955 compliance manager jobs at 450 companies in Monroe, NC
1d
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Manager-Compliance
Charlotte or Sandy or Phoenix
$89k-$150k/yr HybridFull Time
5+ YOERequires 5+ years of compliance, risk, or audit experience in financial services, expertise in compliance monitoring, strong analytical and communication skills, project management ability, and advanced analytics, PowerPoint, and Excel skills.
Microsoft PowerPoint, Microsoft Excel
4d
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Senior Regulatory Compliance Manager
San Francisco or Salt Lake City or Phoenix or Los Angeles or Chicago or Boston or Austin or New York City or Miami or Tampa or Atlanta or Columbus or Boise or San Diego or Minneapolis or Houston or Raleigh or Nashville or Kansas City or Charlotte or Portland or Philadelphia or Dallas or Washington or Seattle
$173k-$223k/yr RemoteFull Time
10+ YOERequires 10+ years in financial institution compliance or regulatory work, compliance program implementation, regulatory change management, regulatory analysis, cross-functional leadership, and familiarity with Slack, Apple MacOS, and GSuite.
Slack, Apple macOS, GSuite
1w
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Senior Compliance Program Manager
Charlotte or Cleveland or Pittsburgh
$100k-$223k/yr OnsiteFull Time
8+ YOE5+ MgmtBachelor's degree and typically 8+ years of industry experience with at least 5 years of management experience; expertise in compliance programs, regulatory requirements, risk assessment, and controls.
STEM OPT, FINRA
3w
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Sr Ethics & Compliance Manager
Charlotte, North Carolina, United States
HybridFull Time
5+ YOE5+ years investigations management experience, ability to lead complex financial/operational/compliance investigations, strong analytical and communication skills, team leadership and executive reporting experience.
Honeywell Technologies Accelerator, Honeywell Technologies Forge, AI
1w
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Principal, Compliance Project Manager
Charlotte or Denver or New York City
$135k-$202k/yr HybridFull Time
5+ YOEBachelor's degree and 5+ years of project management experience required. Requires cross-functional project leadership, strong communication and analytical skills, and advanced Microsoft Office proficiency; compliance experience preferred.
NAVEX, Microsoft Office Suite, Microsoft Excel, Microsoft Word, Microsoft PowerPoint, Microsoft Teams, Microsoft Project, JIRA, Smartsheet, Asana, CMS, HIPAA, URAC, NCQA
2d
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Compliance Business Oversight Manager-Corporate Office Compliance Programs
Charlotte or New York City or Greenville or Mount Laurel or Portland
$91k-$146k/yr HybridFull Time
7+ YOEUndergraduate degree or equivalent experience and 7+ years required. Requires compliance oversight, regulatory advice, risk assessment, stakeholder management, analytical judgment, and communication skills.
standard office equipment
1mo
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Compliance Analyst
Radnor or Charlotte or Fort Wayne or Greensboro or Hartford or Omaha
$73k-$132k/yr HybridFull Time
3+ YOEBachelor's degree or equivalent experience,3-5+ years compliance experience relevant to funds management,ability to perform testing,service provider oversight,AML support,and prepare compliance reports.
1mo
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Trade Compliance Manager - Morgantown, PA
Morgantown or Salisbury
OnsiteFull Time
5+ YOE5+ years trade compliance experience with ITAR and EAR, export/import documentation and licensing, internal auditing, training delivery, policy maintenance, and Microsoft Office proficiency.
Microsoft Excel, Microsoft Word, Microsoft PowerPoint, trade compliance software, Automated Commercial Environment (ACE)
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Compliance Representative
Saint Paul or Minneapolis or Charlotte or Cincinnati or Tempe
$71k-$84k/yr HybridFull Time
3+ YOEBachelor's degree or equivalent experience, typically 3+ years applicable experience; knowledge of laws/regulations and risk/compliance concepts; strong analytical, communication, project management skills; proficiency with Microsoft Office.
Microsoft Office
1w
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Senior Compliance Analyst
Charlotte or Milwaukee
$85k-$110k/yr HybridFull Time
5+ YOERequires 5-10 years of asset management compliance experience, a bachelor's degree, regulatory expertise, strong analytical and communication skills, and the ability to work independently on complex compliance programs.
