891 compliance manager jobs at 474 companies in Thomaston, CT
1w
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AVP, Compliance Manager
New York City or Stamford
$140k-$160k/yr OnsiteFull Time
5+ YOERequires 5+ years in investment adviser compliance, asset management and securities markets experience, regulatory knowledge, risk analysis, communication skills, and an undergraduate degree.
SEC, National Futures Association, Investment Advisers Act, Bermuda Investment Business Act, Investment Company Act, Securities Act, Commodity Exchange Act
5d
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Compliance Manager (Retail/iLottery)
Wallingford, Connecticut, United States
$106k-$150k/yr OnsiteFull Time
Bachelor's degree and 5+ years in compliance, regulatory affairs, audit, risk management, or related work. Gaming or highly regulated industry experience, strong analytical skills, and compliance certification preferred.
AML, Suspicious Incident Reports (SIRs), Suspicious Activity Reports (SARs), Currency Transaction Reports (CTRs)
4d
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Compliance Manager, Retail Distribution
Hartford or Charlotte
$110k-$135k/yr HybridFull Time
4+ YOERequires 4+ years of compliance experience, a bachelor's degree in business or equivalent experience, insurance regulatory knowledge, analytical and communication skills, MS Office proficiency, and stakeholder management experience.
Microsoft Office
2mo
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Trade Compliance Manager
Stamford, Connecticut, United States
OnsiteFull Time
10+ YOE10+ years supporting trade and/or federal contract compliance; hands-on ITAR/EAR and import/export experience; knowledge of FAR/DFARS, DCSA requirements; experience conducting audits, assessments, and remediation; LCB or equivalent preferred.
Microsoft Office
3mo
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Compliance Manager
Buffalo or Tonawanda or Manchester or Stellar
$100k-$120k/yr OnsiteFull Time
7+ YOELead regulatory compliance programs for products, PFAS, SDS, and environmental stewardship; manage registrations, regulatory reviews, and audits.
SDS management, GHS, REACH/CLP, WHMIS, 3E, ETQ, VelocityEHS, Enablon, Intelex
4d
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Aerospace Trade Compliance Manager
Sylmar or Atlanta or Avon or Wallingford
$100k-$130k/yr HybridFull Time
5+ YOERequires 5+ years in trade compliance or global trade, preferred bachelor's degree or equivalent experience, regulatory expertise, and willingness to travel up to 20%.
U.S. Department of Commerce Export Administration Regulations (EAR), Bureau of Industry and Security (BIS), Office of Foreign Assets Control (OFAC), U.S. Customs and Border Protection (CBP), Standard Operating Procedures (SOPs), ITAR, HTS, Schedule B, Employee Assistance Program (EAP)
1w
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Manager, Corporate Compliance - Medicaid
Woonsocket or Northbrook or Irving or Scottsdale or Hartford
$66k-$146k/yr HybridFull Time
5+ YOERequires 5+ years in compliance, regulatory, legal, or external audit roles with healthcare benefits experience, cross-functional leadership, project expertise, and strong communication skills.
1mo
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Compliance Officer, Trading Compliance
Stamford, Connecticut, United States
OnsiteFull Time
5+ YOEJD and bar admission required; 5+ years trading compliance experience in asset managers, hedge funds, or broker-dealers; knowledge of U.S. securities laws; surveillance, investigation, and project experience.
2w
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Compliance Officer, Trading Compliance
New York City or Stamford
$145k-$175k/yr OnsiteFull Time
5+ YOEJuris Doctorate and bar admission required, plus 5+ years of trading compliance experience in an investment manager, hedge fund, or broker-dealer; knowledge of U.S. securities laws and surveillance programs.
1mo
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Compliance Analyst
Radnor or Charlotte or Fort Wayne or Greensboro or Hartford or Omaha
$73k-$132k/yr HybridFull Time
3+ YOEBachelor's degree or equivalent experience,3-5+ years compliance experience relevant to funds management,ability to perform testing,service provider oversight,AML support,and prepare compliance reports.
