1w
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Securities Examiner
Des Moines, Iowa, United States
$67k-$104k/yr HybridFull Time
4+ YOEBachelor's in insurance/accounting/finance or equivalent 4 years education/experience; experience in financial/security/insurance investigations or regulatory compliance; ability to analyze conduct, interpret statutes, conduct interviews, and prepare investigative reports.
2w
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Corporate Securities Paralegal
Houston, Texas, United States
HybridFull Time
7+ YOE7+ years securities or corporate law/paralegal experience with public company SEC reporting, EDGAR filing, paralegal certificate (ABA preferred), and disclosure management platform proficiency.
EDGAR Next, Workiva (Wdesk), DFIN Active Disclosure, Donnelley Venue, BoardVantage, Diligent
4w
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Director, Securities Compliance
New York City or Seattle
$170k-$300k/yr OnsiteFull Time
8+ YOE8+ years of securities and dealing compliance experience with technical command of MNPI, conflicts, personal-account dealing, clearance processes, controls operation, reporting, training, and stakeholder engagement.
4w
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Securities Analyst I
Cincinnati or Farmington Hills
OnsiteFull Time
1+ YOEBachelor's degree or equivalent experience, 1+ year securities operations experience preferred, basic investment knowledge, strong communication, math and problem-solving skills, and proficiency with Microsoft Office.
Microsoft Word, Microsoft Excel
2w
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Senior Counsel, Securities
Sunnyvale or San Francisco or Bellevue
$157k-$210k/yr OnsiteFull Time
5+ YOEJ.D. and active U.S. bar membership,5+ years securities law experience with public company reporting,knowledge of SEC rules and Nasdaq listing requirements,strong written/verbal communication and organizational skills.
1mo
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Securities Examiner II
Springfield or Chicago
$4k-$8k/mo OnsiteFull Time
1+ YOERequires a bachelor's-level education in accounting/finance/economics/business and 1 year of related experience; working knowledge of securities law, accounting/auditing and investigatory methods; ability to analyze financial statements and conduct investigations; valid Illinois driver’s license and ability to lift up to 25 lbs.
Central Registration Depository (CRD), Investment Adviser depository
1mo
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Securities Associate
Washington or New York City
$161k-$175k/yr OnsiteFull Time
2+ YOE2-4 years litigation experience, strong legal research and writing, excellent organization and communication, ability to work independently, supervised paralegals; must be or become a member of the State Bar for the employment location.
2mo
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Securities Associate
New York or Washington
$230k-$270k/yr OnsiteFull Time
3+ YOE3-5 years of experience in mergers and acquisitions, real estate transactions, capital markets, or SPACs; admitted to practice in DC or New York; strong writing and analytical skills.
1w
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Securities Trader
Fort Washington, Pennsylvania, United States
OnsiteFull Time
Lincoln Investment: Provides independent brokerage and registered investment advisory services.
1+ YOEFINRA Series 7 and 63 or 66 required; 1+ years trading/back-office experience preferred; Series 24/4/53 a plus; bachelor’s in business/finance/marketing preferred; strong communication, customer service, and operations knowledge.
NetX360
1mo
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Director, Corporate & Securities
Houston or Washington or Baltimore
HybridFull Time
10+ YOEJuris Doctor and state bar admission required; 10+ years of corporate and securities experience including public company and NYSE matters; leadership experience; ability to travel and obtain security clearance.
2d
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Securities Trader, Senior Securities Trader or Senior Securities Trader, International
Columbus, Ohio, United States
$161k-$217k/yr OnsiteFull Time
3+ YOEBachelor's in business/economics/finance, 3+ years equity trading experience (5+ for senior grade), knowledge of equity markets, strong interpersonal skills.
1w
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Corporate Securities Counsel
Brooklyn, New York, United States
$160k-$200k/yr HybridFull Time
3+ YOE3+ years public company securities experience, JD with NY bar or in-house NY registration, strong governance and capital markets knowledge, Excel/Google Suite skills, ability to draft board materials and advise on securities compliance.
Microsoft Excel, Google Suite, Diligent, Workiva, Shareworks
4d
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Securities Compliance Examiner
Los Angeles or San Francisco or Denver or Washington or Miami or Atlanta or Chicago or Boston or New York or Philadelphia or Fort Worth
$123k-$283k/yr OnsiteFull Time
1+ YOESpecialized experience performing securities examinations, interpreting federal securities laws, conducting investigations/audits, and assessing internal controls; must meet SK-13 or SK-14 specialized experience criteria and submit required application materials.
3mo
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Corporate Securities Attorney
Phoenix, Arizona, United States
$105k-$325k/yr OnsiteFull Time
6+ YOE6+ years in corporate governance/securities; knowledge of SEC rules; licensed in a U.S. state.
1w
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Managing Director - Securities Trading
Philadelphia, Pennsylvania, United States
HybridFull Time
7+ YOE7+ years experience in securities trading or agency capital markets, deep knowledge of Agency lending and MBS, experience managing dealer/investor/GSE relationships, advanced Excel and Power BI, Bloomberg preferred.
Microsoft Excel, Power BI, Bloomberg
2mo
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Corporate Securities Paralegal
Tempe, Arizona, United States
OnsiteFull Time
7+ YOE7+ years supporting public company governance and securities reporting; SEC filings; board and governance support; entity management; extensive MS Office, Workiva, and AI-enabled workflows.
Microsoft Word, Microsoft Excel, Microsoft PowerPoint, Workiva, Intelligize, Copilot
3mo
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Securities Trading Attorney
New York, New York, United States
$200k-$250k/yr OnsiteFull Time
7+ YOE7-10 years of legal experience; minimum 4 years in securities trading; strong negotiation, communication, and analytical skills; ability to work with confidential information; visa sponsorship not available.
Microsoft Excel, Microsoft Word, Microsoft Outlook
3mo
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Securities Trading Attorney
New York, New York, United States
$200k-$250k/yr OnsiteFull Time
5+ YOE5–7 years securities trading legal experience; strong negotiation, organizational, and communication skills; proficient with Microsoft Office; ability to liaise with management and outside counsel; no visa sponsorship.
Microsoft Office
3mo
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Securities Trading Attorney
New York City, New York, United States
$200k-$250k/yr OnsiteFull Time
7+ YOE7-10 years of legal experience, minimum 4 years in securities trading; strong negotiation, communication, and project management skills; discretion with confidential information; visa sponsorship not available.
Microsoft Office
5d
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Securities Finance Trader
United States or Canada or North America
RemoteFull Time
0+ YOEBachelor's in a quantitative field, 0+ years technical/trading experience (0–2 typical), proficiency in Python and SQL, familiarity with securities lending and market instruments, strong analytical and communication skills.
Python, SQL
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