69 regulatory associate jobs at 47 companies in Keene, TX
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Global Banking & Markets Operations-Regulatory Reporting-Dallas-Associate
Dallas, Texas, United States
OnsiteFull Time
Goldman SachsNYSE: GS: Global investment banking, securities and investment management firm.
2+ YOEBachelor's degree required; 2–3 years preferred in financial or business industries. Requires analytical, problem-solving, documentation, communication, risk management, and regulatory reporting skills.
Miami or Atlanta or Washington or Dallas or Chicago or Phoenix or New York City
$260k-$365k/yrOnsiteFull Time
Greenberg Traurig: Provides global legal representation and corporate advisory services.
6+ YOEMinimum 6 years financial services regulatory and compliance experience; knowledge of BSA/AML, sanctions, third-party risk, consumer compliance; strong legal research, analysis, and writing; admitted or eligible for bar admission.
Livingston or New York City or Sunnyvale or Bellevue or Washington or Dallas
$177k-$237k/yrOnsiteFull Time
CoreWeaveNASDAQ: CRWV: Cloud platform providing GPU-accelerated infrastructure for AI workloads.
7+ YOERequires 7+ years of relevant legal experience, technology product counseling, AI/privacy/cybersecurity regulatory expertise, product governance experience, technical fluency, a J.D., and active U.S. state bar membership.
Quality and Regulatory Affairs Administrative Assistant
Irving, Texas, United States
OnsiteFull Time
Darling IngredientsNYSE: DAR: Global developer and producer of sustainable organic ingredients.
2+ YOEAssociate degree, 2+ years of experience, Microsoft Office proficiency, project coordination skills, and ability to complete FSPCA Preventive Controls for Animal Food (PCQI) certification.
Microsoft Office Suite, Microsoft Word, Microsoft Excel, Microsoft Visio, Microsoft SharePoint, learning management systems
Atlanta or Austin or Chicago or Cincinnati or Columbus or Dallas or Denver or Houston or New York City or Orange County or Orlando or Philadelphia or San Francisco or Seattle or Washington or Wilmington
$220k-$370k/yrHybridFull Time
BakerHostetler: A national law firm providing comprehensive legal and litigation services.
3+ YOEJ.D. required with 3–7+ years of FDA, healthcare, life sciences, pharmaceutical, or related regulatory law experience. Requires strong research, writing, analytical, and matter-management skills.
Futu HoldingsNASDAQ: FUTU: Online brokerage and wealth management platform for global investors.
FINRA Series 7 and 63 required; bachelor's in finance/economics preferred; 1+ years financial industry experience preferred; strong communication, crisis management, regulatory knowledge, and ability to work under pressure; bilingual English/Chinese preferred.
Edward Jones: Financial services firm providing wealth management and investment advice.
3+ YOEHigh school diploma required; bachelor's preferred. 3–5 years of securities or financial services experience preferred. Series 7 and 66, FINRA registrations, state insurance licenses, and ongoing regulatory training required.
Overland Park or Birmingham or Atlanta or Little Rock or Dallas or Charlotte or McLean
OnsiteFull Time
PNC Financial ServicesNYSE: PNC: Provides banking, lending, and investment services to customers.
2+ YOEBachelor's degree or 5+ years related experience; typically 2+ years relevant professional experience. Strong insurance, loan review, regulatory knowledge, risk assessment, communication, and problem-solving skills.
Milwaukee or Akron or Atlanta or Birmingham or Clarksville or Kenosha or Madison or St. Louis Park or Nashville or Metairie or Winter Park or Tampa or Brookfield or Irving
$82k-$111k/yrHybridFull Time
Herzing University: Private nonprofit university providing career-focused education and professional training.
3+ YOEBachelor's degree required; master's preferred. Requires 3+ years in academic compliance or regulatory affairs and 5+ years in higher education, with project management and regulatory standards experience.
First Command Financial Services: Financial planning, banking, and insurance for military families.
10+ YOEJuris Doctor and bachelor’s degree required, 10+ years progressive legal experience in banking/regulatory matters, active U.S. state bar admission, strong communication, leadership, and regulatory expertise.
DTCC: Provides post-trade infrastructure for the global financial services industry
6+ YOE6+ years related experience; responsible for vulnerability and patch management, risk prioritization, remediation coordination, metrics/reporting, incident support, and regulatory compliance. Bachelor's degree preferred.
Atlanta or Bellevue or Chicago or Dallas or Denver or Los Angeles or New York City or San Francisco
$85k-$110k/yrOnsiteFull Time
Flexport: Digital platform for managing global freight and logistics.
2+ YOEBachelor's degree, licensed customs broker required, 2+ years classification experience, proficiency with HTS, strong writing and regulatory research skills.
Harmonized Tariff Schedule (HTS), Schedule B, Export Control Classification Number (ECCN), CBP Cross, USTR, Customs Info, Lexis Nexis, Microsoft Office, Google
Western Alliance BankNYSE: WAL: National commercial bank providing specialized financial and business solutions.
10+ YOERequires 10+ years in risk management, regulatory compliance, internal audit, or related fields; bachelor's degree; leadership experience; advanced control testing, banking operations, regulatory, control program, and control implementation expertise.
Associate Director, Research Compliance (HR Title: Assoc Dir Compliance)
Dallas, Texas, United States
OnsiteFull Time
Southern Methodist University: Private research university providing higher education and academic research.
5+ YOE1+ MgmtBachelor’s degree and 5+ years in research compliance, research administration, or regulatory affairs, including 1+ year supervising or managing staff; strong regulatory, communication, and process improvement skills.
Cayuse, Microsoft Office Suite, database systems, electronic research compliance management system
Stout: Financial advisory and investment banking services for global clients
2+ YOE2+ years relevant experience, bachelor’s degree in finance/economics/accounting/healthcare administration, strong financial modeling and Excel skills, knowledge of healthcare provider compensation and regulatory frameworks.
Stout: Global investment bank providing valuation and financial advisory services.
2+ YOE2+ years relevant experience in compensation valuation or healthcare consulting, bachelor\u0002s degree, strong financial modeling and Microsoft Excel skills, knowledge of provider compensation and regulatory frameworks, strong communication.
Edward Jones: Offers investment management and financial planning through local branches.
High school diploma required (Bachelor's preferred). Series 7 and Series 66 required or obtainable; FINRA registrations and state insurance licenses required. Strong problem solving, attention to detail, and regulatory knowledge; client relationship and suitability/account opening experience.
United States or Austin or Boston or Chattanooga or Chicago or Dallas or Denver or Houston or Jefferson City or Kansas City or Los Angeles or Madison or Milwaukee or Minneapolis or Nashville or Oakland or Omaha or Phoenix or Providence or Springfield or Saint Louis or Washington or Missouri
$114k-$357k/yrRemoteFull Time
Husch Blackwell: A nationwide firm providing industry-focused legal and litigation services.
8+ YOEBachelor’s degree and 8–10 years in benefits, payroll, or Total Rewards, including multi-state payroll, benefits and retirement administration, regulatory compliance, vendor management, and team leadership.