812 compliance program jobs at 489 companies in Norwalk, CT
6d
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Compliance Lead, Payments Compliance & Licensing Program
New York City, New York, United States
HybridFull Time
Multiple years in financial services compliance with regulator engagement, knowledge of money transmission licensing, sanctions/AML/KYC/lending compliance, strong written/verbal communication, and practical AI tooling experience.
Claude, GPT, NMLS
2mo
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Director of Program Compliance
Manhattan, New York, United States
HybridFull Time
BA in Human Resources, Social Work, or related field; strong communication, interpersonal, organizational, and analytical skills; proficient with Microsoft Office; ability to work independently and apply critical thinking.
Microsoft Office, Outlook
4w
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Compliance Lead, Compliance & Ethics
New York City or San Jose
$143k-$214k/yr OnsiteFull Time
6+ YOE6+ years in compliance/surveillance at financial/fintech/crypto firms; hands-on eComms surveillance experience; strong program-building, investigation, COI, and governance skills; team development and written communication.
eComms surveillance platforms, AI-assisted review workflows
3w
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Compliance Manager
Bronx, New York, United States
$115k-$145k/yr OnsiteFull Time
5+ YOEB.S./B.A. in related field, 5+ years compliance experience, completion of Certified Regulatory and Compliance Professional program, strong knowledge of banking regulations, Microsoft Office proficiency, supervisory experience.
Microsoft Office
2mo
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Compliance Technology Program Lead
New York, New York, United States
$172k-$258k/yr RemoteFull Time
7+ YOE7+ years in compliance technology; hands-on with AI tools (Claude, GPT); ML and heuristic models; data quality and model performance monitoring; AML model validations; familiarity with blockchain analytics.
Claude, GPT, LLM, Chainalysis, TRM Labs, LexisNexis
1mo
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Compliance Officer
New York, New York, United States
OnsiteFull Time
Haitong International: Provides wealth management, investment banking, and institutional brokerage services.
Assist administration and monitoring of compliance and AML programs, perform KYC/AML reviews, manage staff compliance activities and broker-dealer licensing (U4/U5), prepare regulatory filings and reports (FINRA, OFAC, FinCEN), investigate issues.
2mo
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Compliance Officer
New York City, New York, United States
$175k-$200k/yr OnsiteFull Time
5+ YOESenior compliance role with experience overseeing marketing material reviews, SEC Marketing Rule application, regulatory filings (ADV, Form PF), policy drafting, and compliance program management; strong analytical and communication skills; 5+ years preferred.
AI
3w
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Compliance Manager, Americas
Chicago or New York City or Ogden
$105k-$140k/yr HybridFull Time
5+ YOE5+ years compliance experience, bachelor's degree, professional Spanish and English, compliance program management, policy governance, training design, analytics and regulatory monitoring, proficiency with compliance tech and AI tools.
hotline/case management systems, policy management tools, analytics dashboards, LMS, AI tools
1w
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Director, Compliance Consulting
New York or Boston or Chicago or Atlanta or Dallas or Los Angeles or Philadelphia
OnsiteFull Time
10+ YOE10+ years compliance experience with RIAs, broker-dealers, or registered funds; expertise with Advisers Act, FINRA rules, and ’40 Act; experience managing compliance programs, regulatory filings, and leading client engagements.
2w
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Regulatory Compliance Program Manager, Regulatory Delivery & Transparency, Trust & Safety
Los Angeles or Singapore or New York City or London or Dublin or Paris or Berlin or Dubai or Jakarta or Seoul or Tokyo
OnsiteFull Time
5+ YOEProven program management delivering large cross-functional regulatory programs; knowledge of global digital platform regulations (e.g., DSA), risk assessment, stakeholder management, and executive communication.
2mo
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Manager, Compliance Programs
New York, New York, United States
$240k-$325k/yr HybridFull Time
10+ YOE5+ Mgmt10+ years information security or compliance; 5+ years leading SaaS/PaaS programs; cross-functional leadership; team building; AI tooling experience.
3w
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Head of Legal & Compliance
New York, New York, United States
HybridFull Time
6+ YOEJ.D.,6+ years in compliance or law with fintech exposure; deep knowledge of BSA/AML,KYC/KYB,payments regulation;experience responding to regulatory inquiries and building compliance programs.
1d
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Compliance Manager Security Services
New York, New York, United States
$76k/yr OnsiteFull Time
2+ YOE2+ Mgmt2+ years personnel/program and government contracting experience; knowledge of federal contract compliance, clearance/suitability processing, strong MS Office skills, and experience with compliance systems.
JPAS, e-QIP, TAMS, WinTeam, Smartsheet, Domo, Microsoft Office
2w
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Global Compliance Manager
United States or Canada or United Kingdom or New York City or London
RemoteFull Time
8+ YOE8+ years in compliance/ethics/legal operations with global program experience; familiarity with anti-corruption, sanctions, export controls, conflicts of interest; strong project management and communication skills.
2w
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Principal, Government Compliance (40843)
Amityville or Ashburn or Melbourne or Mason or Yorba Linda
$105k-$224k/yr OnsiteFull Time
12+ YOEDevelop and execute FAR/DFARS/CAS compliance programs, conduct financial and business systems audits, prepare audit reports, and coordinate with DCAA/DCMA; requires extensive government compliance experience and strong accounting knowledge.
1w
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TSIB - Senior Compliance Anaylst
Shelton, Connecticut, United States
OnsiteFull Time
5+ YOE5+ years compliance or construction compliance experience; strong project management, analytical and communication skills; advanced Microsoft Office; ability to manage multiple projects and travel to sites.
Microsoft Office, compliance software
2w
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Compliance Operations Lead
New York or Brooklyn
$140k-$190k/yr HybridFull Time
3+ YOE3+ years leading compliance/security programs; experience achieving FedRAMP High or equivalent; deep fluency with IL5, CMMC Level 2, SOC 2, NIST 800-171; automated evidence collection and vulnerability workflows; strong communication skills.
FedRAMP High, IL5, CMMC Level 2, SOC 2, NIST 800-171, Kubernetes, Terraform, JAMF, CI/CD, GRC
1mo
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Chief Compliance Officer
Stamford, Connecticut, United States
OnsiteFull Time
15+ YOE15+ years compliance experience in financial services with senior leadership experience; hands-on expertise across B/D, RIA, and 40 Act programs; Series 7 and Series 24 required; J.D. or advanced degree; digital assets experience preferred.
1mo
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Manager, Regulatory Compliance
San Francisco or New York City
$120k-$190k/yr OnsiteFull Time
6+ YOEBachelor's degree and 6+ years regulatory compliance experience in financial services/FinTech/legal/consulting; familiarity with US/Americas financial regulations; data proficiency; strong communication; experience building compliance programs and licensing processes.
NMLS
2w
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Compliance Specialist (NY, Queens Village)
Queens Village, New York, United States
$55k-$60k/yr OnsiteFull Time
Ensure regulatory program compliance (LIHTC, Section 8, HOME), process certifications/recertifications/leases, perform audits, manage tenant payment systems, and prepare compliance reports.
TRACS, EIV
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