470 compliance officer jobs at 295 companies in Fallbrook, CA
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Compliance Officer, Compliance – Distribution
Newport Beach or Austin
$108k-$135k/yr HybridFull Time
3+ YOE3+ years regulatory compliance in a FINRA-registered broker-dealer; licensing/registration; Series 7/24 required or pursuing; undergraduate degree; knowledge of FINRA/NFA rules.
FINRA Gateway, NFA ORS, Microsoft Office
1mo
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Compliance Officer (Onsite)
Oceanside, California, United States
$72k-$108k/yr OnsiteFull Time
3+ YOEBachelor's degree and 3+ years compliance experience in financial institutions; strong regulatory knowledge, research, analytical and presentation skills; proficiency with Microsoft Office; desired CRCM/CUCO/CCBCO.
Microsoft Outlook, Microsoft Excel, Microsoft Word, Microsoft PowerPoint
2mo
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Compliance Officer, Compliance – Distribution
Newport Beach, California, United States
$108k-$135k/yr OnsiteFull Time
3+ YOE3+ years regulatory compliance experience in a FINRA-registered broker-dealer or large investment manager; licensing/registration expertise; FINRA/NFA familiarity; undergraduate degree; FINRA Series 7 and 24 registrations or readiness to obtain.
FINRA Gateway, NFA Online Registration System (ORS), e-surveillance system, Microsoft Office, Compliance vendor platforms
1mo
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Chief Compliance Officer
San Juan Capistrano, California, United States
$185k/yr HybridContract
5+ YOEBachelor's degree, 5+ years healthcare compliance experience with 2+ years in a leadership/advisory compliance role, CHC certification (or obtain within 12 months), knowledge of FQHC/HRSA/Medicare/Medicaid/HIPAA/FTCA.
3w
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Trade Compliance Officer
Albuquerque or Dayton or Huntsville or Simi Valley or Sunrise or Reston or Arlington or Annapolis Junction or Germantown or San Diego
$101k-$154k/yr HybridFull Time
12+ YOEBachelor's degree and 12+ years export compliance experience in aerospace/defense; expert knowledge of ITAR/EAR, DECCS and SNAP-R; experience with license applications, product classification, training, auditing, and working with USG and external consultants.
DECCS, SNAP-R
2mo
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Gaming Compliance Officer
Banning, California, United States
$22/hr OnsiteFull Time
1+ YOEHigh school diploma or GED required; bachelor’s in accounting/business preferred. Knowledge of NIGC regulations, 1 year gaming/compliance experience preferred, valid driver’s license, ability to pass NIGC key license background.
1w
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AVP Investment Compliance Officer
San Diego, California, United States
$104k-$130k/yr OnsiteFull Time
7+ YOEBachelor's degree or equivalent and 7+ years of investment management compliance experience. Requires securities law knowledge, automated compliance monitoring and rule coding, Excel proficiency, and experience mentoring professionals.
BlackRock Aladdin, Bloomberg AIM, Microsoft Excel
1mo
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Real Estate Originations - Lending Compliance Officer
San Diego, California, United States
$78k-$98k/yr HybridFull Time
5+ YOE5+ years compliance/audit/risk experience (financial services preferred); strong knowledge of lending regulations (TRID, ECOA, FCRA, TILA, RESPA); proficiency in Excel and Office; analytical and communication skills.
Microsoft Excel, Microsoft Office, Power BI, LOS systems, QA tools, data platforms
2w
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Senior Manager, Health Care Compliance Officer
Danvers or Irvine or New Brunswick or Raritan
$122k-$213k/yr HybridFull Time
8+ YOEBachelor's degree, minimum 8 years business experience, 5 years healthcare experience, knowledge of healthcare compliance, FDA and federal healthcare program requirements, strong communication and analytical skills.
1w
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Chief Compliance and BSA-AML Officer
Irvine, California, United States
$225k/yr OnsiteFull Time
10+ YOEBachelors required; 10+ years mortgage/compliance experience with BSA/AML expertise; experience building CMS and managing state/federal exams; strong regulatory knowledge and leadership experience.
