1,560 senior compliance analyst jobs at 906 companies in United States
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Senior Compliance Analyst
Chicago, Illinois, United States
$88k-$110k/yrHybridFull Time
PEAK6: Operates proprietary options trading and financial technology platforms.
3+ YOE3-5 years compliance experience in options trading; SEC/FINRA rules knowledge; Series 57 and Series 24 licenses; strong communication and project management; ability to lead and drive risk-focused initiatives.
FINRA CRD, Global Relay, ComplySci, Microsoft Office
Allspring Global Investments: Provides global asset management and investment advisory services.
5+ YOERequires 5-10 years of asset management compliance experience, a bachelor's degree, regulatory expertise, strong analytical and communication skills, and the ability to work independently on complex compliance programs.
St. Charles Health System: Nonprofit healthcare system providing hospital and outpatient clinical services.
5+ YOE5–7+ years healthcare compliance experience, healthcare compliance certification (CHC/CHRC/CHPC/CHC-F/CCEP), bachelor’s degree in related field, Oregon driver’s license, ability to travel to SCHS worksites, strong regulatory knowledge and investigative skills.
Microsoft Outlook, Microsoft Word, Microsoft Excel, Microsoft PowerPoint, Epic EHR
Hudson Valley Credit Union: Provides consumer and commercial banking and lending services.
5+ YOEBachelor's degree or equivalent experience; minimum 5 years banking experience with compliance/audit; 3+ years knowledge of consumer protection regulations; ability to exercise judgment and guide junior staff; preferred experience with Jack Henry, Temenos, MeridianLink, MSP (BlackKnight), or Empower; compliance certifications preferred.
Jack Henry (Symitar, Synergy, Synapsis), Temenos, MeridianLink, MSP (BlackKnight), Empower, Lean Six Sigma
United States or Minnesota or Eden Prairie or Arizona or California or Colorado or Connecticut or Delaware or Florida or Georgia or Illinois or Kansas or Maryland or Massachusetts or Michigan or Montana or Nevada or New Jersey or New York or North Carolina or Ohio or Pennsylvania or Tennessee or Texas or Virginia or District of Columbia
$112k-$151k/yrHybridFull Time
One Pass SolutionsNYSE: UNH: Wellness platform providing gym access and grocery delivery services.
5+ YOEBachelor’s degree and 5+ years in healthcare compliance, regulatory affairs, auditing, risk management, or healthcare operations; strong analytical, communication, stakeholder, and Microsoft Office skills.
Microsoft Office, Microsoft Word, Microsoft Excel, Microsoft PowerPoint, Microsoft SharePoint, Microsoft Teams, HIPAA, CMS
OneStreamNASDAQ: OS: AI-driven enterprise finance platform for unified planning and reporting.
5+ YOEBachelor's degree and 5+ years in IT audit/cybersecurity/cloud compliance; strong ITGC and cloud security knowledge; experience with SOC, ISO, NIST, FedRAMP, GDPR; excellent communication.
SaaS, SOC 1, SOC 2, ISO 27001, NIST 800-53, FedRAMP, GDPR, Microsoft Azure
LSMA Management: Provides comprehensive administrative and operational support for medical practices.
4+ YOEBachelor’s degree in a relevant field and 4+ years of healthcare compliance, auditing, or regulatory experience. Requires advanced regulatory knowledge, data analysis, communication, and problem-solving skills.
AbbVieNYSE: ABBV: Develops and sells innovative pharmaceutical and biopharmaceutical medicines.
5+ YOEB.A./B.S. required, 5+ years experience in compliance/legal/audit/finance/regulatory environments, strong project management, analytics, and communication skills; proficiency in Word, Excel, PowerPoint.
Ultimus Fund Solutions: Provides fund administration services to the investment management industry.
5+ YOEBachelor's degree,5+ years compliance experience in financial services,knowledge of SEC and FINRA rules,Microsoft Office and Adobe Acrobat proficiency,ability to lead testing and prepare regulatory documentation.
Pacific Life: Provides life insurance, annuities, and investment products for financial security.
5+ YOEBachelor's degree or equivalent, 5 years compliance experience, FINRA Series 6 and 26 required, strong writing and leadership skills, Microsoft Office/SharePoint/Teams proficiency, agile familiarity.
Microsoft Office, Microsoft SharePoint, Microsoft Teams
Convera: Provides cross-border payment and foreign exchange services for businesses.
4+ YOEBachelor's degree and 5 years of related experience, or 8 years of experience; at least 4 years in compliance; transaction monitoring, AML, CTF, fraud, analytical, writing, and communication skills required.
Medstra: White-label telehealth infrastructure for launching branded clinics.
5+ YOEBachelor's degree and 5+ years healthcare compliance experience with MSO/physician group or telehealth; deep knowledge of CPOM, Anti-Kickback, Stark, HIPAA, FMV, multi-state regulations, audits, and credentialing.
Thomson ReutersNASDAQ: TRI: Provides professional software, data, and news services globally.
Experience in government contracting, FAR, GSA/FEDLINK; 5+ years in contracting/compliance; JD or BA with relevant experience; strong negotiation, analytical, and communication skills.
SAP, Excel, PowerPoint, Word, SharePoint, AI tools
Health Gorilla: Healthcare interoperability platform for secure patient data exchange.
5+ YOEBachelor's degree and 5+ years in healthcare compliance or related functions; HIPAA, TEFCA, information blocking knowledge; experience with compliance monitoring, audits, investigations, and analytics.
Invenergy: Develops, builds, and operates large-scale sustainable energy infrastructure projects.
2+ YOEBachelor's degree or equivalent, 2+ years relevant experience (4+ preferred), compliance/risk monitoring and reporting experience, strong analytical and project management skills, proficiency with Microsoft Office and Power Automate/SharePoint.
Microsoft Word, Microsoft Excel, Microsoft PowerPoint, Microsoft Power Automate, Microsoft SharePoint, Electronic analytics tools
SCA HealthNYSE: UNH: Operator of ambulatory surgery centers and specialty practice clinics.
Bachelor's degree in accounting, finance, business administration, or healthcare administration required; understanding of healthcare regulatory compliance and internal controls; strong analytical, communication, and project management skills; CHC certification to be obtained within two years.
Invenergy: Develops and operates utility-scale renewable and clean energy projects.
2+ YOEBachelor's degree or equivalent; 2+ years relevant experience (4+ preferred); proficiency with Microsoft Word, Excel, PowerPoint; familiarity with Power Automate and SharePoint; experience in compliance monitoring, risk assessments, reporting, automation, and process improvement; eligible to work in the U.S. without sponsorship.
Microsoft Word, Microsoft Excel, Microsoft PowerPoint, Microsoft Power Automate, Microsoft SharePoint
Southwest Power Pool: Managing the electric grid and wholesale power markets.
6+ YOE6+ years compliance or standards experience (senior) up to 8+ years (lead). Requires knowledge of NERC/NAESB/FERC, strong writing and presentation skills, and Microsoft Office proficiency.
Cetera Financial Group: Provides wealth management and independent broker-dealer services.
3+ YOE3+ years in broker/dealer or investment adviser compliance; extensive FINRA/SEC/MSRB knowledge; Series 7 & 24; Excel proficiency; strong communication; flexible and adaptable; bachelor’s in finance or related field preferred