51 series 57 jobs at 24 companies in United States

2mo
Save
Mark Applied
Hide
Ultra High Net Worth Executive Financial Services Rule 10b5-1 Strategy Associate
Sandy, Utah, United States
OnsiteFull Time
Morgan Stanley
Morgan StanleyNYSE: MS: Provides global investment banking, wealth management, and advisory services.
Experience in capital markets, investment banking or wealth management; FINRA Series 7 & 63 (Series 57 sponsorship); strong Excel/PowerPoint; good communication and leadership potential.
Microsoft Excel, Microsoft PowerPoint
2mo
Save
Mark Applied
Hide
Analyst, Trading Operations
Atlanta or San Francisco or Chicago or New York
$65k-$85k/yr RemoteFull Time
Intercontinental Exchange
Intercontinental ExchangeNYSE: ICE: Operates global financial exchanges, clearing houses, and mortgage technology.
3+ YOEBachelor’s degree; 3+ years in a trading environment; FINRA Series 7 required; Series 57 a plus; overnight remote role; remote-eligible with onsite training requirement.
SQL, Microsoft Office
2mo
Save
Mark Applied
Hide
Senior Compliance Analyst
Chicago, Illinois, United States
$88k-$110k/yr HybridFull Time
PEAK6
PEAK6: Operates proprietary options trading and financial technology platforms.
3+ YOE3-5 years compliance experience in options trading; SEC/FINRA rules knowledge; Series 57 and Series 24 licenses; strong communication and project management; ability to lead and drive risk-focused initiatives.
FINRA CRD, Global Relay, ComplySci, Microsoft Office
2mo
Save
Mark Applied
Hide
Ultra High Net Worth Executive Financial Services Rule 10b5-1 Strategy Associate
Sandy, Utah, United States
OnsiteFull Time
Morgan Stanley
Morgan StanleyNYSE: MS: Global financial services firm providing investment and wealth management.
Prior capital markets/IB/wealth experience, Series 7 & 63 required (Series 57 sponsored), high proficiency in Microsoft Excel and PowerPoint, strong communication and analytical skills, knowledge of SEC equity rules.
Microsoft Excel, Microsoft PowerPoint
3mo
Save
Mark Applied
Hide
Trade & Operations Support
Jersey City, New Jersey, United States
$100k-$125k/yr HybridFull Time
ION Group
ION Group: Provides software and data solutions for global financial markets.
1+ YOE1+ years experience in trading operations or trade support, familiarity with equity/options workflows, client-facing experience preferred, SIE/Series 7/Series 57 (or willingness to obtain), strong problem-solving and communication skills.
2mo
Save
Mark Applied
Hide
Floor Trading Clerk - XFA - VN2786
Miami, Florida, United States
$65k-$85k/yr OnsiteFull Time
Marex
MarexNasdaq: MRX: Provides liquidity and market access in energy and commodities.
Bachelor’s in Finance or Economics or Business; experience in regulated environment; proficient in Excel; SIE and Series 57 within 6 months; strong analytical and communication skills.
Microsoft Excel
2mo
Save
Mark Applied
Hide
Director, Prime Trading
San Francisco, California, United States
$103k-$211k/yr OnsiteFull Time
Fidelity Investments
Fidelity Investments: Provides investment management, retirement planning, and brokerage services.
7+ YOESeries 7, 57, and 63 licenses; Bachelor's in Finance, Accounting, or Economics; 7-10+ years financial industry experience; brokerage/trading experience preferred.
2w
Save
Mark Applied
Hide
Vice President / Senior Vice President – ETF Trader
New York, New York, United States
$175k-$300k/yr OnsiteFull Time
Jefferies
JefferiesNYSE: JEF: Global investment banking and capital markets services provider.
5+ YOE5+ years ETF trading or market-making experience; strong ETF product and market-structure knowledge; proven institutional client relationships; analytical and communication skills; FINRA Series 7 and Series 57 required or able to obtain.
6d
Save
Mark Applied
Hide
Floor Trader - MIAX Sapphire
Miami, Florida, United States
$175k-$200k/yr OnsiteFull Time
Chicago Trading Company
Chicago Trading Company: Proprietary trading firm specializing in derivatives and risk management.
0.5+ YOEActive SIE/Series 57, at least 6 months floor options market making experience, strong judgment under pressure, operational skill, and clear communication.
4w
Save
Mark Applied
Hide
Director, Equity Sales
New York, New York, United States
$130k-$281k/yr HybridFull Time
BNY
BNYNYSE: BK: Global institution managing and servicing financial assets worldwide.
10+ YOEBachelor's required (advanced degree preferred), 10+ years in equities sales & trading preferred, SIE/Series 7/63 required (Series 57 encouraged), ETF experience desired, data analytics and AI proficiency, leadership and client coverage experience.
