9,815 compliance jobs at 3,074 companies in New York
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Compliance Officer
Melville, New York, United States
$70k-$100k/yr HybridFull Time
3+ YOEBachelor's required; 3+ years healthcare or nonprofit compliance experience (behavioral health/Medicaid preferred). Knowledge of Medicaid NY, BACB, HIPAA, OMH, OPWDD; audit, policy, and reporting experience; EHR proficiency.
EHR systems, compliance tracking tools
1mo
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Compliance Lead, Compliance & Ethics
New York City or San Jose
$143k-$214k/yr OnsiteFull Time
6+ YOE6+ years in compliance/surveillance at financial/fintech/crypto firms; hands-on eComms surveillance experience; strong program-building, investigation, COI, and governance skills; team development and written communication.
eComms surveillance platforms, AI-assisted review workflows
3w
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Compliance Lead, Payments Compliance & Licensing Program
New York City, New York, United States
HybridFull Time
Multiple years in financial services compliance with regulator engagement, knowledge of money transmission licensing, sanctions/AML/KYC/lending compliance, strong written/verbal communication, and practical AI tooling experience.
Claude, GPT, NMLS
1w
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Compliance Officer, Trading Compliance
New York City or Stamford
$145k-$175k/yr OnsiteFull Time
5+ YOEJuris Doctorate and bar admission required, plus 5+ years of trading compliance experience in an investment manager, hedge fund, or broker-dealer; knowledge of U.S. securities laws and surveillance programs.
1w
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Compliance Advisor
Des Moines or Kansas or Wichita or North Carolina or Charlotte or Chicago or Minnesota or Minneapolis or Los Angeles or New York City
$110k-$148k/yr OnsiteFull Time
6+ YOERequires 6+ years of financial services compliance experience, including 2+ years in compliance risk testing, a bachelor's degree or equivalent, group insurance knowledge, and strong analytical and communication skills.
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Compliance Manager
Bronx, New York, United States
$115k-$145k/yr OnsiteFull Time
5+ YOEB.S./B.A. in related field, 5+ years compliance experience, completion of Certified Regulatory and Compliance Professional program, strong knowledge of banking regulations, Microsoft Office proficiency, supervisory experience.
Microsoft Office
1d
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Director, Compliance
New York City or San Francisco
$255k-$315k/yr OnsiteFull Time
8+ YOERequires 8+ years of compliance experience in fintech, banking, or payments, including leadership; experience building programs, managing sponsor bank or regulator relationships, using compliance data and technology, and leading teams.
Google Meet, Unit21, Sardine, Alloy, Middesk, Hawk, Certn, AI
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Compliance Officer
New York, New York, United States
OnsiteFull Time
Haitong International: Provides wealth management, investment banking, and institutional brokerage services.
Assist administration and monitoring of compliance and AML programs, perform KYC/AML reviews, manage staff compliance activities and broker-dealer licensing (U4/U5), prepare regulatory filings and reports (FINRA, OFAC, FinCEN), investigate issues.
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Compliance Engineer
New York City, New York, United States
$50k-$1000k/yr HybridFull Time
3+ YOE3–5+ years in compliance engineering or fintech compliance; strong knowledge of BSA/AML/KYC/OFAC; experience with transaction monitoring, identity verification, and data reconciliation; ability to read code (Python, SQL); strong written communication.
Python, SQL
2mo
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Compliance Officer
New York City, New York, United States
$175k-$200k/yr OnsiteFull Time
5+ YOESenior compliance role with experience overseeing marketing material reviews, SEC Marketing Rule application, regulatory filings (ADV, Form PF), policy drafting, and compliance program management; strong analytical and communication skills; 5+ years preferred.
AI
3mo
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Compliance Manager
New York, New York, United States
$82k-$85k/yr OnsiteFull Time
3.5+ YOEAffordable housing compliance experience; HUD knowledge; strong organizational and analytical skills; bilingual in Spanish preferred.
Microsoft Office
6d
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Compliance Analyst
New York City, New York, United States
$80k-$100k/yr HybridFull Time
2+ YOEBachelor's degree and at least two years of compliance experience required; strong judgment, confidentiality, communication, organization, and Microsoft Office proficiency needed.
Microsoft Office
2w
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Compliance Officer - Marketing
New York, New York, United States
$150k-$200k/yr OnsiteFull Time
6+ YOE6+ years compliance experience in financial services with focus on marketing compliance; strong knowledge of FINRA 2210, SEC advertising rules, social media compliance; organized with strong communication skills.
3w
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Compliance Analyst
New York, New York, United States
$80k-$110k/yr HybridFull Time
1+ YOEBachelor's degree,1+ years investment-advisory or broker-dealer compliance experience,experience with equity/fixed-income products,strong analytical and communication skills.
Global Relay Archive & Compliance system
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Director, Compliance
New York, New York, United States
$245k-$260k/yr OnsiteFull Time
12+ YOE12-15 years of employee benefits regulatory/compliance experience; leadership experience; ERISA/HIPAA/IRC knowledge; strong communication and project management skills.
M365, Dynamics 365 CRM, Dynamics 365 F&O, Azure, AWS, SQL, Snowflake, QlikView
1mo
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Compliance Manager, Americas
Chicago or New York City or Ogden
$105k-$140k/yr HybridFull Time
5+ YOE5+ years compliance experience, bachelor's degree, professional Spanish and English, compliance program management, policy governance, training design, analytics and regulatory monitoring, proficiency with compliance tech and AI tools.
hotline/case management systems, policy management tools, analytics dashboards, LMS, AI tools
3w
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Compliance Analyst
New York, New York, United States
$70k-$160k/yr OnsiteFull Time
3+ YOE3+ years in financial services control functions, bachelor\u0002s degree, strong attention to detail, communication, organizational skills, and ability to learn compliance systems quickly.
6d
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Compliance Lawyer
Houston or Chicago or St. Louis or San Francisco or New York or Minneapolis or Los Angeles or Dallas or Denver or Austin or Washington
$135k-$165k/yr RemoteFull Time
Licensed lawyer with conflicts experience, strong US conflicts knowledge, analytical and commercial judgment, communication skills, confidentiality expertise, and ability to supervise two compliance analysts.
E-Verify
1w
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Compliance Analyst
United States or Minnesota or Eden Prairie or Arizona or California or Colorado or Connecticut or Delaware or Florida or Georgia or Illinois or Kansas or Maryland or Massachusetts or Michigan or Montana or Nevada or New Jersey or New York or North Carolina or Ohio or Pennsylvania or Tennessee or Texas or Virginia or District of Columbia
$83k-$112k/yr HybridFull Time
2+ YOEBachelor’s degree and 2–4 years of healthcare compliance, regulatory, audit, risk, or healthcare operations experience. Requires strong analytical, organizational, and written communication skills.
Microsoft Word, Microsoft Excel, Microsoft PowerPoint, Microsoft SharePoint, Microsoft Teams
2w
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Compliance Officer - Marketing
New York, New York, United States
$150k-$200k/yr OnsiteFull Time
6+ YOE6+ years compliance experience in broker-dealer/asset manager/financial services with marketing compliance focus; strong knowledge of FINRA Rule 2210, SEC advertising/Investment Adviser Marketing Rule, social media compliance; familiarity with AML, licensing, and employee compliance; bachelor’s preferred; no visa sponsorship.
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