5,760 compliance jobs at 1,957 companies in Glendale, CA
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Senior Compliance Investigator
Los Angeles, California, United States
$106k-$235k/yrHybridFull Time
UCLA Health: Provides comprehensive hospital services and academic medical research.
7+ YOEBachelor’s degree; at least seven years investigating healthcare compliance matters; knowledge of federal/state healthcare regs; strong analytical and communication skills; experience with investigations, reporting, and training.
Tarzana Treatment Centers: Provides integrated substance use and mental health treatment services.
3+ YOEBachelor's required (Master's preferred); 3–5 years compliance/quality/contract/grants experience in behavioral health; knowledge of California regulations; strong analytical, project management, and report-writing skills.
Microsoft Excel, SharePoint, compliance tracking systems
PIMCO: Manages investment portfolios specializing in active fixed income strategies.
3+ YOE3+ years regulatory compliance in a FINRA-registered broker-dealer; licensing/registration; Series 7/24 required or pursuing; undergraduate degree; knowledge of FINRA/NFA rules.
Warner Bros. DiscoveryNasdaq: WBD: Produces and distributes multimedia entertainment content and news worldwide.
3+ YOEManage product safety and regulatory compliance for tours and retail, review testing and labeling, work with suppliers, and implement compliance processes; knowledge of consumer product regulations required.
PIMCO: Global investment management firm specializing in fixed income strategies.
3+ YOE3+ years regulatory compliance experience in a FINRA-registered broker-dealer or large investment manager; licensing/registration expertise; FINRA/NFA familiarity; undergraduate degree; FINRA Series 7 and 24 registrations or readiness to obtain.
FINRA Gateway, NFA Online Registration System (ORS), e-surveillance system, Microsoft Office, Compliance vendor platforms
Des Moines or Kansas or Wichita or North Carolina or Charlotte or Chicago or Minnesota or Minneapolis or Los Angeles or New York City
$110k-$148k/yrOnsiteFull Time
Principal Financial GroupNASDAQ: PFG: A global financial investment management and insurance.
6+ YOERequires 6+ years of financial services compliance experience, including 2+ years in compliance risk testing, a bachelor's degree or equivalent, group insurance knowledge, and strong analytical and communication skills.
Zen Educate: Online marketplace connecting schools with vetted teaching staff.
Organized, detail-oriented communicator proficient with Google Suite and sensitive information; compliance or administrative experience is preferred but not required.
Barker Management: Specializing in the management of affordable housing communities.
Experience in affordable housing compliance, monitoring and conducting audits, knowledge of HUD/Tax Credit and other regulatory programs, ability to prepare audit responses and train staff.
TRACS, EIV, RP Compliance, Urban Futures Bond Administration (UFBA)
Avanath: Acquires and manages affordable and workforce apartment communities.
Requires exceptional attention to detail, analytical and communication skills, independent task prioritization, deadline management, Microsoft Office proficiency, and knowledge of property management compliance regulations.
Microsoft Office, Microsoft Excel, Microsoft Word, Microsoft Outlook, Yardi Voyager Property Management
Sony Pictures EntertainmentNYSE: SONY: Develops, produces, and distributes films and television programming worldwide.
4+ YOE4-6 years in compliance operations; experience with Excel, Word, PowerPoint; risk screening (WorldCheck) and LMS; bachelor’s degree preferred; entertainment industry experience a plus.
Microsoft Excel, Microsoft Word, Microsoft PowerPoint, WorldCheck, Cornerstone On Demand
Origence: Provides lending technology and origination solutions for credit unions.
5+ YOE5+ years experience in compliance, risk, or related field; strong writing, communication, project management, and analytical skills; familiarity with privacy, consumer protection, and financial regulation.
STIIIZY: Produces cannabis products and operates retail dispensaries.
2+ YOEBachelor's degree and 2–4 years of experience; requires compliance auditing, analytical and communication skills, decision-making, teamwork, and ability to work onsite with physical demands.
Houston or Chicago or St. Louis or San Francisco or New York or Minneapolis or Los Angeles or Dallas or Denver or Austin or Washington
$135k-$165k/yrRemoteFull Time
Norton Rose Fulbright: Global law firm providing legal and business advisory services.
Licensed lawyer with conflicts experience, strong US conflicts knowledge, analytical and commercial judgment, communication skills, confidentiality expertise, and ability to supervise two compliance analysts.
AgileOne: Provides global workforce management and recruitment process outsourcing solutions.
Experience with North American contingent workforce compliance or MSP/VMS operations; strong stakeholder management, presentation, analytical and writing skills; proficiency with MS Office; bachelor’s degree preferred.
Windows, Microsoft Excel, Microsoft Word, Microsoft PowerPoint, Microsoft Outlook, Microsoft Project, Microsoft Visio, Microsoft SharePoint, AgileOne proprietary technology
St. Joseph Center: Provides housing, mental health, and social services in Los Angeles.
2+ YOEBachelor's degree in Business or related field preferred, 2+ years of contract analysis or high-level administrative experience preferred, and strong organizational, analytical, Microsoft Office, and compliance skills.
Microsoft Word, Microsoft Excel, Microsoft Access, Microsoft PowerPoint, Microsoft Outlook, Microsoft Teams
Friendship Shelter: Provides shelter and supportive housing to homeless adults.
2+ YOEBachelor's degree or equivalent experience, 2+ years of compliance experience, strong communication and organizational skills, attention to detail, Microsoft Office proficiency, independent work ability, and reliable transportation.
Credit Union of Southern California: A member-owned financial cooperative providing banking and loan products.
7+ YOE2+ Mgmt7+ years compliance experience in financial services with 2+ years supervisory experience; knowledge of NCUA/CFPB regulations; strong analytical, investigative, organizational, and communication skills; proficient with Microsoft Office.
Microsoft Word, Microsoft Excel, Microsoft Outlook, Microsoft Teams