14 regulatory compliance associate jobs at 9 companies in Orem, UT
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Compliance - Salt Lake City - Associate, Regulatory Compliance - 10072130
Salt Lake City, Utah, United States
OnsiteFull Time
Goldman SachsNYSE: GS: Global investment banking, securities, and investment management firm.
1+ YOEMaster’s degree and 1 year, or bachelor’s degree and 3 years, in a related field; regulatory and financial markets knowledge; Alteryx or Tableau; compliance, UAT, analytical, project management, and communication skills.
iCapital: A global fintech platform for alternative investment marketplace access.
2+ YOERequires 2–5 years of registered investment adviser experience, preferably regulatory filings; alternative investment and private placement compliance knowledge; stakeholder leadership; project management; and Microsoft Office proficiency.
1+ YOEMaster's (1 year experience) or Bachelor's (3 years) in Finance/Business/Computer Engineering/Computer Science/IT or related; experience with regulatory environment, Alteryx/Tableau, stakeholder engagement, UAT, reporting, investigations, and project management.
5+ YOEJD and bar admission,5+ years legal experience (5-8+ preferred),multistate regulatory and litigation experience,real estate/brokerage knowledge,excellent written/verbal communication and risk management skills.
2+ YOE2+ years experience (2-5 preferred), regulatory/audit experience preferred, strong attention to detail, interpersonal and communication skills, Microsoft Outlook/Word/Excel (pivot tables), data manipulation/visualization skills a plus.
Microsoft Outlook, Microsoft Word, Microsoft Excel
1+ YOERecent college or law graduate with 1+ years compliance or legal-related financial services experience preferred; understanding of regulatory environment and markets; excellent communication, attention to detail, and teamwork.
Compliance, Control Room, Associate, Salt Lake City
Salt Lake City, Utah, United States
OnsiteFull Time
Goldman SachsNYSE: GS: Global investment banking, securities, and investment management firm.
1+ YOERecent college or law school graduate with 1–6 years of compliance or legal-related financial services experience preferred; knowledge of regulatory environments and financial markets; strong communication and organizational skills.
Flex: A financial platform allowing renters to split monthly rent payments.
7+ YOE7+ years in consumer financial services; JD and bar admission; experience advising product/engineering; regulatory risk; cross-functional leadership.
Regulatory Affairs Associate or Senior Attorney (Energy Transactional) (Boise, ID; Minneapolis, MN; Phoenix, AZ; Salt Lake City, UT) (#1020)
Boise or Minneapolis or Phoenix or Salt Lake City
$200k-$300k/yrHybridFull Time
Dorsey & Whitney: Global law firm providing comprehensive legal and business counsel.
5+ YOEJD from an ABA-accredited law school,5+ years energy transactional experience (PPAs, interconnection, large load, transmission),bar admission in ID/MN/AZ/UT or ability to obtain,excellent communication and writing skills.
LifeWave: A direct-selling offering wellness and health products through a growing consumer network.
3+ YOEJuris Doctor and active bar membership required; 3–7 years legal experience with contract drafting/review; strong analytical, communication, and negotiation skills; privacy, regulatory, and advertising law experience is a plus.
FlightSafety International: Professional aviation training and flight simulator manufacturing services.
1+ YOEMaintain and repair flight training devices, perform configuration changes, troubleshoot electrical/hydraulic subsystems, ensure regulatory compliance; 1-3 years electronics/technical experience preferred; Associates in electronics preferred; must satisfy export/US Person and clearance eligibility.