427 compliance analytics jobs at 243 companies in Palmdale, CA
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Senior Compliance Investigator
Los Angeles, California, United States
$106k-$235k/yrHybridFull Time
UCLA Health: Provides comprehensive hospital services and academic medical research.
7+ YOEBachelor’s degree; at least seven years investigating healthcare compliance matters; knowledge of federal/state healthcare regs; strong analytical and communication skills; experience with investigations, reporting, and training.
Tarzana Treatment Centers: Provides integrated substance use and mental health treatment services.
3+ YOEBachelor's required (Master's preferred); 3–5 years compliance/quality/contract/grants experience in behavioral health; knowledge of California regulations; strong analytical, project management, and report-writing skills.
Microsoft Excel, SharePoint, compliance tracking systems
Des Moines or Kansas or Wichita or North Carolina or Charlotte or Chicago or Minnesota or Minneapolis or Los Angeles or New York City
$110k-$148k/yrOnsiteFull Time
Principal Financial GroupNASDAQ: PFG: A global financial investment management and insurance.
6+ YOERequires 6+ years of financial services compliance experience, including 2+ years in compliance risk testing, a bachelor's degree or equivalent, group insurance knowledge, and strong analytical and communication skills.
STIIIZY: Produces cannabis products and operates retail dispensaries.
2+ YOEBachelor's degree and 2–4 years of experience; requires compliance auditing, analytical and communication skills, decision-making, teamwork, and ability to work onsite with physical demands.
Houston or Chicago or St. Louis or San Francisco or New York or Minneapolis or Los Angeles or Dallas or Denver or Austin or Washington
$135k-$165k/yrRemoteFull Time
Norton Rose Fulbright: Global law firm providing legal and business advisory services.
Licensed lawyer with conflicts experience, strong US conflicts knowledge, analytical and commercial judgment, communication skills, confidentiality expertise, and ability to supervise two compliance analysts.
St. Joseph Center: Provides housing, mental health, and social services in Los Angeles.
2+ YOEBachelor's degree in Business or related field preferred, 2+ years of contract analysis or high-level administrative experience preferred, and strong organizational, analytical, Microsoft Office, and compliance skills.
Microsoft Word, Microsoft Excel, Microsoft Access, Microsoft PowerPoint, Microsoft Outlook, Microsoft Teams
AgileOne: Provides global workforce management and recruitment process outsourcing solutions.
Experience with North American contingent workforce compliance or MSP/VMS operations; strong stakeholder management, presentation, analytical and writing skills; proficiency with MS Office; bachelor’s degree preferred.
Windows, Microsoft Excel, Microsoft Word, Microsoft PowerPoint, Microsoft Outlook, Microsoft Project, Microsoft Visio, Microsoft SharePoint, AgileOne proprietary technology
Ocorian: Global provider of fund, corporate, and fiduciary administration services.
1+ YOEBachelor's degree or equivalent and 1–3 years of compliance experience. Requires regulatory knowledge, strong Microsoft Office skills, organization, analytical judgment, and client communication abilities.
Microsoft Teams, Microsoft Excel, Microsoft Word, Microsoft Outlook, Microsoft PowerPoint, MyComplianceOffice, Global Relay, Form ADV, Form 13, SEC, CFTC, NFA, Advisers Act
City National BankNYSE: RY: Provider of commercial banking, wealth management, and investment services.
5+ YOEBachelor's degree, 5+ years supporting compliance programs (7 years banking experience preferred), experience with compliance testing/monitoring, strong analytical and communication skills, CRCM preferred.
Microsoft Outlook, Microsoft Excel, Microsoft Word, Microsoft PowerPoint
SHEIN: Global online retailer selling affordable fashion and lifestyle products.
8+ YOE8–10 years trade compliance experience; LCB or customs compliance specialist preferred; familiarity with ERP/WMS/TMS/GTM and SAP/E2O; strong analytical, investigative, organizational, and communication skills.
ERP, WMS, TMS, Global Trade Management (GTM), SAP, E2O
New York City or Boston or Dallas or Miami or Chicago or San Francisco or Los Angeles
$110k-$135k/yrHybridFull Time
Stable Rock: Provides integrated financial and operational back-office outsourcing for businesses.
4+ YOERequires a bachelor's degree in a business-related field and 4+ years of investment adviser compliance experience, plus regulatory knowledge, analytical skills, communication, and Microsoft Office proficiency.
Southern California EdisonNYSE: EIX: Electric utility providing electricity transmission and distribution services.
10+ YOE10+ years regulatory filings and compliance experience; experience with investigations, audits, NERC and utility operations preferred; project management certification and STEM bachelor's preferred; strong communication and analytical skills.
Los Angeles or Newport Beach or Boston or Sarasota
$90k-$110k/yrHybridFull Time
Aristotle Capital Management: Specialized investment management for institutional and advisory clients globally.
3+ YOEBachelor’s degree and 3–5 years of financial industry experience, preferably in asset management. Requires knowledge of investment regulations, SEC Marketing Rule, analytical skills, accuracy, judgment, communication, and deadline management.
Microsoft Office Suite, Charles River, Star Compliance
Inland Empire Health Plan: Public health plan providing managed care to residents.
5+ YOE5+ years managed care operations experience, 2 years audit/QA experience, bachelor\u0002s degree (or 4 additional years experience), audit experience, knowledge of California managed care regulations, strong communication and analytical skills.
CMS Program Audit Protocols, DHCS Technical Assistance Guides, DMHC Technical Assistance Guides, Microsoft Word, Microsoft Excel, Microsoft PowerPoint, Microsoft Outlook
AmgenNASDAQ: AMGN: Develops and manufactures biotechnology medicines for serious diseases.
2+ YOERequires a degree and 2–10 years of compliance-related experience depending on education; expertise in trade compliance, sanctions, ownership due diligence, investigations, analytics, and global regulatory programs.
Cathay BankNASDAQ: CATY: Provides commercial and consumer financial services and banking solutions.
5+ YOE5+ years in risk analytics or financial modeling, proficiency with SQL and data platforms, degree in quantitative field, strong communication and ERM knowledge.
SQL, SQL Server, Snowflake, Databricks, Python, R, Tableau, Microsoft Power BI
AppleNASDAQ: AAPL: Designs and sells consumer electronics, software, and online services.
2+ YOERequires 2–4 years in Big Four accounting/consulting or multinational audit, a BS/BA in accounting, finance, or related field, contract audit and risk assessment experience, SAP familiarity, project management, and analytical reporting skills.
Allied Universal: Provides security personnel, technology, and facility management services.
2+ YOEAssociate degree or 2+ years in licensing, customer service, or administrative work within legal, compliance, or regulatory settings; advanced Microsoft Office skills and strong communication, project management, analytical, and organizational abilities.
Microsoft Word, Microsoft PowerPoint, Microsoft Excel, Ariba, DOMO, WinTeam
Ares ManagementNew York Stock Exchange: ARES: Global alternative investment manager specializing in credit and private equity.
8+ YOE8+ years compliance/legal experience in asset management, strong regulatory knowledge of Advisers Act/Code of Ethics, conflict reviews, personal trading oversight, and excellent communication and analytical skills.