Verition: Global multi-strategy hedge fund providing investment management services.
0+ YOEBachelor's degree or equivalent; 0–3 years of compliance experience, including trade surveillance and ethics programs; strong analytical, organizational, communication, and confidentiality skills.
New England Asset Management: Asset management and risk analytics for insurance portfolios
5+ YOEBachelor's degree in finance/business (law degree preferred with Connecticut Bar admission), 5+ years compliance/legal/operations experience in asset management or insurance, knowledge of IMAs and onboarding, Contract Insight/Cobblestone familiarity, audit coordination experience.
Hudson Valley Credit Union: Provides consumer and commercial banking and lending services.
5+ YOEBachelor's degree or equivalent experience; minimum 5 years banking experience with compliance/audit; 3+ years knowledge of consumer protection regulations; ability to exercise judgment and guide junior staff; preferred experience with Jack Henry, Temenos, MeridianLink, MSP (BlackKnight), or Empower; compliance certifications preferred.
Jack Henry (Symitar, Synergy, Synapsis), Temenos, MeridianLink, MSP (BlackKnight), Empower, Lean Six Sigma
Ultimus Fund Solutions: Provides fund administration services to the investment management industry.
5+ YOEBachelor's degree,5+ years compliance experience in financial services,knowledge of SEC and FINRA rules,Microsoft Office and Adobe Acrobat proficiency,ability to lead testing and prepare regulatory documentation.
CNANYSE: CNA: Provides commercial property and casualty insurance and risk management.
Bachelor's degree or equivalent, up to two years related experience, knowledge of insurance principles, process improvement, project management, and Microsoft Office.
Onco360: Specialty pharmacy focused on oncology medication and clinical care.
2+ YOERequires certified pharmacy technician registration, 2+ years of pharmaceutical regulatory or industry experience, communication and data skills, Microsoft Office proficiency, and compliance or quality experience.
Microsoft Office, Microsoft Excel, Microsoft Outlook, Microsoft Word
ASSA ABLOYNasdaq Stockholm: ASSA B: Global manufacturer of locks and automated entrance systems.
2+ YOEBachelor's in international trade/logistics/supply chain,2+ years trade compliance experience,strong Excel skills,attention to detail,ability to work independently;travel up to 15%.
Hudson Valley Credit Union: Provides personal and business banking services to members.
5+ YOEBachelor's or equivalent, minimum 5 years banking experience with compliance/audit, 3+ years demonstrated knowledge of consumer protection regulations, ability to exercise judgment and guide junior staff; compliance certifications preferred.
Jack Henry, Symitar, Synergy, Synapsis, Temenos, MeridianLink, MSP (BlackKnight), Empower
Interactive BrokersNASDAQ: IBKR: Automated global electronic brokerage and trading services provider.
1+ YOEBachelor's degree required; 1+ years data analysis experience; regulatory research, UNIX, SQL and advanced Microsoft Excel; programming in Python/Perl/Go preferred; strong analytical and communication skills.
UNIX, Python, Perl, Go, SQL, Microsoft Excel, Confluence, JIRA, FINRA Consolidated Audit Trail (CAT), Order Audit Trail (OATS), FIX protocol
Franklin TempletonNYSE: BEN: Global investment firm providing asset and wealth management services.
7+ YOEBachelor's degree preferred,7 years financial services or marketing compliance experience,knowledge of SEC Marketing Rule and FINRA,Series 7 or 24 (or obtain within 6 months),Microsoft Office and compliance tool experience,strong writing and analytical skills.
Microsoft Office, Norm AI, Red Oak, Greenboard, RegEd, Saifr, Zeidler
Consolidated Asset Management Services: Provides operations, maintenance, and asset management for energy infrastructure.
7+ YOEBachelor's degree or equivalent experience; 7+ years regulatory/compliance or industrial cybersecurity experience with at least 5 years managing NERC CIP programs; ability to pass NERC CIP-004 personnel risk assessment and background check; valid driver's license; able to travel up to 25%.
JetBlueNASDAQ: JBLU: Low-cost airline providing air travel and integrated vacation services.
1+ YOEBachelor's in business or maintenance management OR HS+4yrs relevant experience; 1yr receiving inspection experience, valid driver license, ability to obtain SIDA badge and US customs clearance if required, pass drug test, US work authorization, occasional overnight travel (~25%).
Cross River: Provides technology infrastructure and embedded financial solutions to fintechs.
3+ YOE3+ years compliance oversight experience handling complaints, call and quality reviews; knowledge of consumer banking regulations (FCRA, Reg E, Reg Z, Reg B/ECOA); strong analytical and communication skills.
Liberty Bank: Provides retail and commercial banking services in the Northeast.
5+ YOE5+ years in risk, compliance, audit, or lending operations; strong consumer lending regulatory knowledge; Excel and data analysis skills; experience with control design, monitoring, and audit/exam coordination.
Microsoft Excel, SQL, BI tools, SAS, Python, Archer, ServiceNow GRC, Riskonnect, Electronic Medical Records (EMR)
Rochelle Park or New York City or Fair Lawn or Garfield or Hackensack or Paramus
$125k-$175k/yrOnsiteFull Time
Five Rivers IT: Provides managed IT, cybersecurity, and compliance solutions for businesses.
5+ YOEBachelor's in CS/CE/IS or equivalent, 5+ years managing information security audits (SOC 2, ISO 27001, PCI DSS, HIPAA), experience with security controls and programs, strong communication and program management skills.
Paralegal - Compliance and Employment Programs Lead
Greenwich, Connecticut, United States
$100k-$150k/yrOnsiteFull Time
QXONYSE: QXO: Tech-enabled distributor of building materials and products.
3+ YOEBachelor's degree, 3+ years of paralegal or legal analyst experience, 2+ years of data management and analytics experience, Excel and PowerPoint fluency, litigation and e-discovery knowledge.
Microsoft Excel, Microsoft PowerPoint, HR Acuity, NAVEX, 319 Insight, Chat GPT, Harvey, Claude, Legal Tracker
Regeneron PharmaceuticalsNASDAQ: REGN: Discovers and develops medicines for serious diseases.
5+ YOEBachelor's in finance/accounting,5+ years experience in compliance/forecasting/budgeting with audit and finance exposure,SOX expertise,strong communication,analytical and project management skills.
Albany or New York City or Suffolk County or Nassau County or Rockland County or Westchester County
$87k-$110k/yrHybridFull Time
New York State Education Department: State agency overseeing education and professional licensing in New York
7+ YOESeven years specialized experience in financial supervision/compliance; knowledge of virtual currency, BSA/AML, OFAC, cybersecurity, trust operations, internal controls, financial analysis; travel up to 50%.