AI
2w
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Manager, Ethics & Compliance Governance & Monitoring
Birmingham or Bentonville or Phoenix or Tempe or Irvine or Los Angeles or Sacramento or San Diego or San Francisco or Santa Clara or Boulder or Denver or Hartford or Stamford or Washington or Fort Lauderdale or Jacksonville or Miami or Orlando or Tallahassee or Tampa or Atlanta or Des Moines or Boise or Chicago or Indianapolis or Louisville or Baton Rouge or New Orleans or Shreveport or Boston or Baltimore or Detroit or Minneapolis or Kansas City or St. Louis or Jackson or Charlotte or Raleigh or Winston-Salem or Lincoln or Omaha or Montvale or Short Hills or Albuquerque or Las Vegas or Albany or Buffalo or Melville or New York City or Rochester or Cincinnati or Cleveland or Columbus or Oklahoma City or Portland or Harrisburg or Philadelphia or Pittsburgh or Providence or Greenville or Knoxville or Memphis or Nashville or Austin or Dallas or Fort Worth or Houston or San Antonio or Salt Lake City or Ashburn or McLean or Richmond or Virginia Beach or Seattle or Milwaukee or El Segundo
$89k-$202k/yr OnsiteFull Time
6+ YOEBachelor's degree and 6+ years in ethics and compliance, internal audit, enterprise risk management, or related regulatory work; strong analytics, project management, communication, and stakeholder engagement skills.
Microsoft Excel, Power BI, AI
2w
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Director, Execution Compliance
Charlotte, North Carolina, United States
HybridFull Time
10+ YOE10+ years managing federal compliance and project execution; deep knowledge of FAR/DFARS/DEAR/EAR/ITAR and CMMC/CUI/UCNI/FOCI; bachelor’s degree required; U.S. citizenship and ability to obtain security clearance.
FAR, DFARS, DEAR, EAR, ITAR, CMMC, CUI, UCNI
2d
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Manager– Securities Compliance QA (Global Banking)
Philadelphia or Indianapolis or Dallas or Atlanta or Tampa or Cleveland or Edison or Charlotte or St. Louis
$54-$80/hr OnsiteTemporary, Full Time
5+ YOERequires 5+ years of securities compliance, QA, testing, or regulatory oversight experience, second-line defense experience, and knowledge of Broker-Dealer and RIA regulations.
SEC, FINRA, Reg BI, Form CRS, Investment Adviser Act
1mo
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Capital Markets Compliance Function Manager- Municipal Securities
Birmingham or Charlotte or Atlanta
$156k-$211k/yr OnsiteFull Time
10+ YOEBachelor's in business,10 years compliance/QA/audit experience,5 years capital markets compliance,proficiency in Microsoft Office,strong communication and organizational skills; FINRA licenses preferred.
Microsoft Office
2mo
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Surplus Lines Compliance
Charlotte, North Carolina, United States
OnsiteFull Time
Subject matter expert for surplus lines placements; manage state filing, tax and compliance with federal and state laws; provide training and process improvements.
1w
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Director - Compliance Consulting
Atlanta or Charlotte or Tampa or New York City or Dallas or Boston or Chicago or Houston or Denver or Minneapolis or Los Angeles or Detroit or Pittsburgh or Cleveland or St. Louis or Overland Park
$95k-$165k/yr OnsiteFull Time
Significant Health & Benefits compliance consulting experience, deep U.S. health and welfare regulatory knowledge, complex engagement leadership, stakeholder influence, communication, mentoring, and a bachelor's degree.
ACA, MHPAEA, HIPAA, IRC, ERISA, Client Service Teams (CST), Global Delivery Centers (GDCs)
3w
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Director, Corporate Compliance
Charleston or Charlotte or Atlanta
HybridFull Time
6+ YOE6+ years in corporate compliance, privacy, or cybersecurity; experience building compliance programs; BA required; CIPP/US or CIPM (or ability to certify within 1 year); ability to translate law into business guidance.
2mo
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Manager of Environmental Compliance
Charlotte, North Carolina, United States
OnsiteFull Time
10+ YOEBachelor's or Master's in environmental/chemical engineering or related, 10+ years EHS experience in manufacturing, plant environmental compliance ownership, EPA permitting/reporting expertise, multi-site experience, ability to influence leadership; travel 30-40%.
ISO 14001, TRI, Tier II, RCRA, SPCC, SWPPP, GHG, EPCRA, RMP, PSM
4d
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Director of Compliance, Invest
Delaware or Greenville or Charlotte or San Francisco or New York City
$160k-$275k/yr OnsiteFull Time
10+ YOERequires 10–12+ years in financial services, securities compliance expertise, strong regulatory analysis and communication skills; degree and Series 7, 24, 63, 65 or 66 preferred.
AI, Web CRD, IARD, EDGAR, FINRA, SEC
4d
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Senior Compliance Advisor - Advice & Wealth Management
Malvern or Charlotte
HybridFull Time
5+ YOERequires 5+ years of related experience, including 2+ years in financial services compliance, securities law knowledge, strong organization and communication skills, and an undergraduate degree.
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