1,967 marketing compliance jobs at 1,070 companies in United States
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Specialist, Marketing Compliance
Dublin, California, United States
$70k-$101k/yr HybridFull Time
2+ YOE2-4 years in marketing operations/compliance; Bachelor's degree; experience with marketing compliance tech; familiarity with CCPA/CPRA, ADA; ability to create process guides and support training.
OneTrust, AXE Monitor, ObservePoint
3mo
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Compliance Manager, Marketing
Seattle, Washington, United States
$159k-$198k/yr HybridFull Time
4+ YOE4–6 years in compliance/risk within banking, fintech or financial services; experience reviewing marketing materials; knowledge of UDAAP and advertising rules; strong communication and risk assessment.
5d
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Marketing Compliance Specialist, Fintech
United States
RemoteFull Time
2+ YOEBachelor's degree or equivalent experience; 2+ years in compliance, marketing review, or legal functions at a financial institution or fintech; knowledge of consumer banking and card network regulations.
Reg Z, Reg E, UDAAP, TILA, Visa, Mastercard, FDIC, OCC, SLA
3mo
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Sr. Manager, Marketing Compliance
New York City, New York, United States
$160k-$180k/yr HybridFull Time
Experience managing marketing compliance; in-depth knowledge of SEC and FINRA rules; leadership of a small team; Series 24 required (or to be obtained); strong communication and cross-functional collaboration.
1w
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Marketing Compliance Administrator
Phoenix, Arizona, United States
OnsiteFull Time
Grand Canyon University: Private Christian university offering undergraduate and graduate degree programs
3+ YOEBachelor's in business-related field, minimum 3 years compliance/project management experience, AP style editing, Microsoft Office and project management software proficiency, must pass background check.
Microsoft Word, Microsoft Outlook, Microsoft Excel, Microsoft PowerPoint
1w
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Compliance Officer - Marketing
New York, New York, United States
$150k-$200k/yr OnsiteFull Time
6+ YOE6+ years compliance experience in broker-dealer/asset manager/financial services with marketing compliance focus; strong knowledge of FINRA Rule 2210, SEC advertising/Investment Adviser Marketing Rule, social media compliance; familiarity with AML, licensing, and employee compliance; bachelor’s preferred; no visa sponsorship.
3w
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Senior Director - US Marketing Compliance
Hollywood, Florida, United States
HybridFull Time
8+ YOEJD required,8+ years marketing compliance experience with US online sports betting and iGaming,team management experience,knowledge of marketing/regulatory law including sweepstakes/raffles/responsible gaming,ability to advise non-lawyers.
1w
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Compliance Officer - Marketing
New York, New York, United States
$150k-$200k/yr OnsiteFull Time
6+ YOE6+ years compliance experience in financial services with focus on marketing compliance; strong knowledge of FINRA 2210, SEC advertising rules, social media compliance; organized with strong communication skills.
1w
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Compliance Officer - Marketing
New York, New York, United States
$150k-$200k/yr OnsiteFull Time
6+ YOE6+ years compliance experience in broker-dealer/asset manager/financial services with focus on marketing compliance; strong knowledge of FINRA Rule 2210 and SEC advertising rules; AML and licensing familiarity; bachelor's degree preferred.
1w
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Marketing Compliance Officer
New York City, New York, United States
$90k-$125k/yr OnsiteFull Time
2+ YOERequires 2+ years working with Advisers Act and FINRA regulations, knowledge of investment advisory products and broker-dealer regulation, strong analytical skills, computer proficiency, and excellent communication.
FINRA, SEC, web browsers, Form ADV
22h
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Director, Marketing Compliance & Governance
California or Oregon or Washington or Colorado or Illinois or Georgia or Maryland or Virginia or District of Columbia or Pasadena
$186k-$241k/yr HybridFull Time
10+ YOE3+ MgmtBachelor's degree or equivalent experience, 10+ years in marketing or communications, 3+ years supervising, 2+ years managing operational or project budgets, and strong marketing leadership experience.
3w
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Compliance Associate, Marketing & Investment Adviser Compliance (CT, Stamford)
Stamford, Connecticut, United States
OnsiteFull Time
2+ YOEBachelor's degree and 2+ years compliance experience at an RIAd/wealth firm or broker-dealer; working knowledge of the Investment Advisers Act, Form ADV, Marketing Rule, strong writing/editing, and Microsoft Office proficiency.
Microsoft Excel, Microsoft Word, Microsoft PowerPoint
1w
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Associate, US Marketing and Distribution Compliance
New York City, New York, United States
$100k-$130k/yr HybridFull Time
3+ YOEBachelor’s degree and 3–4 years of legal or regulatory compliance experience in asset management, with marketing regulations knowledge, strong analysis, communication, organization, and project management skills.
FINRA Rule 2210, SEC Investment Adviser Marketing Rule, Advisers Act
1mo
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Risk and Compliance Manager - Marketing
United States or Canada or San Francisco or New York City or Los Angeles or Seattle
$125k-$185k/yr RemoteFull Time
5+ YOE5+ years in regulatory marketing compliance (banking/fintech), strong knowledge of consumer protection regs (UDAP/UDAAP, Reg Z, E, B, etc.), advertising standards, BaaS experience, stakeholder collaboration, and ability to manage a small team.
Blee, Workfront, Red Oak, Google Docs
1mo
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Risk and Compliance Manager - Marketing
United States or Canada
$125k-$185k/yr RemoteFull Time
5+ YOE5+ years in regulatory marketing compliance for banking/fintech, strong knowledge of consumer protection regs (UDAP/UDAAP, Reg Z/E/B, etc.), BaaS experience, cross-functional advisory skills, project management, and ability to manage a small team.
Blee, Workfront, Red Oak
2mo
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Compliance Officer
New York City, New York, United States
$175k-$200k/yr OnsiteFull Time
5+ YOESenior compliance role with experience overseeing marketing material reviews, SEC Marketing Rule application, regulatory filings (ADV, Form PF), policy drafting, and compliance program management; strong analytical and communication skills; 5+ years preferred.
AI
1mo
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Compliance Officer
Houston, Texas, United States
OnsiteFull Time
Bachelor's degree required; strong analytical skills, digital acumen, organizational skills, consultative customer-service approach; interest in compliance and financial markets.
Star Compliance, ServiceNow
1w
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Compliance Associate (Junior)
Great Falls or Minneapolis
$21-$31/hr RemoteFull Time
Bachelor's degree in business, finance, or related field or relevant financial services experience; basic financial markets knowledge; advanced Microsoft Office knowledge; strong communication, organizational, and analytical skills.
Microsoft Office, Comply
1mo
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Compliance Analyst
New York, New York, United States
$70k-$145k/yr OnsiteFull Time
3+ YOE3+ years surveillance or related compliance experience; equities/futures market experience preferred; advanced Microsoft Excel; strong analytical, judgment, and communication skills; high attention to detail.
Microsoft Excel, NTS, Actimize, Tableau
2w
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Compliance Analyst
Chicago, Illinois, United States
$80k-$85k/yr OnsiteFull Time
1+ YOE1-2 years compliance experience, Bachelor's degree required, familiarity with futures markets and CFTC/NFA/CME/ICE rules, proficiency with Microsoft Excel and MS Office, authorized to work in the US, minimum 4 days/week in office.
Globex, Trading Technologies, Microsoft Excel, Microsoft Office
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