40 regulatory compliance program manager jobs at 31 companies in Tryon, NC
2d
Save
Mark Applied
Hide
2d
Senior Regulatory Compliance Manager
San Francisco or Salt Lake City or Phoenix or Los Angeles or Chicago or Boston or Austin or New York City or Miami or Tampa or Atlanta or Columbus or Boise or San Diego or Minneapolis or Houston or Raleigh or Nashville or Kansas City or Charlotte or Portland or Philadelphia or Dallas or Washington or Seattle
$173k-$223k/yrRemoteFull Time
CircleNYSE: CRCL: Digital currency issuer and blockchain financial infrastructure provider.
10+ YOERequires 10+ years in financial institution compliance or regulatory work, compliance program implementation, regulatory change management, regulatory analysis, cross-functional leadership, and familiarity with Slack, Apple MacOS, and GSuite.
PNC Financial ServicesNYSE: PNC: Provides banking, lending, and investment services to customers.
8+ YOE5+ MgmtBachelor's degree and typically 8+ years of industry experience with at least 5 years of management experience; expertise in compliance programs, regulatory requirements, risk assessment, and controls.
TIAA: Provides retirement and financial services for academic and non-profit sectors.
5+ YOE5+ years financial services experience; Series 7 and Series 24 required (to be completed within 120 days of start); university degree preferred; experience testing/monitoring controls and regulatory compliance.
Power Grid Operations (PGO) Compliance, Regulatory and Planning Manager
Charlotte, North Carolina, United States
HybridFull Time
Duke EnergyNYSE: DUK: Provides electric and natural gas services to customers.
5+ YOEBachelor's degree in business, finance, accounting, economics, or related field and 5 years of related experience; requires regulatory, financial analysis, capital planning, and complex initiative leadership skills.
TIAA: Financial services organization providing retirement, asset management, and investments.
5+ YOE5+ years financial services experience required; Series 7 and 24 completed within 120 days of start; 7+ years preferred; experience testing/monitoring controls and regulatory processes.
Senior Compliance Business Oversight Manager, (U.S.) Corporate Office Compliance
New York or Charlotte or Mount Laurel
$115k-$186k/yrOnsiteFull Time
TD BankToronto Stock Exchange: TD: Provide retail, commercial, and wholesale banking and financial services.
10+ YOE10+ years compliance or related experience, knowledge of Regulation O/W and Volcker Rule, strong regulatory judgment, stakeholder management, and program oversight experience.
Allspring Global Investments: Provides global asset management and investment advisory services.
5+ YOERequires 5-10 years of asset management compliance experience, a bachelor's degree, regulatory expertise, strong analytical and communication skills, and the ability to work independently on complex compliance programs.
U.S. BankNYSE: USB: Provider of personal, business, and institutional financial services.
12+ YOEBachelor's or advanced degree or equivalent experience, typically 12+ years of applicable experience, and significant capital markets compliance, controls, supervision, regulatory, communication, and program development expertise.
Charlotte or Chicago or New York City or Blue Bell or Philadelphia
$107k-$215k/yrOnsiteFull Time
RSM: Provides audit, tax and consulting services to middle-market businesses.
5+ YOEBachelor's degree and 5+ years cyber compliance or cybersecurity risk experience in financial services; relevant credentials (CISSP,CISA,CISM,QSA) preferred; regulatory and program experience; people leadership and client-facing skills.
San Juan or Salt Lake City or Herndon or Richmond or Renton or Spokane or Charleston or Milwaukee or Casper or Vestavia Hills or Anchorage or Fairbanks or Juneau or Scottsdale or Little Rock or Alameda or Fresno or Lawndale or Long Beach or Riverside or Sacramento or San Diego or San Jose or Van Nuys or Denver or Enfield or Miramar or Orlando or Tampa or Hapeville or Honolulu or Boise or Des Plaines or Springfield or West Chicago or Plainfield or Ankeny or Wichita or Louisville or Baton Rouge or Portland or Glen Burnie or Burlington or Belleville or Grand Rapids or Minneapolis or Jackson or Kansas City or Saint Ann or Helena or Lincoln or Las Vegas or Reno or Saddle Brook or Albuquerque or Farmingdale or Garden City or Latham or Rochester or Charlotte or Greensboro or Fargo or Cincinnati or Columbus or North Olmsted or Oklahoma City or Hillsboro or Allentown or New Cumberland or Philadelphia or Pittsburgh or West Columbia or Rapid City or Memphis or Nashville or Houston or Irving or Lubbock or San Antonio
$95k-$148k/yrOnsiteFull Time, Temporary
Federal Aviation Administration: Regulates civil aviation and manages national air traffic systems.
1+ YOE1+ MgmtAt least one year of specialized experience equivalent to FV-I/FG/GS-13, leading diverse teams and evaluating operations for policy and regulatory compliance; noncitizens are not eligible.
Sevita: Specialized home and community-based healthcare and rehabilitation provider.
Bachelor's degree preferred with 2-3 years human services experience (or equivalent education/experience). Must have valid driver's license, vehicle registration, and auto insurance; strong communication, organizational, and multitasking skills; ability to manage staff and ensure regulatory compliance.
Regions BankNYSE: RF: Provides retail, commercial banking, wealth management, and mortgage services.
10+ YOEBachelor's degree,10+ years experience in strategic execution/product/consumer banking,leadership,project management,analytics,stakeholder management,and knowledge of regulatory/compliance frameworks.
City of Charlotte: Municipal government providing public services to the Charlotte community.
5+ YOEBachelor's in engineering plus 5 years' civil/construction or facility management experience; ability to manage complex airport projects, prepare technical reports, and ensure regulatory compliance.
EHS Programs and Compliance Assurance Leader, Americas
Davidson or Pueblo or Grand Rapids or Columbia or Minneapolis or Clarksville or La Crosse or Tyler
$124k-$173k/yrHybridFull Time
Trane TechnologiesNYSE: TT: Global provider of heating, ventilation, and air conditioning solutions.
7+ YOE7+ MgmtBachelor's degree, 7+ years of EHS management and supervisory experience, OSHA, PSM, EPA, and DOT regulatory knowledge, complex safety program implementation, and strong analytical and coaching skills.
Action Tracking System (ATS), Compliance Calendar, Permit Manager, Immersion Tracker, Six Sigma, Lean manufacturing, Basic Problem Solving (BPS)