386 regulatory manager jobs at 196 companies in Cornelius, NC

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Senior Regulatory Compliance Manager
San Francisco or Salt Lake City or Phoenix or Los Angeles or Chicago or Boston or Austin or New York City or Miami or Tampa or Atlanta or Columbus or Boise or San Diego or Minneapolis or Houston or Raleigh or Nashville or Kansas City or Charlotte or Portland or Philadelphia or Dallas or Washington or Seattle
$173k-$223k/yr RemoteFull Time
Circle
CircleNYSE: CRCL: Digital currency issuer and blockchain financial infrastructure provider.
10+ YOERequires 10+ years in financial institution compliance or regulatory work, compliance program implementation, regulatory change management, regulatory analysis, cross-functional leadership, and familiarity with Slack, Apple MacOS, and GSuite.
Slack, Apple macOS, GSuite
3w
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Regulatory Policy Manager
Charlotte, North Carolina, United States
OnsiteFull Time
Truist
TruistNYSE: TFC: Offers personal banking, business lending, and investment management services.
8+ YOEBachelor's in Accounting or Finance, CPA required, 8+ years in regulatory capital/accounting policy/reporting, strong GAAP knowledge, leadership, analytical and communication skills, proficiency with Microsoft Office and financial modeling.
Microsoft Office
1mo
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1940 Act Regulatory Administration Manager
Los Angeles or Atlanta or Cincinnati or Milwaukee or New York or Minneapolis or Chicago or Boston or Philadelphia or Denver or Charlotte
$139k-$164k/yr HybridFull Time
U.S. Bank
U.S. BankNYSE: USB: Provider of personal, business, and institutional financial services.
8+ YOELaw degree and license to practice in jurisdiction, 8+ years related experience, knowledge of the Investment Company Act of 1940, ability to manage teams and complex projects, strong communication and regulatory drafting skills.
1mo
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Manager, Risk & Regulatory
McLean or Washington or New York City or Charlotte or Raleigh or Atlanta or Nashville or Dallas
$97k-$162k/yr OnsiteFull Time
Highspring
Highspring: Provides consulting, managed services, and talent solutions globally.
5+ YOEBachelor's in accounting/risk or related,5+ years professional services/internal controls experience,SOX and U.S. GAAP knowledge,project management and team leadership,CPA/CIA/CISA preferred.
Oracle, SAP, PeopleSoft, JD Edwards, Workday, NetSuite, Microsoft Dynamics 365
2mo
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Regulatory Compliance & Quality Manager
Charlotte, North Carolina, United States
OnsiteFull Time
Teguar
Teguar: Manufactures industrial and medical grade computer hardware.
5+ YOE5–10+ years in regulatory affairs, compliance, or quality systems; experience with certifications, audits; ISO-based quality systems; EMC, safety, environmental and international compliance; strong communication; cross-functional collaboration.
ISO 9001, ISO 13485, UL, IEC, FCC, CE, RoHS, REACH, EMC
2w
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Vice President, Mandatory Regulatory Portfolio Governance
Fort Mill or Charlotte or San Diego or Arlington
$141k-$236k/yr OnsiteFull Time
LPL Financial
LPL FinancialNASDAQ: LPLA: Provides wealth management and brokerage services to financial advisors.
10+ YOE7+ Mgmt10+ years portfolio or governance experience, 7+ years leadership, experience with large-scale investment portfolios, executive presentation, financial services/regulatory exposure.
Agile, SAFe, EPMO, FP&A, AI
1w
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Regulatory Reporting QA
Charlotte or Jersey City
OnsiteFull Time
SMBC Group
SMBC GroupNew York Stock Exchange: SMFG: Provides global banking, investment, securities, and consumer finance services.
3+ YOEBachelor's degree in a related field and 3+ years in audit, internal controls testing, regulatory reporting, risk management, or related work; strong analytical, communication, and Microsoft Office skills.
Microsoft Office, Microsoft Excel, Microsoft Word, Microsoft PowerPoint
1w
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Sr Analyst, Regulatory Program Management
Frisco or Charlotte
$68k-$95k/yr OnsiteFull Time
TIAA
TIAA: Financial services organization providing retirement, asset management, and investments.
5+ YOE5+ years financial services experience required; Series 7 and 24 completed within 120 days of start; 7+ years preferred; experience testing/monitoring controls and regulatory processes.
2mo
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Sr Analyst, Regulatory Program Management
Dallas or Frisco or Charlotte
$66k-$94k/yr HybridFull Time
TIAA
TIAA: Provides retirement and financial services for academic and non-profit sectors.
5+ YOE5+ years financial services experience; Series 7 and Series 24 required (to be completed within 120 days of start); university degree preferred; experience testing/monitoring controls and regulatory compliance.
2w
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Audit Manager II (US) - Financial Crimes - Regulatory Issue Validation
New York City or Mount Laurel or Charlotte
$92k-$149k/yr HybridFull Time
TD Bank
TD BankToronto Stock Exchange: TD: Provide retail, commercial, and wholesale banking and financial services.
7+ YOEUndergraduate degree, 7+ years relevant audit experience, expertise in financial crimes/regulatory issue validation, audit leadership, strong communication, and Microsoft Office proficiency.
