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Compliance Associate
Salem, Massachusetts, United States
$50k-$65k/yr OnsiteFull Time
Associates or Bachelor's degree; knowledge of banking laws and regulations; assist with regulatory exams, audits, HMDA/CRA reporting, compliance assessments, training, and remediation; current driver's license and regular travel to branches required.
1mo
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Compliance Associate
Philadelphia, Pennsylvania, United States
$60k/yr OnsiteFull Time
Assist Compliance Director with compliance program support, internal audits, 340B monitoring, and incident reporting; 2–4 years compliance/regulatory experience preferred; MS Office and EMR proficiency; background checks required.
Microsoft Excel, Microsoft Word, Microsoft Outlook, Microsoft PowerPoint, Electronic Medical Records (EMR/EHR), AthenaHealth, Learning Management Systems (LMS), HealthStream
2mo
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Compliance Associate
Columbus, Ohio, United States
OnsiteFull Time
1+ YOEJuris Doctorate; 1 year in compliance/regulatory/legal; healthcare compliance knowledge; COI program experience; certifications preferred.
Electronic Medical Records (EMR), ICD-10, HCPCS, CPT
2mo
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Compliance Associate
Newport Beach, California, United States
$75k-$85k/yr HybridFull Time
2+ YOE2+ years in compliance, preferably at an investment advisory; strong organizational, problem-solving, and communication skills; finance/economics degree.
2mo
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Compliance Associate
United States
$90k-$105k/yr RemoteFull Time
3+ YOE3+ years cannabis compliance; strong METRC expertise; multi-state regulatory familiarity; license renewals; inspections; strong communication.
METRC, WMS, ERP, Spreadsheets
1mo
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Compliance Associate
Washington, Pennsylvania, United States
$55k-$60k/yr OnsiteFull Time
2+ YOEBachelor’s degree in Health Sciences or related field; minimum 2 years in human services; compliance/auditing/quality management experience is a plus.
2mo
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Compliance Associate
Jersey City, New Jersey, United States
$100k-$120k/yr OnsiteFull Time
2+ YOEBachelor’s degree in finance, business, or related field; 2-5 years financial services compliance; strong attention to detail, communication, and multi-tasking.
Microsoft Excel
1mo
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Compliance Associate
Boston, Massachusetts, United States
HybridFull Time
3+ YOEBachelor’s degree and 3+ years in investment compliance monitoring; strong trade order management and CRD experience; familiarity with global shareholder disclosure and related platforms.
CRD, GSD portal, FundApps, Bloomberg, order management system
2mo
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Compliance Associate
San Juan, /, United States
OnsiteFull Time
2+ YOEBachelor’s degree in Business Admin/Accounting/Finance or Criminal Justice; JD a strong plus; CAMS/CFE preferred; 2-4 years banking/insurance compliance experience.
Microsoft Word, Microsoft Excel
3w
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Compliance Associate
Carmel, Indiana, United States
OnsiteFull Time
2+ YOEBachelor's degree,2+ years financial services compliance experience preferred,knowledge of Investment Advisers Act,strong organization,communication,and analytical skills,proficient with Microsoft Office and ComplySci.
Microsoft Office, ComplySci
3d
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Associate, Compliance
New York, New York, United States
OnsiteFull Time
5+ YOEBachelor's degree required; 5+ years compliance experience in hedge funds/asset management; strong knowledge of U.S. regulatory framework; familiarity with multiple asset classes; attention to detail and stakeholder engagement skills.
Microsoft Office
2mo
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Compliance Associate
New York, New York, United States
$70k-$160k/yr OnsiteFull Time
3+ YOE3+ years compliance experience at a registered FCM/CME clearing member preferred; bachelor’s degree preferred; knowledge of US markets, clearing and regulatory reporting; strong analytical, investigative, and communication skills; proficiency with GMI, Bloomberg, and Microsoft Office.
GMI, Bloomberg, Microsoft Outlook, Microsoft Word, Microsoft Excel, Microsoft PowerPoint
2w
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Compliance Associate [Roving]
Lincoln, Nebraska, United States
$50k/yr FieldFull Time
Experience with affordable housing compliance (LIHTC, HOME, HTF) preferred; strong income/asset verification skills, attention to detail, Microsoft Office proficiency, valid driver's license, ability to travel regionally and support onsite teams.
Microsoft Office
1mo
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Compliance Associate (2024)
Washington, North Carolina, United States
OnsiteFull Time
2+ YOEHigh school diploma/GED, 2+ years property management or compliance experience, strong attention to detail, proficiency with Microsoft Office and file systems, excellent verbal/written communication, knowledge of HUD/LIHTC/USDA regulations preferred.
Microsoft Word, Microsoft Excel, Microsoft Outlook, OneSite, Yardi
2w
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Onsite Compliance Associate
San Francisco, California, United States
$47k-$64k/yr OnsiteFull Time
2+ YOEHigh school diploma, 2 years office experience, 1–3 years operations/administrative/compliance experience, strong attention to detail, ability to manage high-volume process-driven work, and ability to work onsite on scheduled days.
CMS, Microsoft Office
3w
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Senior Compliance Associate
Bluefield, Virginia, United States
$27-$40/hr OnsiteFull Time
5+ YOEBachelor's in business/finance/accounting or equivalent, 5+ years banking/financial services compliance experience, strong regulatory knowledge, desirable CRCM/CAMS/CFIRS/APRP, proficiency with Jack Henry Silverlake, Encompass, Baker Hill, and Microsoft Office.
Jack Henry Silverlake, Encompass, Baker Hill, Microsoft Office Suite
2mo
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Compliance and Legal Associate
New York, New York, United States
$140k-$185k/yr OnsiteFull Time
Prospect Capital: Alternative asset management firm investing in middle-market companies.
5+ YOE5+ years in corporate legal, law firm, or compliance; bachelor’s degree; experience with securities filings and investment management.
Comply
2w
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Compliance-Chicago-Associate-Business Unit Compliance
Chicago, Illinois, United States
$65k-$120k/yr OnsiteFull Time
3+ YOEBachelor's degree and 3 years relevant experience; experience with regulatory/compliance in financial services; strong analytical, communication, and interpersonal skills; Series 7, 9 and 10 or ability to obtain; ability to work independently.
1w
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Compliance Associate
Dallas, Texas, United States
OnsiteFull Time
4+ YOEHigh school diploma, 4+ years LIHTC/affordable housing experience, LIHTC certification or ability to attain HCCP, strong oral/written communication, Excel and Word proficiency, willingness to travel.
Microsoft Excel, Microsoft Word
1mo
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Compliance Associate
Albany or Glens Falls or Hudson or Saratoga Springs
$70k-$109k/yr OnsiteFull Time
Experience conducting investigations, strong writing and analytical skills, strict confidentiality with PHI, sound judgment, critical thinking, ability to train and consult, and timely documentation in structured databases.
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