations, internal controls, financial analysis; travel up to 50%.