30 regulatory associate jobs at 22 companies in Charlotte, NC
1w
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Regulatory Reporting QA
Charlotte or Jersey City
OnsiteFull Time
3+ YOEBachelor's degree in a related field and 3+ years in audit, internal controls testing, regulatory reporting, risk management, or related work; strong analytical, communication, and Microsoft Office skills.
Microsoft Office, Microsoft Excel, Microsoft Word, Microsoft PowerPoint
3w
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Senior Associate General Counsel - Strategic Initiatives Regulatory Counsel
New York City or Atlanta or Washington or Minneapolis or Charlotte or Los Angeles
$215k-$253k/yr OnsiteFull Time
10+ YOEJ.D. and active bar membership; 10+ years legal experience advising on banking, payments, fintech, and regulatory matters; strong drafting, analytical, and communication skills.
1mo
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SVP, Associate General Counsel – Broker-Dealer Regulatory Compliance
New York City or Fort Mill or Charlotte
$213k-$355k/yr OnsiteFull Time
10+ YOEExperienced attorney with 10+ years advising broker-dealer or investment advisory businesses on SEC/FINRA regulatory compliance, enforcement defense, and corporate transactions; proven team leadership and strategic judgment.
1mo
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SVP, Associate General Counsel – Broker-Dealer Regulatory Compliance
New York or Fort Mill or Charlotte
$213k-$355k/yr OnsiteFull Time
10+ YOEExperienced attorney with 10+ years advising broker-dealer and investment advisory businesses on SEC/FINRA regulatory compliance, enforcement defense, litigation/arbitration, and M&A; ability to lead and develop legal teams.
2w
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Customer Service Associate
Rock Hill, South Carolina, United States
$15-$18/hr OnsitePart Time
Provide courteous checkout and customer assistance, process transactions, handle returns and web pick-up, maintain merchandising and store appearance, follow asset-protection and regulatory procedures.
Picture Care Plus
2mo
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Insurance Associate Senior - Midland
Overland Park or Birmingham or Atlanta or Little Rock or Dallas or Charlotte or McLean
OnsiteFull Time
2+ YOEBachelor's degree or 5+ years related experience; typically 2+ years relevant professional experience. Strong insurance, loan review, regulatory knowledge, risk assessment, communication, and problem-solving skills.
1w
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CHB Operations Associate - Multiple Locations Available
Atlanta or Charlotte or New York City or Florham Park or Baltimore or Los Angeles
$56k-$60k/yr OnsiteFull Time
0.5+ YOERequires 6–12 months of customs brokerage or related experience, strong communication, organization, attention to detail, multitasking, and regulatory compliance skills. A bachelor's degree and customs broker license are preferred.
Standard Operating Procedures (SOPs), CBP, FDA, USDA, IT
4w
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Associate Director-Energy Providers South Market
Atlanta or Charlotte or Tampa or Raleigh or Arlington
HybridFull Time
5+ YOEUS citizen or permanent resident; Bachelor\u0002s+7 years or Master\u0002s+5 years experience in consulting or strategy with utilities/energy; utility regulatory and grid knowledge; client engagement, team leadership, and analytics skills; PowerPoint and Excel proficiency.
Microsoft PowerPoint, Microsoft Excel
3w
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Associate, Foreign Exchange Trade Support
Charlotte or Plano or Richmond
$67k-$76k/yr HybridFull Time
1+ YOE1+ year financial services experience, MS Office/Google Suite proficiency, familiarity with FX derivatives, trade capture, settlements, reconciliations, regulatory reporting and testing.
Microsoft Excel, Microsoft Word, Microsoft Outlook, Microsoft PowerPoint, Google Sheets, Google Docs, Google Slides, Bloomberg, Refinitiv, SWIFT
3w
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Associate, Foreign Exchange Trade Support
Charlotte or Plano or Richmond
$67k-$76k/yr HybridFull Time
1+ YOEHigh school diploma or GED, 1+ year of financial services experience, and 1+ year using MS Office or Google Suite. Preferred: FX, derivatives, settlement, testing, regulatory, and market data experience.
