Sammons Financial Group: Provides life insurance, annuities, and retirement planning solutions.
3+ YOEReview and approve advertising and filings for life and annuity products, research regulations, support compliance policies, respond to exams and complaints; criminal background check required.
Des Moines or Kansas or Wichita or North Carolina or Charlotte or Chicago or Minnesota or Minneapolis or Los Angeles or New York City
$110k-$148k/yrOnsiteFull Time
Principal Financial GroupNASDAQ: PFG: A global financial investment management and insurance.
6+ YOERequires 6+ years of financial services compliance experience, including 2+ years in compliance risk testing, a bachelor's degree or equivalent, group insurance knowledge, and strong analytical and communication skills.
Iowa State Bank: Community bank offering personal, commercial, and agricultural financial solutions.
Support Compliance and BSA Officers with monitoring, testing, reporting, audits, training, and branch standardization; prepare reports, meeting minutes, and coordinate regulatory responses.
Helix Electric: Provides electrical contracting and design-build services for complex projects.
Experience in compliance, workforce administration, licensing, HR, or construction administration preferred; strong organization, recordkeeping, multitasking, communication, customer service, and Microsoft Excel skills.
Lead Compliance Analyst – Compliance Testing & Regulatory Oversight
Cedar Rapids or Denver or Baltimore or Philadelphia
$90k-$100k/yrHybridFull Time
TransamericaNYSE: AEG: Provides insurance, retirement solutions, and investment products to customers.
5+ YOE5+ years compliance/regulatory experience, strong FINRA/SEC knowledge, experience with compliance testing, examinations, risk assessments, and stakeholder reporting; excellent communication and analytical skills.
Microsoft Office, Microsoft Excel, Microsoft PowerPoint
Principal Financial GroupNASDAQ: PFG: Providing retirement planning, asset management, and insurance services globally.
6+ YOEBachelor's degree or equivalent; 6+ years broker-dealer compliance/trading operations experience; Series 7 and 24 highly desired or obtainable within 6 months; strong written/oral communication, analytics, regulatory interaction, mentoring.
QCR HoldingsNasdaq: QCRH: Provides commercial and consumer banking and wealth management services.
2+ YOE2+ years bank regulatory compliance experience; Bachelor's in business or equivalent; compliance certification (CCBCO) preferred; strong regulatory knowledge, judgment, and communication; Microsoft Office experience.
Compliance Coordinator | 40 hours a week | Corporate Compliance
West Burlington, Iowa, United States
$23/hrOnsiteFull Time
Great River Health: Provides comprehensive medical and hospital services in Southeast Iowa.
Associate's degree in a healthcare-related field required; strong healthcare regulations, compliance, policy governance, writing, analytical, organizational, and communication skills; Microsoft Office proficiency.
ChildServe: Providing specialized pediatric healthcare for children with special needs.
5+ YOEBachelor's degree, 5+ years compliance oversight, healthcare compliance certification required or obtainable within 1 year; healthcare compliance experience preferred; strong English communication skills.
United States or Albany or Arlington or Atlanta or Austin or Beaverton or Bentonville or Boston or Carmel or Charlotte or Chicago or Cincinnati or Cleveland or Columbus or Culver City or Denver or Des Moines or Detroit or Hartford or Houston or Irving or Kirkland or Miami or Milwaukee or Minneapolis or Morristown or Mountain View or Nashville or New York City or Oklahoma City or Overland Park or Philadelphia or Pittsburgh or Raleigh or Redmond or Sacramento or San Diego or San Francisco or Scottsdale or Seattle or St. Louis or St. Petersburg or Walnut Creek
$113k-$338k/yrRemoteFull Time
AccentureNYSE: ACN: Global professional services firm providing consulting and technology solutions.
5+ YOEJD or equivalent law degree; 5+ years as a compliance attorney with public procurement and U.S. government compliance expertise; strong legal analysis, judgment, writing, negotiation, and executive communication skills.
Arlington or Milwaukee or Dallas or Columbus or Kirkland or Cincinnati or New York City or Cleveland or Oklahoma City or Austin or Albany or Chicago or St. Petersburg or Hartford or Pittsburgh or St. Louis or Miami or Sacramento or Raleigh or Minneapolis or Mountain View or Scottsdale or San Francisco or Morristown or Denver or Boston or Philadelphia or Des Moines or Overland Park or Los Angeles or Charlotte or Walnut Creek or Carmel or Seattle or Houston or Atlanta or Redmond or Bentonville or Beaverton or Nashville or Detroit or San Diego
$113k-$338k/yrRemoteFull Time
AccentureNYSE: ACN: Global provider of management consulting and technology services.
5+ YOEJD or equivalent law degree and at least 5 years as a compliance attorney with expertise in public procurement rules and U.S. government compliance obligations. Strong judgment, writing, negotiation, and executive communication skills required.
Revol One Financial: Provider of fixed index and guaranteed annuity products.
5+ YOEBachelor's degree,5+ years annuity compliance experience,knowledge of annuity and insurance regulations,experience with state regulators and exams,strong communication and leadership skills.
Iowa State University: A public land-grant research university in Ames, Iowa.
5+ YOEBachelor's degree and 5 years of related experience, including 3 years in compliance, Title IX, or records management. Requires ongoing U.S. work authorization without sponsorship.
LCS: Creates living experiences and provides management, compliance, and health services for senior living communities.
2+ YOEBachelor's degree plus 2–4 years of related experience, law degree plus 0–2 years, or equivalent experience. Requires regulatory interpretation, communication, organization, initiative, and deadline management skills.
LCS Docket System, Microsoft SharePoint, Adobe, DocuSign, Microsoft Office 365, Microsoft Teams, Microsoft Outlook, Oracle HCM
Bachelor's degree or equivalent; experience in broker-dealer/RIA or office financial services preferred; strong organizational, communication, and attention-to-detail skills; familiarity with Salesforce CRM a plus.
Central Iowa Power Cooperative: Electric generation and transmission cooperative serving Iowa members.
2+ YOEBachelor's degree in Engineering, Business, or related field with 2+ years experience (or equivalent); regulatory/NERC knowledge preferred; strong written/verbal communication, organization, and attention to detail.
Red Boot Beverage: Contract beverage-packing and private label manufacturing services.
5+ YOEBachelor's degree or equivalent relevant experience; 5+ years in regulatory compliance or alcohol beverage manufacturing; TTB reporting, recordkeeping, federal excise tax, and regulatory process expertise required.
TTB, Good Manufacturing Practice (GMP), Safe Quality Food (SQF)
Edina or Washington or Oregon or Iowa or Minnesota or Florida or Puerto Rico
OnsiteFull Time
Minnesota Cannabis Services: Operates cannabis retail stores and provides industry management services.
8+ YOEJuris Doctor and active bar membership (MN or ability to obtain), 8+ years legal experience including senior in-house leadership, multi-state regulatory compliance expertise in cannabis or similar industries, team leadership, and strong judgment.