145 regulatory compliance associate jobs at 100 companies in Babylon, NY
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Associate Director, Regulatory Compliance
New York City, New York, United States
$130k-$150k/yr HybridFull Time
4+ YOEBachelor’s degree, 4–6 years of compliance experience, Series 24 license, Series 7 preferred or obtainable within 12 months, regulatory knowledge, strong communication, organization, and documentation skills.
Microsoft Office, MCO, Global Relay, Co-Pilot
1w
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Regulatory & Compliance - Associate
New York City or Greenwich
$70k-$95k/yr HybridFull Time
2+ YOERequires 2–5 years of registered investment adviser experience, preferably regulatory filings, alternative investment and private placement compliance knowledge, stakeholder leadership, project management, and Microsoft Office proficiency.
Microsoft Excel, Microsoft Word
1mo
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Financial Services Regulatory & Compliance Associate (Senior Level)
Miami or Atlanta or Washington or Dallas or Chicago or Phoenix or New York City
$260k-$365k/yr OnsiteFull Time
6+ YOEMinimum 6 years financial services regulatory and compliance experience; knowledge of BSA/AML, sanctions, third-party risk, consumer compliance; strong legal research, analysis, and writing; admitted or eligible for bar admission.
2mo
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Regulatory Reporting Associate
Stamford or Orlando or Providence or Toronto or United States or Canada or North America
$90k/yr HybridFull Time
3+ YOE3+ years in regulatory/compliance/risk functions, working knowledge of regulatory frameworks, strong analytical and stakeholder skills, ability to interpret regulations, and proficiency with Microsoft Office (Excel, Word, PowerPoint).
Microsoft Office, Microsoft Excel, Microsoft Word, Microsoft PowerPoint
1mo
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Associate, Compliance
New York, New York, United States
OnsiteFull Time
5+ YOEBachelor's degree required; 5+ years compliance experience in hedge funds/asset management; strong knowledge of U.S. regulatory framework; familiarity with multiple asset classes; attention to detail and stakeholder engagement skills.
Microsoft Office
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Regulatory Affairs Associate
New York City, New York, United States
$60k-$70k/yr RemoteFull Time
2+ YOECoordinate policy development and maintenance, maintain documentation and review cycles, support compliance initiatives, audits, training, and policy implementation; associate degree required, 2–4 years preferred.
Microsoft Office Suite
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Macro Compliance Associate
New York City or Stamford or West Palm Beach or Miami
$125k-$175k/yr OnsiteFull Time
3+ YOEJuris Doctorate and bar admission required, plus 3+ years of macro or trading compliance experience, trade surveillance expertise, regulatory analysis skills, and strong communication and analytical abilities.
SEC Rule 10b-5, CFTC Rule 180.1
1w
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Sr. Associate, Compliance
Darien, Connecticut, United States
OnsiteFull Time
4+ YOEBachelor’s degree and at least 4 years of experience at an SEC-registered investment advisor or compliance advisory firm. Requires strong communication, analytical, policy-writing, regulatory, and Microsoft 365 skills.
Microsoft 365, Microsoft Word, Microsoft Excel, Microsoft PowerPoint
1w
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Associate General Counsel, Regulatory Compliance
Fort Lee, New Jersey, United States
$300k-$330k/yr HybridFull Time
15+ YOEJuris Doctor and U.S. state bar admission required, with 15+ years of legal experience including 8+ years in banking regulatory compliance, supervision, and enforcement.
ECOA, TILA, GLBA, FCRA, EFTA, UDAAP, BSA/AML, OFAC, MTS, BNPL, EWA, OCC, FDIC, FRB, CRA, Regulation Y, Regulation W
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Compliance Associate
New York City or Overland Park
$65k-$93k/yr HybridFull Time
2+ YOEBachelor’s degree in business or related field or equivalent experience, 2–4 years relevant experience, insurance and securities regulatory knowledge, and Series SIE and Series 6 within one year.
2w
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Compliance Associate
New York City or Overland Park
$65k-$93k/yr HybridFull Time
2+ YOEBachelor's degree in business or related field or equivalent experience; 2–4 years relevant experience; insurance and securities regulatory knowledge; strong communication; Series SIE and Series 6 within one year.
AI
5d
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Compliance - Regulatory Strategy Officer - Associate
New York City or Brooklyn
$74k-$125k/yr OnsiteFull Time
Requires strategic planning and headcount or budget management experience, strong communication and presentation skills, Microsoft Office and SharePoint proficiency, process improvement ability, and effective stakeholder management.
Microsoft Office, Microsoft Excel, Microsoft PowerPoint, Microsoft SharePoint, AI
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Macro Compliance Associate
New York City or Stamford or West Palm Beach or Miami
$125k-$175k/yr OnsiteFull Time
3+ YOEJD and bar admission required, minimum 3 years compliance experience supporting macro/trading businesses, knowledge of macro products, trade surveillance, regulatory analysis, strong communication and analytical skills.
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Senior Associate, Portfolio Compliance
New York City or Los Angeles
$130k-$150k/yr OnsiteFull Time
5+ YOEBachelor's degree and 5+ years in portfolio compliance or related operations; experience with compliance platforms, complex exceptions, investment products, Excel, large datasets, and regulatory frameworks.
Allvue, Microsoft Excel
1w
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Associate, Regulatory Affairs- Labeling
Princeton or Hawthorne or New Jersey
$95k-$105k/yr OnsiteFull Time
1+ YOEBachelor's degree in a scientific field, 1–3 years of generic pharmaceutical regulatory experience, advanced computer skills, strong writing and communication skills, and ability to work independently.
Artwork Management System (AMS), FDA, SPL, ANDA
6d
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Associate Director, Regulatory Strategy
New York City, New York, United States
$195k-$220k/yr RemoteFull Time
8+ YOE5+ MgmtBachelor's degree in a scientific discipline, 8+ years of pharmaceutical experience, 5+ years in regulatory leadership, global drug development expertise, and experience with US and European regulatory submissions.
4d
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Associate Director, Product Compliance
New York City or Salt Lake City or San Francisco
$150k-$220k/yr HybridFull Time
8+ YOERequires 8+ years in product compliance, regulatory risk, fintech, lending, payments, banking, or financial services; expertise in consumer protection regulations and AI-enabled compliance tooling.
AI, automated monitoring, compliance tooling, AI-assisted review systems, agent-based workflows
2mo
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Associate Director - Central Compliance (Funds)
Dublin or Ireland or Luxembourg or Zurich or Lisbon or London or New York City or Cayman Islands or Europe
OnsiteFull Time
8+ YOEUniversity degree, 8+ years compliance experience in the funds industry, team management experience, knowledge of AIF/UCITS and fund regulation, ability to design Compliance Monitoring Programmes and analyse regulatory change.
1mo
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Regulatory Associate Investment Management
New York, New York, United States
$92k-$157k/yr OnsiteFull Time
7+ YOEBachelor's degree, 7+ years project management and financial services experience, knowledge of OCC/SEC fiduciary requirements, strong project, analytical, and communication skills, proficiency in Microsoft Excel and PowerPoint.
Microsoft Excel, Microsoft PowerPoint
5d
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Compliance, GBM Public Compliance -Equities, Custody Solutions, Associate
New York City, New York, United States
$85k-$140k/yr OnsiteFull Time
3+ YOEBachelor's degree and 3+ years in compliance, legal, regulatory, or financial services. Requires knowledge of broker-dealer regulations, strong communication, regulatory project experience, and multitasking ability.
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