1,847 compliance oversight jobs at 1,323 companies in United States

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Manager, Compliance Oversight
Eagan, Minnesota, United States
$102k-$174k/yr HybridFull Time
Blue Cross and Blue Shield of Minnesota
Blue Cross and Blue Shield of Minnesota: Provides health insurance and managed care services in Minnesota.
7+ YOE3+ Mgmt7+ years compliance experience, 3+ years people leadership, knowledge of Medicare/Medicaid/ACA and federal/state regulations, ability to lead assessments, develop/validate CAPs, and travel as needed; high school diploma and U.S. work authorization required.
1w
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Senior Compliance Business Oversight Analyst (US)
Mount Laurel or New York City or Greenville or Charlotte or Portland
$72k-$118k/yr HybridFull Time
TD Bank
TD BankToronto Stock Exchange: TD: Provide retail, commercial, and wholesale banking and financial services.
5+ YOEUndergraduate degree or equivalent experience,5+ years experience in compliance,knowledge of consumer protection laws,proficiency in PowerPoint and Excel,third‑party oversight experience,CRCM preferred.
Microsoft PowerPoint, Microsoft Excel
2w
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Supervisor II - Compliance & Oversight
Spokane, Washington, United States
$83k-$119k/yr OnsiteFull Time
Jubilant HollisterStier
Jubilant HollisterStier: Provides contract pharmaceutical manufacturing and sterile fill-finish services.
4+ YOEBA/BS (or AA+7yrs), 4 years pharmaceutical/FDA-regulated experience, supervisory experience, expert cGMP/GDP knowledge, real-time QA oversight, batch record review, audits, risk identification, coaching and corrective actions.
1w
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Director of Compliance and Delegation Oversight
Los Angeles, California, United States
$172k-$218k/yr HybridFull Time
COPE Health Solutions: Provides healthcare consulting, analytics, and workforce training services.
Lead enterprise compliance and delegation oversight across multiple operating models; manage audits, risk assessments, policies, BAAs, training, reporting, and remediation; partner with legal, privacy, security, and business teams.
1w
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Legal & Compliance Department - FLU BSA and Compliance Oversight Associate
New York, New York, United States
$42k-$90k/yr OnsiteFull Time
Bank of China
Bank of ChinaHong Kong Stock Exchange (SEHK) / Shanghai Stock Exchange (SSE): 3988 / 601988: Global commercial bank providing corporate and retail financial services.
0+ YOEBachelor's degree required; 0-3 years legal & compliance/BSA/AML/OFAC experience; strong analytical skills; Excel/PowerPoint/Word proficiency; fluent Chinese and English; CAMS preferred.
Microsoft Excel, Microsoft PowerPoint, Microsoft Word
1w
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Legal & Compliance Department - FLU BSA and Compliance Oversight Associate
New York City, New York, United States
$42k-$90k/yr OnsiteFull Time
Bank of China
Bank of ChinaHong Kong Stock Exchange: 3988: Provides global commercial and investment banking services.
0+ YOEBachelor's degree required. 0-3 years legal/compliance or BSA/AML/OFAC experience. Strong analytical skills, Excel/PowerPoint/Word proficiency, Chinese and English fluency. CAMS preferred.
Microsoft Excel, Microsoft PowerPoint, Microsoft Word
2w
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Senior Specialist, Network Compliance Oversight - Remote
New York City, New York, United States
$68k-$119k/yr RemoteFull Time
EmblemHealth
EmblemHealth: Provides comprehensive health insurance and wellness plans.
4+ YOEBachelor's degree,4–6+ years relevant experience,knowledge of provider directory regulatory requirements,project management and tracking experience,excellent communication,proficiency with MS Office and Adobe.
Microsoft Word, Microsoft Excel, Microsoft PowerPoint, Microsoft Outlook, Microsoft Teams, Microsoft SharePoint, Adobe
1w
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Lead Compliance Analyst – Compliance Testing & Regulatory Oversight
Cedar Rapids or Denver or Baltimore or Philadelphia
$90k-$100k/yr HybridFull Time
Transamerica
TransamericaNYSE: AEG: Provides insurance, retirement solutions, and investment products to customers.
5+ YOE5+ years compliance/regulatory experience, strong FINRA/SEC knowledge, experience with compliance testing, examinations, risk assessments, and stakeholder reporting; excellent communication and analytical skills.
Microsoft Office, Microsoft Excel, Microsoft PowerPoint
2w
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Compliance Manager, Complaints & Fintech Oversight
Pleasant Grove, Utah, United States
OnsiteFull Time
Capital Community Bank
Capital Community Bank: A community bank providing personal and business financial services.
3+ YOEManage agency complaints and fintech compliance programs; track, triage, and resolve complaints; coordinate with stakeholders; draft regulatory correspondence; perform monitoring and due diligence.
2mo
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Director, Compliance & Control Oversight - Growth
San Mateo or Columbus or Austin or New York City or United States
$201k-$279k/yr RemoteFull Time
Upstart
UpstartNasdaq: UPST: AI-powered lending marketplace for consumer and automotive loans.