Microsoft Word, Microsoft Excel, Microsoft Outlook, Microsoft PowerPoint, Google Sheets, Google Docs, Google Slides, Bloomberg, Refinitiv, SWIFT, DTCC, Chrome, Google
3w
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Associate, Foreign Exchange Trade Support
Charlotte or Plano or Richmond
$67k-$76k/yr HybridFull Time
1+ YOEHigh school diploma or GED, one year of financial services experience, one year of MS Office or Google Suite experience; preferred FX, derivatives, Bloomberg, settlement, SWIFT, testing, regulatory, and advanced Excel experience.
Microsoft Word, Microsoft Excel, Microsoft Outlook, Microsoft PowerPoint, Google Sheets, Google Docs, Google Slides, Bloomberg, Refinitiv, SWIFT, DTCC, Microsoft Excel
4d
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Produce Associate Team Leader (Assistant Department Manager)
Huntersville, North Carolina, United States
$19-$33/hr OnsiteFull Time
1.5+ YOE0.5+ MgmtRequires 18+ months of retail Team Member experience, 6+ months of supervisory experience, advanced product and regulatory knowledge, mathematical, leadership, delegation, and Microsoft Office proficiency; must lift 50 pounds.
Microsoft Office, email, electric pallet jacks, box cutters
1mo
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Associate Actuary, Economic Value Innovation
Charlotte, North Carolina, United States
$106k-$130k/yr HybridFull Time
3+ YOEASA designation (or equivalent), 3+ years actuarial experience in valuation/reserving, hands-on experience with IFRS/Solvency II/LDTI/PBR, proficiency with Excel and SQL, strong communication and audit/regulatory support experience, US work authorization required.
Microsoft Excel, SQL, actuarial systems, BI tools
3w
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Assistant Store Manager (538271)
Charlotte, North Carolina, United States
OnsiteFull Time
Manage store operations, develop associates, ensure customer service and regulatory compliance; on-the-job training and professional development provided.
1w
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Registered Dietitian *$3,000 Sign on Bonus*
Rock Hill, South Carolina, United States
OnsiteFull Time
Associate, bachelor's, or master's degree in nutrition or dietetics; RD or DTR credential or exam eligibility; current state licensure as required; nutrition, regulatory, communication, and documentation skills.
1w
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Commercial Loan Support Specialist III
Newton, North Carolina, United States
OnsiteFull Time
3+ YOERequires an associate degree or equivalent banking experience, three years in commercial loan documentation or lending, regulatory knowledge, document analysis, organization, communication, and computer skills.
LaserPro, Fiserv Signature, Nautilus Imaging System, Microsoft Outlook, Microsoft Word, Microsoft PowerPoint, Microsoft Excel
1mo
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Loan Officer Assistant
Rock Hill, South Carolina, United States
OnsiteFull Time
2+ YOE2+ years loan processing or banking operations experience, high school diploma (associate preferred), knowledge of lending workflows, strong organization, communication, and regulatory compliance skills.
loan origination systems, document imaging systems, standard office software
2d
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Ultrasound Technologist SIGN ON BONUS offered - Friday, Saturday, Sunday
Huntersville, North Carolina, United States
OnsiteFull Time
Associate degree in radiologic technology or sonography, RDMS Abdomen or OB/GYN certification, ultrasound experience, regulatory compliance, patient communication, and ability to lift 50–75 pounds.
Ultrasound, PACS, IT
2w
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Clinical Trial Navigator I
Charlotte, North Carolina, United States
OnsiteFull Time
1+ YOE1+ year healthcare experience with hands-on clinical skills (vitals, phlebotomy, EKGs). Associates or Bachelor's or equivalent experience. Drug screen and background check required. Strong communication and regulatory compliance.
CTMS, electronic reporting systems
6d
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QC Manufacturing Technologist
Charlotte, North Carolina, United States
$26/hr OnsiteFull Time
4+ YOEAssociate degree in science or bachelor's in applied science, plus 4 years of regulatory, laboratory, or manufacturing experience. Requires CLIA and state compliance, equipment proficiency, and ability to lift 50 pounds.
personal computer
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