1,766 compliance jobs at 770 companies in Connecticut
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Compliance Officer, Trading Compliance
Stamford, Connecticut, United States
OnsiteFull Time
5+ YOEJD and bar admission required; 5+ years trading compliance experience in asset managers, hedge funds, or broker-dealers; knowledge of U.S. securities laws; surveillance, investigation, and project experience.
4d
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Compliance Officer, Trading Compliance
New York City or Stamford
$145k-$175k/yr OnsiteFull Time
5+ YOEJuris Doctorate and bar admission required, plus 5+ years of trading compliance experience in an investment manager, hedge fund, or broker-dealer; knowledge of U.S. securities laws and surveillance programs.
1mo
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Compliance Analyst
Radnor or Charlotte or Fort Wayne or Greensboro or Hartford or Omaha
$73k-$132k/yr HybridFull Time
3+ YOEBachelor's degree or equivalent experience,3-5+ years compliance experience relevant to funds management,ability to perform testing,service provider oversight,AML support,and prepare compliance reports.
2mo
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Compliance Administrator
Middletown, Connecticut, United States
OnsiteFull Time
3+ YOEBachelor's in IT/Compliance/Security or equivalent experience, 3+ years in compliance/auditing/IT-security, experience with GRC platforms and audits, knowledge of SOC 2/NIST/HIPAA/CMMC/NYDFS, strong communication and organizational skills; relevant certs preferred.
GRC platforms, SOC 2, NIST CSF 2.0, HIPAA, CMMC, NYDFS, CCPA, FINRA
1w
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Compliance Manager
Providence or Washington or Arizona or Colorado or Connecticut or Florida or Georgia or Illinois or Indiana or Kansas or Maryland or Massachusetts or Minnesota or North Carolina or Ohio or Pennsylvania or Rhode Island or Tennessee or Texas or Vermont or Virginia or District of Columbia
$76k-$99k/yr OnsiteFull Time
Bachelor's degree or equivalent experience required; compliance, regulatory filings, project coordination, records retention, privacy, and nonprofit administration experience preferred.
Microsoft Office, Microsoft Word, Microsoft Excel, Microsoft PowerPoint, Microsoft SharePoint, Microsoft Teams, PageProof, Charity Navigator, Candid, GuideStar, GreatNonprofits
5d
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Compliance Analyst
New York City or Greenwich or Norwalk
$80k-$100k/yr OnsiteFull Time
0+ YOEBachelor's degree or equivalent; 0–3 years of compliance experience, including trade surveillance and ethics programs; strong analytical, organizational, communication, and confidentiality skills.
Code of Ethics
5d
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Compliance Analyst
United States or Minnesota or Eden Prairie or Arizona or California or Colorado or Connecticut or Delaware or Florida or Georgia or Illinois or Kansas or Maryland or Massachusetts or Michigan or Montana or Nevada or New Jersey or New York or North Carolina or Ohio or Pennsylvania or Tennessee or Texas or Virginia or District of Columbia
$83k-$112k/yr HybridFull Time
2+ YOEBachelor’s degree and 2–4 years of healthcare compliance, regulatory, audit, risk, or healthcare operations experience. Requires strong analytical, organizational, and written communication skills.
Microsoft Word, Microsoft Excel, Microsoft PowerPoint, Microsoft SharePoint, Microsoft Teams
2d
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Compliance Specialist
North Haven, Connecticut, United States
HybridFull Time
3+ YOEThree years of healthcare or behavioral health compliance, auditing, quality assurance, or documentation review experience; strong regulatory, analytical, organizational, communication, and problem-solving skills.
Microsoft 365, Electronic Health Records (EHR)
1mo
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Compliance Manager
Hartford or Northbrook or Chicago or Scottsdale or Woonsocket or Irving or Arkansas or Texas or Alabama or Arizona or Illinois or Connecticut or Rhode Island or Tennessee
$66k-$146k/yr HybridFull Time
5+ YOE5+ years compliance/legal experience in healthcare/insurance/finance, knowledge of APCD and claims processing, experience with HMOPPO/Medicare products, pharmacy operations, and regulatory reporting; bachelor’s or equivalent experience.
SAS, SQL, ACL, Microsoft Excel, Microsoft Office
2mo
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Compliance Analyst
Farmington, Connecticut, United States
HybridFull Time
5+ YOEBachelor's degree in finance/business (law degree preferred with Connecticut Bar admission), 5+ years compliance/legal/operations experience in asset management or insurance, knowledge of IMAs and onboarding, Contract Insight/Cobblestone familiarity, audit coordination experience.
Contract Insight, Cobblestone, PTCC, MCO
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Compliance Advisor - Privacy
Columbus or Frisco or California or Colorado or New York or Washington or Maryland or District of Columbia or Illinois or New Jersey or Vermont or Ohio or Maine or Connecticut or Virginia or United States
$98k-$177k/yr HybridFull Time
8+ YOE8+ years in consumer credit/banking compliance, HS/GED minimum; Bachelors preferred. CIPP, CAMS, CRCM (preferred); subject matter expertise in compliance, risk, or privacy; strong analytical and strategic advising skills; U.S. work authorization required.
