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United StatesRemote · Hybrid · Onsite · Field · All Environments
United StatesRemote · Hybrid · Onsite · Field · All Environments
United StatesRemote · Hybrid · Onsite · Field · All Environments
United StatesRemote · Hybrid · Onsite · Field · All Environments
10,667 compliance associate jobs at 4,327 companies in United States
4d
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Compliance Associate
Phoenix, Arizona, United States
$54k-$68k/yr FieldFull Time
Associate degree or two years of contract compliance and vendor relations experience; analytical, project management, accounting, problem-solving, communication, and travel capabilities required.
4d
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Compliance Associate
West Fargo, North Dakota, United States
$26-$28/hr OnsiteFull Time
2+ YOEHigh school diploma and 2+ years of transportation safety, compliance, or related experience. Requires basic computer skills, Microsoft Word and Excel, communication, multitasking, and attention to detail.
Microsoft Word, Microsoft Excel
1mo
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Compliance Associate
New York, New York, United States
$50k-$999k/yr HybridFull Time
3+ YOE3+ years compliance/KYC/AML experience in fintech/payments/crypto; experience with transaction monitoring, KYB/KYC, OFAC/PEP screening, SAR preparation, and BSA/AML requirements.
OFAC, PEP, FinCEN, FATF, transaction monitoring platforms, blockchain analytics tools
3w
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Compliance Associate
Laguna Woods or South Orange County
$25-$26/hr OnsiteFull Time
2+ YOEBachelor's degree or equivalent experience, 2+ years of compliance experience, strong communication and organizational skills, attention to detail, Microsoft Office proficiency, independent work ability, and reliable transportation.
Microsoft Office Suite
1mo
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Compliance, Associate
New York City, New York, United States
OnsiteFull Time
2+ YOE2+ years compliance experience in financial services; strong communication, attention to detail, familiarity with Advisers Act/FINRA preferred; Series 7 and Series 24 licenses or willingness to obtain.
1mo
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Compliance Associate
Dallas or Raleigh
HybridFull Time
Bachelor's degree in Accounting/Finance/Business/Economics, internship experience in compliance or fund administration, knowledge of FATCA/CRS/AML/KYC, strong analytical and communication skills, Microsoft Excel proficiency.
Microsoft Excel, Microsoft Office
2w
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Compliance Associate
Troy, Michigan, United States
OnsiteFull Time
Organizational and multitasking skills, attention to detail, strong communication, Microsoft Office Suite and CRM proficiency, and financial services or compliance experience preferred. Series 65/66 or willingness to obtain required.
Microsoft Office Suite, CRM
1w
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Compliance Associate
Oaks, Pennsylvania, United States
OnsiteFull Time
Bachelor's degree or equivalent experience; internship or experience in financial services, compliance, asset management, regulatory reporting, governance, or data analytics. Strong analytical, organizational, communication, and technology skills required.
Microsoft Office, Microsoft Excel, Microsoft PowerPoint
1mo
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Associate, Compliance
New York, New York, United States
OnsiteFull Time
5+ YOEBachelor's degree required; 5+ years compliance experience in hedge funds/asset management; strong knowledge of U.S. regulatory framework; familiarity with multiple asset classes; attention to detail and stakeholder engagement skills.
Microsoft Office
3w
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Compliance Associate (Junior)
Great Falls or Minneapolis
$21-$31/hr RemoteFull Time
Bachelor's degree in business, finance, or related field or relevant financial services experience; basic financial markets knowledge; advanced Microsoft Office knowledge; strong communication, organizational, and analytical skills.
Microsoft Office, Comply
2w
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Compliance Associate, Content
New York City, New York, United States
HybridFull Time
Bachelor's degree or relevant compliance experience; financial services compliance experience preferred. Requires strong English communication, attention to detail, proofreading, analytical, and stakeholder relationship skills.
4w
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AO/Compliance Associate
Nashville, Tennessee, United States
OnsiteFull Time
2+ YOESupport electronic communications and trade surveillance, investigate alerts, manage preclearance workflows, escalate compliance issues, and collaborate with Legal and business stakeholders.
Microsoft Excel, Microsoft Word, Microsoft Outlook, Microsoft PowerPoint, Copilot
4w
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AO/Compliance Associate
Nashville, Tennessee, United States
OnsiteFull Time
2+ YOEBachelor's degree required; 2+ years in compliance, trade or electronic communications surveillance or related control function; strong analytical, documentation, and communication skills; proficiency with Microsoft Office and Copilot.
Microsoft Excel, Microsoft Word, Microsoft Outlook, Microsoft PowerPoint, Copilot
20h
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Sr Associate Compliance
Thousand Oaks, California, United States
$137k/yr HybridFull Time
1+ YOEMaster's degree in law, business administration, or related field plus relevant compliance experience or university work involving healthcare regulations, risk assessments, data analysis, EthicsPoint, and training.
Microsoft Excel, EthicsPoint, pivot tables, VLOOKUP, conditional formatting
2w
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Macro Compliance Associate
New York City or Stamford or West Palm Beach or Miami
$125k-$175k/yr OnsiteFull Time
3+ YOEJuris Doctorate and bar admission required, plus 3+ years of macro or trading compliance experience, trade surveillance expertise, regulatory analysis skills, and strong communication and analytical abilities.
SEC Rule 10b-5, CFTC Rule 180.1
3w
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Sr Associate, Compliance
Remote, Maryland, United States
$60k-$72k/yr RemoteFull Time
5+ YOEBA or BS in Business or equivalent experience required; 5+ years of insurance experience preferred, including compliance work. Strong regulatory, audit, communication, organization, and critical-thinking skills required.
regulatory software
1w
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Sr. Associate, Compliance
Darien, Connecticut, United States
OnsiteFull Time
4+ YOEBachelor’s degree and at least 4 years of experience at an SEC-registered investment advisor or compliance advisory firm. Requires strong communication, analytical, policy-writing, regulatory, and Microsoft 365 skills.
Microsoft 365, Microsoft Word, Microsoft Excel, Microsoft PowerPoint
2mo
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Sr. Compliance Associate
Billerica, Massachusetts, United States
OnsiteFull Time
Oversee vendor management and supplier quality, lead technical investigations (OOS/OOT/product complaints), maintain eQMS (TrackWise), ensure GLP/cGMP/QMS compliance, prepare APQRs and present quality metrics.
TrackWise, eQMS, EDMS, LMS
2mo
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Compliance Associate [Roving]
Lincoln, Nebraska, United States
$50k/yr FieldFull Time
Experience with affordable housing compliance (LIHTC, HOME, HTF) preferred; strong income/asset verification skills, attention to detail, Microsoft Office proficiency, valid driver's license, ability to travel regionally and support onsite teams.
Microsoft Office
2w
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Compliance-The Core Compliance, Associate, Dallas
Dallas, Texas, United States
OnsiteFull Time
3+ YOE3+ years in compliance, risk management, legal, regulatory affairs, or related control functions within a US broker-dealer or financial institution; knowledge of securities, derivatives, regulatory reporting, and US financial regulations.
SQL, Tableau, Alteryx
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