2w
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Senior Manager, Health Care Compliance Officer
Danvers or Irvine or New Brunswick or Raritan
$122k-$213k/yr HybridFull Time
5+ YOEBachelor's degree, 8+ years business experience, 5+ years healthcare experience, knowledge of health care compliance programs, FDA and federal healthcare requirements, ability to influence commercial and medical stakeholders.
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Junior Compliance Officer - West Coast+HI: San Diego, Los Angeles, San Francisco, Seattle, Honolulu
San Diego or Los Angeles or San Francisco or Seattle or Honolulu
OnsiteFull Time
Associate's degree required; strong data entry, Microsoft Office (Word/Excel) skills, ability to conduct database queries, complete DHS/ICE training, and pass Tier 4 Public Trust vetting.
Microsoft Office, Microsoft Word, Microsoft Excel, DHS databases
5d
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Compliance Associate
Laguna Woods or South Orange County
$25-$26/hr OnsiteFull Time
2+ YOEBachelor's degree or equivalent experience, 2+ years of compliance experience, strong communication and organizational skills, attention to detail, Microsoft Office proficiency, independent work ability, and reliable transportation.
Microsoft Office Suite
2w
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Compliance Manager
Anaheim, California, United States
$104k-$165k/yr HybridFull Time
7+ YOE2+ Mgmt7+ years compliance experience in financial services with 2+ years supervisory experience; knowledge of NCUA/CFPB regulations; strong analytical, investigative, organizational, and communication skills; proficient with Microsoft Office.
Microsoft Word, Microsoft Excel, Microsoft Outlook, Microsoft Teams
2mo
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Compliance Specialist
Irvine, California, United States
$84k-$85k/yr OnsiteFull Time
2+ YOE2+ years affordable multi-housing/property management experience, Certified Occupancy Specialist (or similar), familiarity with housing agencies and LIHTC/HUD compliance, strong regulatory interpretation skills, and Yardi Voyager and Microsoft Office proficiency.
Microsoft Word, Microsoft Excel, Microsoft PowerPoint, Microsoft Access, Yardi Voyager
1mo
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Senior Compliance Analyst
Newport Beach, California, United States
$103k-$126k/yr OnsiteFull Time
5+ YOEBachelor's degree or equivalent, 5 years compliance experience, FINRA Series 6 and 26 required, strong writing and leadership skills, Microsoft Office/SharePoint/Teams proficiency, agile familiarity.
Microsoft Office, Microsoft SharePoint, Microsoft Teams
1mo
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HUD- Regional Compliance Manager
San Diego, California, United States
$85k-$100k/yr OnsiteFull Time
5+ YOE5+ years compliance/office experience with supervisory duties; strong recordkeeping, customer service, calculation and typing skills; high school equivalent required; ARM/CPO/HCCP/NCP preferred.
RealPage, TRACS, KTS
1mo
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Compliance Specialist
Wilmington or Irvine
$38-$41/hr OnsiteFull Time
3+ YOE3+ years experience with affordable housing programs (HUD, LIHTC, HOME, etc.), high school diploma or equivalent, valid driver’s license, strong attention to detail, customer service skills, and proficiency with Yardi and Microsoft Office.
Yardi, Microsoft Word, Microsoft Excel, Microsoft Outlook
2w
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Export Compliance Principal Specialist
Irvine, California, United States
$105k-$165k/yr OnsiteFull Time
10+ YOEBachelor's degree and 10+ years export/compliance experience; subject matter expertise in ITAR, EAR, OFAC; prepare licenses, conduct classifications, screenings, audits; Microsoft Office and export compliance software experience.
Microsoft Word, Microsoft Excel, Microsoft PowerPoint, QAD, SAP
1mo
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Compliance and Risk Coordinator
San Diego, California, United States
$25-$30/hr OnsiteFull Time
1+ YOEReview vendor insurance and compliance documentation, coordinate contracts, support audits, use Microsoft Office, 1+ year compliance/finance/accounting/vendor experience, able to lift 20+ lbs and work outdoors.
Microsoft Excel, Microsoft Word, Microsoft PowerPoint
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