7+ YOE7+ years in consumer lending compliance/legal/risk; marketing and partner compliance experience; deep knowledge of UDAAP, Regulation B, CAN-SPAM, TCPA; experience leading a first-line compliance function in a bank-regulated environment.
AI, AI/ML
2w
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Compliance Manager, Complaints & Fintech Oversight
Pleasant Grove, Utah, United States
OnsiteFull Time
Capital Community Bank
Capital Community Bank: Community bank providing personal and business financial solutions.
3+ YOEManage regulatory complaints and fintech program compliance, track deadlines, coordinate SMEs, draft regulatory correspondence, perform risk assessments, and oversee monitoring and due diligence; 3+ years fintech program experience.
1w
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Sr Compliance Consultant - Sales Oversight
West Des Moines, Iowa, United States
$69k-$116k/yr OnsiteFull Time
Sammons Financial Group
Sammons Financial Group: Provides life insurance, annuity, and retirement planning products.
7+ YOERequires 7–10 years of compliance and variable product experience, securities regulatory knowledge, project management skills, Microsoft Office proficiency, and qualifying FINRA licenses or ability to obtain them within 120 days.
Microsoft Word, Microsoft Excel, Microsoft Access, Electronic Filing System
1d
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Sr. Compliance Analyst - Supervision & Oversight
Centennial or Omaha
$69k-$84k/yr OnsiteFull Time
Axos Financial
Axos FinancialNYSE: AX: Provides digital-first banking and diverse financial services to customers.
3+ YOEHigh school diploma or equivalent; 3+ years in financial services compliance, operations, or supervision; FINRA Series 7/63/66 required and Series 24 obtainable within 120 days; regulatory, analytical, and communication skills.
Microsoft Word, Microsoft Excel
1w
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Real Estate Oversight & Compliance Specialist
Virginia Beach, Virginia, United States
$21-$25/hr OnsiteFull Time
Chartway
Chartway: Provides member-owned banking and financial services.
2+ YOEKnowledge of mortgage compliance (TILA, RESPA, TRID, HOEPA, HMDA), 2+ years mortgage/loan servicing experience, Associate degree or equivalent, strong analytical and communication skills, proficiency with Microsoft Office and Adobe Acrobat.
Microsoft Office, Microsoft Excel, Microsoft Word, Adobe Acrobat
2mo
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Senior Analyst, Global Testing Oversight, GBMT Compliance (263966)
Dallas, Texas, United States
HybridFull Time
Scotiabank
ScotiabankToronto Stock Exchange: BNS: Provides global personal, commercial, and investment banking services.
1+ YOE1+ years in compliance testing, audit, or risk; experience in budgeting, annual planning and project management; college degree required; strong written/oral communication and organizational skills; knowledge of testing methodologies.
1mo
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REENTRY OVERSIGHT SPECIALIST
Honolulu or Hawaii
OnsiteFull Time
State of Hawaii
State of Hawaii: Provides public administration and social services for Hawaii residents.
College graduate with experience in program administration/oversight, knowledge of correctional systems and criminal justice reform, research/analysis skills, strong writing and communication, MS Office proficiency.
Microsoft Office Suite
2w
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Senior Specialist, Network Compliance Oversight - Remote in New York, New York
New York City, New York, United States
$68k-$119k/yr RemoteFull Time
AdvantageCare Physicians
AdvantageCare Physicians: Provides multi-specialty medical care and population health services.
4+ YOEBachelor's degree, 4+ years relevant experience, knowledge of provider directory regulatory requirements, project management, stakeholder coordination, MS Office and Adobe proficiency.
Microsoft Word, Microsoft Excel, Microsoft PowerPoint, Microsoft Outlook, Microsoft Teams, Microsoft SharePoint, Adobe
2w
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Analyst, Consumer Compliance, Monitoring & Oversight
Fort Lee, New Jersey, United States
$75k-$100k/yr OnsiteFull Time
Cross River
Cross River: Provides technology infrastructure and embedded financial solutions to fintechs.
3+ YOE3+ years compliance oversight experience handling complaints, call and quality reviews; knowledge of consumer banking regulations (FCRA, Reg E, Reg Z, Reg B/ECOA); strong analytical and communication skills.
6d
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Director, Data Risk Oversight
New York City, New York, United States
$194k-$270k/yr HybridFull Time
BlackRock
BlackRockNYSE: BLK: Provides investment management and financial technology services globally.
10+ YOE10+ years in data risk, governance, operational or enterprise risk, control, or audit; data quality expertise; oversight and challenge experience; risk reporting; bachelor’s degree required.
Aladdin Data, DAMA DMBOK, COSO ERM, NIST CSF 2.0, Risk & Control Self-Assessments (RCSAs), Enterprise Risk Indicators (ERIs), Risk & Control Issues (RCIs)
4w
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Compliance Analyst
Radnor or Charlotte or Fort Wayne or Greensboro or Hartford or Omaha
$73k-$132k/yr HybridFull Time
Lincoln Financial
Lincoln FinancialNew York Stock Exchange: LNC: Provides life insurance, annuities, and retirement planning services.
3+ YOEBachelor's degree or equivalent experience,3-5+ years compliance experience relevant to funds management,ability to perform testing,service provider oversight,AML support,and prepare compliance reports.