194 compliance program jobs at 130 companies in Lockport, NY
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Director - Compliance Program Governance
Toronto, Ontario, Canada
$122k-$212k/yrOnsiteFull Time
BMOTSX: BMO: Provides personal and commercial banking, investment, and wealth services.
10+ YOEProvide strategic leadership and oversight of the enterprise compliance program, governance, quality assurance, controls, reporting, assessments and remediation; typically 10+ years in compliance or related disciplines.
Senior Director, Compliance & EAML Examination Program
Toronto, Ontario, Canada
HybridFull Time
CIBCToronto Stock Exchange: CM: Provides personal, commercial, and investment banking and wealth management.
10+ YOE10+ years auditing/compliance experience in financial services with deep AML expertise; subject-matter expertise in risk management; strong communication and leadership; university degree and professional designation preferred.
Senior Manager, Compliance Program and Assurance (Second Line of Defence)
Toronto, Ontario, Canada
$130k-$170k/yrHybridFull Time
Paramount Commerce: Provides bank-account-based payment and verification solutions for businesses.
Experienced second-line-of-defence compliance professional with expertise in PCMLTFA/CANAFE and RPAA, risk management, audit and licensing, technical report writing, change management, and MIS-driven assurance programs.
Relay: Digital banking and cash flow management for small businesses.
2+ YOE2+ years in compliance/risk/audit, experience building or running compliance monitoring programs, comfortable managing bank or regulator relationships, proficient in SQL, strong communication and cross-functional collaboration skills.
Compliance Officer, Compliance Control Room, GBM&T Compliance, Canada (269393)
Toronto, Ontario, Canada
OnsiteFull Time
ScotiabankToronto Stock Exchange: BNS: Provides global personal, commercial, and investment banking services.
1+ YOE1–3 years institutional compliance or regulatory experience; administer compliance programs, manage conflicts, review trades, strong analytical and communication skills; familiarity with IIROC/FINRA an asset; comfortable with Microsoft Office and Bloomberg.
Microsoft Word, Microsoft Excel, Microsoft PowerPoint, Bloomberg
Regeneron PharmaceuticalsNASDAQ: REGN: Discovers and develops medicines for serious diseases.
7+ YOEMinimum 7 years pharma compliance experience, deep knowledge of Canadian healthcare laws and industry codes, policy drafting, monitoring/auditing, training program experience, cross-functional compliance across commercial/medical/market access/clinical, English fluency required.
Wellington-Altus Financial: Provides independent wealth management and investment advisory services.
Provide compliance support for provincially regulated PM and SEC-registered RIA entities; perform regulatory reviews, support compliance programs, assist advisors, and prepare communications. Bachelor’s degree preferred and MS Office proficiency required.
Microsoft Word, Microsoft Excel, Microsoft PowerPoint, Microsoft Teams, Microsoft Outlook, Global Relay
Child & Family Services: Provides mental health and family support services in New York.
Current enrollment in a bachelor's or master's program, school-credit internship, proficiency with Microsoft Excel/Word/PowerPoint, strong written/verbal communication, organizational skills, ability to manage multiple projects, and maintain confidentiality.
Microsoft Excel, Microsoft Word, Microsoft PowerPoint
Mecka AI: A robotics and AI data infrastructure enabling embodied intelligence.
JD/LLB/LLM or equivalent with privacy, commercial, employment, or tech law experience; privacy program expertise (PIPEDA/GDPR); strong contract and cross-border employment experience; practical, business-focused compliance.
Graham CorporationNYSE: GHM: Designs and manufactures mission-critical fluid and heat transfer technologies.
10+ YOE5+ MgmtJD and active state bar membership required;10+ years legal experience with 5+ years senior in-house experience;experience in government contracting, ITAR/EAR, FAR/DFARS, SEC/SOX, and compliance program management.
Calgary or Kitchener or Vancouver or Toronto or Ottawa or Montréal or Hamilton
$100k-$115k/yrHybridFull Time
Gowling WLG: International law firm providing comprehensive commercial legal services.
5+ YOEBachelor's degree required; 5+ years in compliance or cybersecurity governance; demonstrated ISO/IEC 27001 experience; required willingness to obtain ISO lead auditor/implementer, Controlled Goods Program DO and CSP CSO credentials; strong communication and organizational skills.
MoogNYSE: MOG.A: Design and manufacture of precision motion control systems.
7+ YOE3+ MgmtBachelor's degree required (Master's preferred); minimum 7 years program management experience, 3 years people leadership, 10 years professional experience; proficiency with Microsoft Project, EVM, program planning, budgeting, risk and contract management, and aerospace compliance (AS9100, ITAR/EAR).
Capco: Global consultancy providing business and technology services.
Proven experience leading large-scale regulatory, risk, security, or transformation programs in banking; strong program and stakeholder management; knowledge of cybersecurity, fraud, AML, compliance; excellent communication and audit/regulatory support experience.
Senior Manager, Business Compliance Oversight – TD Asset Management (5136)
Toronto, Ontario, Canada
$116k-$163k/yrOnsiteFull Time
TD BankToronto Stock Exchange: TD: Provide retail, commercial, and wholesale banking and financial services.
10+ YOEUndergraduate degree, 10+ years asset management experience, Canadian securities courses, expertise in regulatory change, strong influence and presentation skills, and experience with compliance programs.
Toronto or Calgary or Halifax or Montreal or Ottawa or Vancouver
$87k-$109k/yrHybridFull Time
CMHC: Providing mortgage insurance and social housing programs across Canada.
5+ YOEUndergraduate degree in business/finance/economics, 5+ years in risk management/reporting, knowledge of quality assurance and securitization, strong analytical and communication skills, Reliability Status.
Rippling: Unified platform managing workforce HR, IT, and finance operations
8+ YOEBachelor's degree; 8+ years in equity compensation administration, tax compliance, or related role; experience with global equity filings, cross-functional collaboration, product partnership, and program leadership.
Masabi: SaaS platform for public transport fare collection and ticketing
Senior security and compliance leader with hands-on PCI DSS, ISO27001 and SOC2 experience; proven track record delivering audits and building scalable compliance programs.
Greater Toronto Airports Authority: Operates and manages Toronto Pearson International Airport.
5+ YOE5+ years multi-disciplined construction experience, post-secondary technical education or equivalent, ability to obtain Transport Security Clearance, strong inspection and construction code knowledge.