32 regulatory compliance program manager jobs at 26 companies in Charlotte, NC
1w
Save
Mark Applied
Hide
1w
Senior Regulatory Compliance Manager
San Francisco or Salt Lake City or Phoenix or Los Angeles or Chicago or Boston or Austin or New York City or Miami or Tampa or Atlanta or Columbus or Boise or San Diego or Minneapolis or Houston or Raleigh or Nashville or Kansas City or Charlotte or Portland or Philadelphia or Dallas or Washington or Seattle
$173k-$223k/yrRemoteFull Time
CircleNYSE: CRCL: Digital currency issuer and blockchain financial infrastructure provider.
10+ YOERequires 10+ years in financial institution compliance or regulatory work, compliance program implementation, regulatory change management, regulatory analysis, cross-functional leadership, and familiarity with Slack, Apple MacOS, and GSuite.
TIAA: Provides retirement and financial services for academic and non-profit sectors.
5+ YOE5+ years financial services experience; Series 7 and Series 24 required (to be completed within 120 days of start); university degree preferred; experience testing/monitoring controls and regulatory compliance.
TIAA: Financial services organization providing retirement, asset management, and investments.
5+ YOE5+ years financial services experience required; Series 7 and 24 completed within 120 days of start; 7+ years preferred; experience testing/monitoring controls and regulatory processes.
Senior Compliance Business Oversight Manager, (U.S.) Corporate Office Compliance
New York or Charlotte or Mount Laurel
$115k-$186k/yrOnsiteFull Time
TD BankToronto Stock Exchange: TD: Provide retail, commercial, and wholesale banking and financial services.
10+ YOE10+ years compliance or related experience, knowledge of Regulation O/W and Volcker Rule, strong regulatory judgment, stakeholder management, and program oversight experience.
Allspring Global Investments: Provides global asset management and investment advisory services.
5+ YOERequires 5-10 years of asset management compliance experience, a bachelor's degree, regulatory expertise, strong analytical and communication skills, and the ability to work independently on complex compliance programs.
U.S. BankNYSE: USB: Provider of personal, business, and institutional financial services.
12+ YOEBachelor's or advanced degree or equivalent experience, typically 12+ years of applicable experience, and significant capital markets compliance, controls, supervision, regulatory, communication, and program development expertise.
American ExpressNYSE: AXP: Global financial services and credit card payment network.
7+ YOERequires 7–10+ years of compliance, legal, or risk experience in financial institutions, deep U.S. banking and securities regulation knowledge, and compliance controls and program experience.
Tableau, SQL, Power Apps, MicroStrategy, Microsoft Excel, Microsoft PowerPoint, Microsoft Word, Microsoft Visio
Charlotte or Chicago or New York City or Blue Bell or Philadelphia
$107k-$215k/yrOnsiteFull Time
RSM: Provides audit, tax and consulting services to middle-market businesses.
5+ YOEBachelor's degree and 5+ years cyber compliance or cybersecurity risk experience in financial services; relevant credentials (CISSP,CISA,CISM,QSA) preferred; regulatory and program experience; people leadership and client-facing skills.
Sevita: Specialized home and community-based healthcare and rehabilitation provider.
Bachelor's degree preferred with 2-3 years human services experience (or equivalent education/experience). Must have valid driver's license, vehicle registration, and auto insurance; strong communication, organizational, and multitasking skills; ability to manage staff and ensure regulatory compliance.
Director Aseptic Compliance, Training Material & Batch Release
Monroe, North Carolina, United States
OnsiteFull Time
Glenmark PharmaceuticalsNational Stock Exchange of India: GLENMARK: Develops and manufactures generic and specialty medicines for global markets.
Lead aseptic training and certification programs, maintain LMS records, serve as aseptic SME, ensure cGMP and regulatory compliance, manage batch/raw material disposition, and drive continuous improvement.
Regions BankNYSE: RF: Provides retail, commercial banking, wealth management, and mortgage services.
10+ YOEBachelor's degree,10+ years experience in strategic execution/product/consumer banking,leadership,project management,analytics,stakeholder management,and knowledge of regulatory/compliance frameworks.
EHS Programs and Compliance Assurance Leader, Americas
Davidson or Pueblo or Grand Rapids or Columbia or Minneapolis or Clarksville or La Crosse or Tyler
$124k-$173k/yrHybridFull Time
Trane TechnologiesNYSE: TT: Global provider of heating, ventilation, and air conditioning solutions.
7+ YOE7+ MgmtBachelor's degree, 7+ years of EHS management and supervisory experience, OSHA, PSM, EPA, and DOT regulatory knowledge, complex safety program implementation, and strong analytical and coaching skills.
Action Tracking System (ATS), Compliance Calendar, Permit Manager, Immersion Tracker, Six Sigma, Lean manufacturing, Basic Problem Solving (BPS)
City of Shelby: Provides municipal infrastructure and utility services to residents.
Bachelor's in business administration, engineering, or related; extensive electric utility experience; valid North Carolina driver's license; knowledge of utility operations, regulatory compliance, budgeting, and staff management.
City of Kings Mountain: Local government providing essential services to Kings Mountain residents.
2+ YOE2+ years supervising public works operations; knowledge of streets, stormwater, solid waste, facilities, fleet, budgeting, contracts, and regulatory compliance; valid NC Class C driver’s license required.
Vanguard: Global investment management and financial services provider.
10+ YOE5+ MgmtAdvanced quantitative degree; 10+ years in model development, validation, and risk management; 5+ years leading validation teams; expertise in ML/LLM models, regulatory frameworks, programming, and executive communication.