1mo
Save
Mark Applied
Hide
Senior Sales Executive - US Equities Electronic Execution - Executive Director
New York, New York, United States
$200k-$350k/yr OnsiteFull Time
JPMorgan Chase
JPMorgan ChaseNYSE: JPM: Global financial services firm providing banking and investment solutions.
10+ YOE10+ years execution/electronic trading sales experience in US equities; track record selling algorithmic trading and cash execution; active or obtainable FINRA registrations (SIE, Series 7, Series 63; Series 55/57 a plus); deep US market structure knowledge and strong relationship skills.
EMS, OMS, FIX
3w
Save
Mark Applied
Hide
Trading Analytics Specialist
New York, New York, United States
$225k-$250k/yr HybridFull Time
IEX
IEX: Operates a stock exchange using proprietary market integrity technology.
4+ YOE4+ years electronic trading experience, expertise in execution research, strong communication, problem-solving, and ability to acquire Series 7/57/63; experience with kdb, SQL or Python.
kdb, SQL, Python
3mo
Save
Mark Applied
Hide
Quantitative Trader (Equities - Chicago)
Chicago or London or New York
$100k-$200k/yr OnsiteFull Time
DV Trading
DV Trading: Proprietary trading firm providing liquidity to global financial markets.
1+ YOE1–3 years in quantitative trading/research; active SIE and Series 57; strong Python skills; solid equity market structure knowledge; experience with statistics or machine learning.
Python, C++, Java
1mo
Save
Mark Applied
Hide
SSO Floor Trader
Chicago or New York
$200k/yr FieldFull Time
Optiver
Optiver: Global market maker providing liquidity to financial markets.
3+ YOEBachelor's degree required, 3+ years in options trading/market making/floor brokerage, strong math aptitude, deep market and exchange knowledge, excellent communication, Series 57 preferred.
2mo
Save
Mark Applied
Hide
Electronic Sales Trader
New York, New York, United States
$175k-$225k/yr OnsiteFull Time
TP ICAP
TP ICAPLondon Stock Exchange: TCAP: Provides market infrastructure and data solutions for financial markets.
7+ YOE3-7 years sell-side equity trading experience; 1 year electronic equity experience; Series 7/63/57 licenses; strong client-facing and analytical skills.
Algorithmic trading, Trading platforms, Market data platforms, Quantitative analytics
3mo
Save
Mark Applied
Hide
Jr. Sales Trader, Trading
New York, New York, United States
$80k-$95k/yr OnsiteFull Time
CITIC CLSA
CITIC CLSA: Provides investment banking, brokerage, and asset management services.
1+ YOEBachelor’s degree in finance; 1-3 years trading desk experience; solid knowledge of global equity markets; Series 7/63/57 licenses required or considered; strong communication.
Trading systems, Global equity markets
2mo
Save
Mark Applied
Hide
Equities Algorithmic Trading Quantitative Analyst, MQA – VP
New York, New York, United States
$175k-$250k/yr OnsiteFull Time
Citi
CitiNYSE: C: Global diversified financial services holding.
5+ YOE5+ years Java development in low-latency/concurrent systems; 3+ years algo trading R&D preferred; experience with ML/stat modeling and time-series DBs; AI/LLM-integrated SDLC preferred; Series 7/57/63 required or to be obtained.
Java, Large Language Models (LLMs), Q/KDB, AI
1mo
Save
Mark Applied
Hide
Trade Desk Associate
Overland Park or Kansas City
$68k-$88k/yr HybridFull Time
Cboe
CboeBATS: CBOE: Operates global market infrastructure and provides tradable financial products.
2+ YOEBachelor's preferred; 2+ years professional experience; FINRA SIE and Series 57 required or obtainable within 8 months; basic SQL and UNIX familiarity; strong communication and ability to follow procedures.
SQL, UNIX shell, Confluence, APIs
1mo
Save
Mark Applied
Hide
Director, Prime Trading
San Francisco, California, United States
$103k-$211k/yr OnsiteFull Time
Fidelity Investments
Fidelity Investments: Provides investment management, retirement planning, and brokerage services.
7+ YOERequires Series 7, 57, and 63 licenses, a bachelor's degree in finance/accounting/economics, 7+ years of financial industry experience, brokerage or trading experience preferred, and strong communication and analytical skills.
1mo
Save
Mark Applied
Hide
Trade Support | Execution Desk
Bala Cynwyd, Pennsylvania, United States
OnsiteFull Time
Susquehanna International Group
Susquehanna International Group: Global quantitative trading firm specializing in proprietary financial markets.
2+ YOE2+ years support experience preferred; SIE and Series 57 required (or willingness to obtain); strong Microsoft Excel required; VBA/Python preferred; high school diploma; excellent communication skills.
Microsoft Excel, VBA, Python