1mo
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Insurance Compliance Officer
Naugatuck, Connecticut, United States
$50k-$68k/yr OnsiteFull Time
3+ YOE3+ years insurance compliance or agency operations experience; working knowledge of state insurance regulations, licensing, E&O risk; strong attention to detail and communication; experience with agency management systems.
EZLynx
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Chief Compliance Officer
Stamford, Connecticut, United States
OnsiteFull Time
15+ YOE15+ years compliance experience in financial services with senior leadership experience; hands-on expertise across B/D, RIA, and 40 Act programs; Series 7 and Series 24 required; J.D. or advanced degree; digital assets experience preferred.
1w
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Government Compliance Counsel
United States or Albany or Arlington or Atlanta or Austin or Beaverton or Bentonville or Boston or Carmel or Charlotte or Chicago or Cincinnati or Cleveland or Columbus or Culver City or Denver or Des Moines or Detroit or Hartford or Houston or Irving or Kirkland or Miami or Milwaukee or Minneapolis or Morristown or Mountain View or Nashville or New York City or Oklahoma City or Overland Park or Philadelphia or Pittsburgh or Raleigh or Redmond or Sacramento or San Diego or San Francisco or Scottsdale or Seattle or St. Louis or St. Petersburg or Walnut Creek
$113k-$338k/yr RemoteFull Time
5+ YOEJD or equivalent law degree; 5+ years as a compliance attorney with public procurement and U.S. government compliance expertise; strong legal analysis, judgment, writing, negotiation, and executive communication skills.
2w
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Compliance Associate, Marketing & Investment Adviser Compliance (CT, Stamford)
Stamford, Connecticut, United States
OnsiteFull Time
2+ YOEBachelor's degree and 2+ years compliance experience at an RIAd/wealth firm or broker-dealer; working knowledge of the Investment Advisers Act, Form ADV, Marketing Rule, strong writing/editing, and Microsoft Office proficiency.
Microsoft Excel, Microsoft Word, Microsoft PowerPoint
2mo
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ETF & 1940 Act Registered Funds Compliance Officer - Vice President
Greenwich or New York City or Salt Lake City
$150k-$175k/yr HybridFull Time
10+ YOE10+ years in financial services compliance; ETF, 40 Act funds, advisers, NFA/CFTC; SEC/FINRA/NFA knowledge; Series 7/24 preferred; mentoring and fast-paced work aptitude.
Regulatory frameworks, Compliance programs, risk mapping, legal research
1w
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Government Compliance Counsel
Arlington or Milwaukee or Dallas or Columbus or Kirkland or Cincinnati or New York City or Cleveland or Oklahoma City or Austin or Albany or Chicago or St. Petersburg or Hartford or Pittsburgh or St. Louis or Miami or Sacramento or Raleigh or Minneapolis or Mountain View or Scottsdale or San Francisco or Morristown or Denver or Boston or Philadelphia or Des Moines or Overland Park or Los Angeles or Charlotte or Walnut Creek or Carmel or Seattle or Houston or Atlanta or Redmond or Bentonville or Beaverton or Nashville or Detroit or San Diego
$113k-$338k/yr RemoteFull Time
5+ YOEJD or equivalent law degree and at least 5 years as a compliance attorney with expertise in public procurement rules and U.S. government compliance obligations. Strong judgment, writing, negotiation, and executive communication skills required.
3w
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Compliance Officer (Business Analyst)
New York City or Stamford or Boston
$130k-$150k/yr HybridFull Time
7+ YOEBachelor's degree preferred,7 years financial services or marketing compliance experience,knowledge of SEC Marketing Rule and FINRA,Series 7 or 24 (or obtain within 6 months),Microsoft Office and compliance tool experience,strong writing and analytical skills.
Microsoft Office, Norm AI, Red Oak, Greenboard, RegEd, Saifr, Zeidler
1mo
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Compliance Auditor
Connecticut, United States
$68k-$121k/yr RemoteFull Time, Temporary
5+ YOEBachelor's in related field, 5+ years multi-specialty or hospital experience, CPC certification (or obtain within 6–12 months), strong ICD-10/CPT knowledge, EMR/query and Microsoft skills, auditing and communication ability.
Microsoft Word, Microsoft Excel, Microsoft Access, Epic, WEBI, Electronic Medical Records (EMR)
1mo
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Compliance Auditor
Connecticut, United States
$68k-$121k/yr RemoteFull Time
5+ YOECoordinate and conduct medical billing audits; knowledge of ICD-10 and CPT-4; interpret procedural reports; strong communication and data analysis; Microsoft Word/Excel/Access and Epic/WEBI proficiency; CPC required or to be obtained within 6–12 months; bachelor's and 5+ years' relevant experience.
Microsoft Word, Microsoft Excel, Microsoft Access, Epic, WEBI
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