Microsoft Excel, Microsoft Word, Microsoft PowerPoint
2w
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Vice President, Mandatory Regulatory Portfolio Governance
Fort Mill or Charlotte or San Diego or Arlington
$141k-$236k/yr OnsiteFull Time
LPL Financial
LPL FinancialNASDAQ: LPLA: Provides independent financial advisory and wealth management services.
10+ YOE7+ Mgmt10+ years portfolio/governance experience, 7+ years leadership; experience with large-scale investment portfolios, executive presentations, financial services/regulatory environments, and stakeholder influence.
Agile, SAFe, EPMO
1mo
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Branch Growth Manager
Birmingham or Charlotte or Atlanta
$136k-$176k/yr OnsiteFull Time
Regions Bank
Regions BankNYSE: RF: Provides retail, commercial banking, wealth management, and mortgage services.
10+ YOEBachelor's degree,10+ years experience in strategic execution/product/consumer banking,leadership,project management,analytics,stakeholder management,and knowledge of regulatory/compliance frameworks.
2mo
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Development Manager, Entitlements
Cincinnati or Charlotte or Detroit or Kansas City or St. Louis
OnsiteFull Time
NorthPoint Development
NorthPoint Development: Develops and manages industrial and multi-family real estate assets.
5+ YOEBachelor's in civil engineering/urban planning/real estate or related, PE preferred; minimum 5 years entitlements/land use experience; strong project management, communication, and regulatory knowledge.
1w
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SVP, Treasury Management Product Manager
Atlanta or Little Rock or Houston or Tampa or Dallas or Charlotte or Nashville
OnsiteFull Time
Bank OZK
Bank OZKNASDAQ: OZK: A regional bank providing retail and commercial financial services.
6+ YOE3+ MgmtBachelor's degree or equivalent experience,6+ years treasury/payments/product management experience,3+ years managing professional staff,experience with product roadmaps,regulatory familiarity,ability to pass background check.
1mo
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Maintenance Director - SNF Regulatory experience required
Charlotte, North Carolina, United States
OnsiteFull Time
Ignite Medical Resorts
Ignite Medical Resorts: Luxury medical resorts providing advanced rehabilitation and skilled nursing care.
1+ MgmtSNF regulatory experience required; minimum 1 year manager experience; experience in a related field; clean background and drug screen; authorized to work in the U.S.
2mo
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Investment Banking Manager
New York City or Milwaukee or Dallas or Columbus or Kirkland or Cincinnati or Oklahoma City or Cleveland or Austin or Albany or Chicago or St. Petersburg or Hartford or Pittsburgh or St. Louis or Miami or Sacramento or Beaverton or Raleigh or Minneapolis or Mountain View or Scottsdale or San Francisco or Morristown or Denver or Boston or Philadelphia or Des Moines or Overland Park or Los Angeles or Charlotte or Walnut Creek or Carmel or Seattle or Houston or Arlington or Atlanta or Redmond or Bentonville or Detroit or Nashville or San Diego
$80k-$294k/yr OnsiteFull Time
Accenture
AccentureNYSE: ACN: Global provider of management consulting and technology services.
7+ YOE5+ Mgmt7+ years in Financial Services (investment banking) and 5+ years external consulting/program management; Bachelor’s degree required; experience leading large sell-side transformation programs; knowledge of trading lifecycle, regulatory change, and digital assets.
Murex, Calypso
1mo
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Senior Manager - Payments
Charlotte, North Carolina, United States
$150k-$155k/yr HybridFull Time
Sia
Sia: Provide management and AI consulting for business transformation.
9+ YOE9+ years payments experience, bachelor’s in finance/business required (MBA preferred), deep regulatory and payments protocol knowledge, product and project leadership, and Microsoft Office proficiency.
Scaled Agile Framework, Rally, Jira, Confluence, ADO, Microsoft Excel, Microsoft PowerPoint, Microsoft Word
1mo
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Senior Project Manager/Engineer – Power Sector
Charlotte or Williamsburg
$107k-$161k/yr OnsiteFull Time
Stantec
StantecToronto Stock Exchange / New York Stock Exchange: STN: Global design, engineering, and environmental consulting firm.
10+ YOEBachelor's in civil/water resources/biological systems/environmental engineering, P.E. desirable, minimum 10 years' experience, strong regulatory/permitting knowledge, project management, and communication skills.
2mo
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Permitting Project Manager - Environmental Services (Multiple Locations)
Atlanta or Charlotte or Orlando
OnsiteFull Time
Burns & McDonnell
Burns & McDonnell: Engineering, construction, and architectural firm for critical infrastructure.
7+ YOERequires 7+ years of environmental permitting project experience, with 10 preferred; environmental degree preferred, regulatory negotiation expertise, technical knowledge, and staff management experience preferred.
USACE, USFWS
1mo
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Day Treatment Project Manager
Lexington, North Carolina, United States
$26-$28/hr OnsiteFull Time
Daymark Recovery Services
Daymark Recovery Services: Provides comprehensive mental health and substance abuse recovery services.
3+ YOEBachelor's in social work/counseling or related field, minimum 3 years related experience, experience supervising paraprofessionals, program planning, regulatory compliance, and coordination with schools and treatment teams.