19 regulatory compliance associate jobs at 14 companies in Utah
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Regulatory & Compliance - Associate
Salt Lake City, Utah, United States
$70k-$95k/yrHybridFull Time
iCapital: Financial technology platform powering the global alternative investment marketplace.
2+ YOERequires 2–5 years of registered investment adviser experience, preferably regulatory filings; alternative investment and private placement compliance knowledge; stakeholder leadership; project management; and Microsoft Office proficiency.
Flex: Private fintech helping renters split rent payments and properties collect rent on schedule.
8+ YOERequires 8+ years in product compliance, regulatory risk, fintech, lending, payments, banking, or financial services; expertise in consumer protection regulations and AI-enabled compliance tooling.
Zions BancorporationNASDAQ: ZION: Financial services operating through local management teams.
2+ YOEAssociate degree in business, finance, accounting, or related field, or equivalent experience. Two years of banking compliance, audit, or related experience preferred; requires regulatory knowledge and analytical skills.
Microsoft Access, Microsoft Excel, Microsoft Word, Microsoft PowerPoint
Zions BancorporationNASDAQ: ZION: Financial services operating through local management teams.
2+ YOEAssociate degree in business, finance, accounting, or related field, or equivalent experience. Banking compliance, audit, or related experience preferred; requires regulatory knowledge, analytical skills, communication, and Microsoft application proficiency.
Microsoft Access, Microsoft Excel, Microsoft Word, Microsoft PowerPoint
Compliance, Control Room, Associate, Salt Lake City
Salt Lake City, Utah, United States
OnsiteFull Time
Goldman SachsNYSE: GS: Global investment banking, securities and investment management firm.
1+ YOERecent college or law graduate with 1+ years compliance or legal-related financial services experience preferred; understanding of regulatory environment and markets; excellent communication, attention to detail, and teamwork.
Compliance, Control Room, Associate, Salt Lake City
Salt Lake City, Utah, United States
OnsiteFull Time
Goldman SachsNYSE: GS: Global investment banking, securities and investment management firm.
1+ YOERecent college or law school graduate with 1–6 years of compliance or legal-related financial services experience preferred; knowledge of regulatory environments and financial markets; strong communication and organizational skills.
iCapital: Financial technology platform powering the global alternative investment marketplace.
Requires 1–4 years of alternatives experience, AML/KYC knowledge, regulatory expertise, screening vendor experience, communication and project management skills; ACAMS preferred and JD a plus.
Regulatory Affairs Associate or Senior Attorney (Energy Transactional) (Boise, ID; Minneapolis, MN; Phoenix, AZ; Salt Lake City, UT) (#1020)
Boise or Minneapolis or Phoenix or Salt Lake City
$200k-$300k/yrHybridFull Time
Dorsey & Whitney LLP: Full-service international law firm providing legal counsel to businesses across banking, energy, healthcare, technology, and other industries.
5+ YOEJD from an ABA-accredited law school,5+ years energy transactional experience (PPAs, interconnection, large load, transmission),bar admission in ID/MN/AZ/UT or ability to obtain,excellent communication and writing skills.
Richmond Hill or Alabama or Arizona or California or Florida or Georgia or Illinois or Indiana or Kansas or Kentucky or Louisiana or Maryland or Michigan or Minnesota or Mississippi or Missouri or Nevada or New Mexico or North Carolina or Ohio or Pennsylvania or South Carolina or Tennessee or Texas or Utah or Virginia or Wisconsin
$200k-$250k/yrRemoteFull Time
SGA Dental Partners: Dental support organization providing management and clinical support services.
10+ YOEActive state bar membership,10+ years legal experience with significant in-house or healthcare experience, commercial contracting, employment and regulatory law, litigation management, and strong communication skills.
Microsoft Office, legal document management systems
LifeWave: Private direct-selling health-technology serving customers and Brand Partners with patented wearable wellness patches.
3+ YOEJuris Doctor and active bar membership required; 3–7 years legal experience with contract drafting/review; strong analytical, communication, and negotiation skills; privacy, regulatory, and advertising law experience is a plus.
Alabama or Arkansas or Arizona or California or Colorado or Connecticut or District of Columbia or Florida or Georgia or Illinois or Kansas or Kentucky or Massachusetts or Maryland or Maine or Michigan or Minnesota or Missouri or North Carolina or New Hampshire or New Jersey or Nevada or New York or Ohio or Oregon or Pennsylvania or South Carolina or Tennessee or Texas or Utah or Virginia or Washington or Wisconsin
$101k-$142k/yrRemoteFull Time
Point Digital Finance: Point is a private fintech helping homeowners access home equity through Home Equity Investments and HELOCs.
5+ YOE5+ years servicing experience in mortgage/HELOC/HEI default management, foreclosure and title expertise, subservicer oversight, regulatory compliance, financial analysis, and team coaching; Bachelor’s degree required.
Global Banking & Markets- Salt Lake City- Associate, Trade Processing - 10370903
Salt Lake City, Utah, United States
OnsiteFull Time
Goldman SachsNYSE: GS: Global investment banking, securities and investment management firm.
1+ YOEMaster’s in finance, business analytics, economics, or related field plus 1 year of experience, or bachelor’s plus 3 years. Requires financial operations, regulatory compliance, data analysis, and process improvement experience.
Business Decision Modeling (BDM), Alteryx, Tableau, SQL, Data Warehousing, Defensive Design Methods, Robotic Process Automation
University of Utah: Flagship public research university in Salt Lake City, Utah.
4+ YOEBachelor's plus 4 years or master's plus 2 years of related experience. Requires human subject research expertise and FDA, ICH GCP, IRB, and regulatory compliance knowledge; CCRA, CCRC, or CCRP preferred.
CookieTree: CookieTree Bakeries is a private food manufacturer supplying thaw-and-serve cookies and bake-and-serve cookie dough to foodservice customers.
3+ YOEAssociate's degree or equivalent experience, 3+ years in document control, regulatory compliance knowledge, electronic document management experience, Microsoft Office proficiency, and strong organizational and communication skills.
Microsoft Office Suite, Microsoft Word, Microsoft Excel, Microsoft PowerPoint, Microsoft Access
HaemoneticsNYSE: HAE: Public medical technology providing plasma collection, blood-center, and hospital technologies to healthcare providers.
1+ YOEAssociate’s degree required, or relevant experience equivalency; 1–2 years of technical, customer support, or field service experience; troubleshooting, documentation, customer communication, and regulatory compliance skills.
FlightSafety Simulation: Berkshire Hathaway-owned flight simulator design and manufacturing division serving commercial, government, and military aviation operators.
1+ YOEMaintain and repair flight training devices, perform configuration changes, troubleshoot electrical/hydraulic subsystems, ensure regulatory compliance; 1-3 years electronics/technical experience preferred; Associates in electronics preferred; must satisfy export/US Person and clearance eligibility.