2mo
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Compliance Administrator
Stamford, Connecticut, United States
OnsiteFull Time
3+ YOEBachelor's in IT/compliance/security or equivalent experience; 3+ years in compliance/audit/IT-security; experience with GRC platforms, policy management, and audit processes; knowledge of SOC 2, NIST, HIPAA, CMMC, NYDFS; relevant certs preferred; valid U.S. driver's license and background check.
GRC platforms, SOC 2, NIST, HIPAA, CMMC, NYDFS, CCPA, FINRA, NIST CSF 2.0
2mo
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Compliance Analyst
Farmington, Connecticut, United States
HybridFull Time
5+ YOEBachelor's degree in finance/business (law degree preferred with Connecticut Bar admission), 5+ years compliance/legal/operations experience in asset management or insurance, knowledge of IMAs and onboarding, Contract Insight/Cobblestone familiarity, audit coordination experience.
Contract Insight, Cobblestone, PTCC, MCO
1mo
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Insurance Compliance Officer
Naugatuck, Connecticut, United States
$50k-$68k/yr OnsiteFull Time
3+ YOE3+ years insurance compliance or agency operations experience; working knowledge of state insurance regulations, licensing, E&O risk; strong attention to detail and communication; experience with agency management systems.
EZLynx
4d
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Director, Medicaid Compliance
Wellesley Hills or Hartford or Kansas City or Milwaukee or Portland
$133k-$199k/yr HybridFull Time
7+ YOEBachelor's degree and 7+ years in regulatory compliance, risk management, controls, or regulated healthcare; deep Medicaid, Medicare, and dental regulatory knowledge; audit, testing, and regulator experience.
Microsoft Office, Archer
4d
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Director, Medicaid Compliance
Wellesley Hills or Hartford or Kansas City or Milwaukee or Portland
$133k-$199k/yr HybridFull Time
7+ YOEBachelor's degree and 7+ years in regulatory compliance, risk management, controls, or regulated healthcare; expertise in Medicaid, Medicare, and dental regulations; audit, testing, and regulatory examination experience.
Microsoft Office, Archer
1mo
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Tax Compliance Paralegal
East Hartford, Connecticut, United States
$80k-$100k/yr OnsiteFull Time
3+ YOE3+ years tax/legal compliance or accounting experience, strong organizational and project management skills, advanced Microsoft Excel, experience with multi-state tax/licensing and audits preferred.
Microsoft Excel
6d
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Manufacturing Compliance & CMMC/CPCSP Manager
Southfield or Portland or South Bend or Rochester or Acworth or Bolingbrook or Wallingford or Northwood or Santa Fe Springs or Canada
$100k-$150k/yr HybridFull Time
7+ YOEBachelor’s degree and 7+ years in regulatory compliance, manufacturing, auditing, or regulated industries. Requires CMMC/CPCSP, NIST SP 800-171, ITAR, EAR, CUI, audit, training, documentation, and travel experience.
NIST SP 800-171, Microsoft SharePoint
1mo
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Chief Compliance Officer
Stamford, Connecticut, United States
OnsiteFull Time
15+ YOE15+ years compliance experience in financial services with senior leadership experience; hands-on expertise across B/D, RIA, and 40 Act programs; Series 7 and Series 24 required; J.D. or advanced degree; digital assets experience preferred.
1w
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Director of Maritime Compliance
Jacksonville or New Canaan
$143k-$158k/yr OnsiteFull Time
10+ YOE5+ MgmtRequires 10+ years in maritime compliance or regulatory affairs and 5+ years of senior safety management experience, with expertise in USCG Subchapter M, TMSA, SIRE, and safety management systems.
HELM, Microsoft SharePoint, Power BI, Microsoft Office Suite, Windows
2mo
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Compliance & Risk Manager (On-site/Hybrid/Remote)
Indianapolis or Ogden or Chicopee or South Paris or United States or Canada
$74k-$146k/yr HybridFull Time
10+ YOEBachelor's degree required (advanced degree preferred); 10+ years in compliance/risk/legal or related roles in industrial/manufacturing/defense; experience with FAR/DFARS/ITAR/EAR/CMMC; strong communication and organizational skills; proficiency with Microsoft Office and Adobe Acrobat.
Microsoft Office Suite, Adobe Acrobat, legal document management software
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