1,182 compliance program jobs at 675 companies in Texas
1w
Save
Mark Applied
Hide
1w
Compliance Program Advisor - Broker Dealer
Pittsburgh or Raleigh or Philadelphia or Cherry Hill or Denver or McAllen
$70k-$156k/yrOnsiteFull Time
PNC Financial ServicesNYSE: PNC: Provides banking, lending, and investment services to customers.
5+ YOEBachelor's degree, 5+ years industry-relevant experience, knowledge of regulatory requirements, risk assessments, compliance monitoring, data analysis, and ability to coach junior staff.
ABBSIX Swiss Exchange: ABBN: Provides electrification and automation technologies for global industries.
10+ YOE10+ years managing U.S. trade compliance programs, deep knowledge of U.S. customs, BIS/EAR, OFAC, ITAR; Customs Broker license preferred; SAP/GTS and ERP experience; strong stakeholder, advisory, and training skills.
San Diego or San Francisco or Denver or Houston or Princeton or Scottsdale
$92k-$115k/yrHybridFull Time
Clearway EnergyNYSE: CWEN: Develops and operates utility-scale renewable energy power plants.
3+ YOE3+ years in operations or program/project management (preferably power generation/renewables), working knowledge of plant operations and SCADA logs, strong project management and communication skills, Bachelor's degree, proficiency with Microsoft Office.
Cornerstone Capital Bank: Provides residential mortgage financing and retail banking services.
5+ YOEBachelor's or equivalent experience; 5+ years mortgage compliance; knowledge of federal and state mortgage laws; strong communication and analytical skills.
Oregon or Washington or California or Massachusetts or Texas or Utah or Tennessee or North Carolina or Colorado
RemoteFull Time
Revyse: Software for multifamily property operators to manage vendor contracts.
3+ YOETranslate client risk and insurance requirements into scalable credentialing programs, review vendor agreements and COIs, track compliance, and build templates and playbooks for internal teams and customers.
HPNYSE: HPQ: Produces personal computers, printers, and related digital imaging products.
3+ YOELead global compliance learning programs; 3+ years L&D or program management experience; expertise in compliance domains, instructional design, LMS, Articulate Rise/Storyline, Microsoft Excel/Power BI, AI tools, and accessibility.
Articulate Rise, Articulate Storyline, Learning Management Systems, Agile Methodology, Kirkpatrick framework, Microsoft Excel, Microsoft Power BI, Microsoft Co-pilot, Microsoft Power Automate
Herzog: Provides rail and civil infrastructure construction and maintenance services.
High school diploma or equivalent; clerical skills, Microsoft Office and Adobe Acrobat proficiency; experience with cloud storage and Google Workspace; ability to perform basic troubleshooting; must pass background check, motor vehicle report, physical and drug screen; maintain safety certifications.
Microsoft Word, Microsoft Excel, Microsoft PowerPoint, Microsoft Outlook, Microsoft Publisher, Adobe Acrobat, Dropbox, Google Docs, Google Drive, Google Calendar, Printers, Copiers, Scanners, Fax machines
HPNYSE: HPQ: Manufacturer of personal computers, printers, and imaging devices.
3+ YOELeads global compliance learning programs; 3+ years relevant experience preferred; degree in L&D or business preferred; expertise in compliance topics, instructional design, project management, vendor contracting, LMS administration, data analysis, and AI-enabled workflows.
Articulate Rise, Storyline, Learning Management System, Kirkpatrick framework, Microsoft Excel, Microsoft Power BI, Co-pilot, Microsoft Power Automate
OmniOn Power: Designs and manufactures power conversion and backup power solutions.
3+ YOEJD and active bar required; 3+ years in-house legal and compliance experience; contract drafting, regulatory (export controls, sanctions, product regs), data privacy, and compliance program management skills.
HPNYSE: HPQ: Manufactures personal computers, printers, and 3D printing hardware.
3+ YOE3+ years relevant L&D or consulting experience; expertise in compliance domains (privacy, cybersecurity, global trade); instructional design and program management skills; familiarity with Articulate Rise/Storyline, LMS, Microsoft Excel, Power BI, Power Automate, and AI tools.
Articulate Rise, Articulate Storyline, Learning Management Systems (LMS), Microsoft Excel, Microsoft Power BI, Microsoft Power Automate, Microsoft Copilot
Allied Universal: Provides security personnel, technology, and facility management services.
2+ YOEMinimum 2 years personnel/program management and 2 years government contracting experience. Ability to validate personnel compliance, manage clearance/suitability processes, maintain compliance systems, and produce compliance reporting.
JPAS, e-QIP, Training Academy Management System (TAMS), WinTeam, Smartsheet, Domo, Microsoft Office Suite
Kinder MorganNew York Stock Exchange: KMI: Transports and stores energy products like natural gas.
7+ YOE7+ years compliance/regulatory/audit experience, bachelor’s degree, strong knowledge of FERC and energy regulations, program and audit management, Microsoft Office and SharePoint proficiency, supervisory experience preferred.
LDG Development: Develops and manages affordable multi-family housing communities for families.
5+ YOE5+ years affordable housing compliance experience, supervisory experience, strong knowledge of LIHTC/HUD/ HOME/CDBG/bond programs, MS Office and Onesite proficiency, excellent communication and project management skills.
Microsoft Excel, Microsoft Word, Microsoft Teams, Onesite
ENGIEEuronext Paris: ENGI: Produces and distributes electricity, gas, and renewable energy.
Currently enrolled in a Bachelor's or Master's program (junior or higher), strong organization and analysis skills, proficiency with Microsoft Office (Excel, Word, PowerPoint), interest in regulatory compliance and energy; must be able to work independently and in teams.
Microsoft Excel, Microsoft Word, Microsoft PowerPoint
5+ YOE5+ years affordable compliance/property management experience, leadership experience, knowledge of LIHTC/HUD/USDA-RD/HOME/Bond programs, proficiency with Yardi Affordable/RealPage and Microsoft Office, strong administrative and training skills.
Microsoft Excel, Microsoft Word, Google Apps, Yardi Affordable, RealPage
NextDecadeNasdaq: NEXT: Developer and operator of natural gas liquefaction infrastructure.
7+ YOEJD and active U.S. bar license,7+ years compliance/regulatory experience in highly regulated industries,enterprise compliance program design/oversight,knowledge of U.S. federal and state regulations,CCEP recommended.
New York or Boston or Chicago or Atlanta or Dallas or Los Angeles or Philadelphia
OnsiteFull Time
Kroll: Provides global risk and financial advisory solutions.
10+ YOE10+ years compliance experience with RIAs, broker-dealers, or registered funds; expertise with Advisers Act, FINRA rules, and ’40 Act; experience managing compliance programs, regulatory filings, and leading client engagements.
Ichor HoldingsNASDAQ: ICHR: Designs and manufactures fluid delivery systems for semiconductor manufacturing.
5+ YOEBachelor's degree and 5+ years in compliance, supply chain, product compliance, ESG or related functions; strong program management, analytical and written communication skills; proficiency with Microsoft Excel, PowerPoint, SharePoint.
Microsoft Excel, PowerPoint, SharePoint, Resilinc, Everstream, Assent, SupplierSoft, EcoVadis, IntegrityNext, OneTrust, SAP Ariba, Coupa, CMRT, EMRT, AMRT, IPC-1752