51 series 57 jobs at 24 companies in United States
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Ultra High Net Worth Executive Financial Services Rule 10b5-1 Strategy Associate
Sandy, Utah, United States
OnsiteFull Time
Morgan StanleyNYSE: MS: Provides global investment banking, wealth management, and advisory services.
Experience in capital markets, investment banking or wealth management; FINRA Series 7 & 63 (Series 57 sponsorship); strong Excel/PowerPoint; good communication and leadership potential.
Intercontinental ExchangeNYSE: ICE: Operates global financial exchanges, clearing houses, and mortgage technology.
3+ YOEBachelor’s degree; 3+ years in a trading environment; FINRA Series 7 required; Series 57 a plus; overnight remote role; remote-eligible with onsite training requirement.
PEAK6: Operates proprietary options trading and financial technology platforms.
3+ YOE3-5 years compliance experience in options trading; SEC/FINRA rules knowledge; Series 57 and Series 24 licenses; strong communication and project management; ability to lead and drive risk-focused initiatives.
FINRA CRD, Global Relay, ComplySci, Microsoft Office
Ultra High Net Worth Executive Financial Services Rule 10b5-1 Strategy Associate
Sandy, Utah, United States
OnsiteFull Time
Morgan StanleyNYSE: MS: Global financial services firm providing investment and wealth management.
Prior capital markets/IB/wealth experience, Series 7 & 63 required (Series 57 sponsored), high proficiency in Microsoft Excel and PowerPoint, strong communication and analytical skills, knowledge of SEC equity rules.
ION Group: Provides software and data solutions for global financial markets.
1+ YOE1+ years experience in trading operations or trade support, familiarity with equity/options workflows, client-facing experience preferred, SIE/Series 7/Series 57 (or willingness to obtain), strong problem-solving and communication skills.
MarexNasdaq: MRX: Provides liquidity and market access in energy and commodities.
Bachelor’s in Finance or Economics or Business; experience in regulated environment; proficient in Excel; SIE and Series 57 within 6 months; strong analytical and communication skills.
Fidelity Investments: Provides investment management, retirement planning, and brokerage services.
7+ YOESeries 7, 57, and 63 licenses; Bachelor's in Finance, Accounting, or Economics; 7-10+ years financial industry experience; brokerage/trading experience preferred.
Vice President / Senior Vice President – ETF Trader
New York, New York, United States
$175k-$300k/yrOnsiteFull Time
JefferiesNYSE: JEF: Global investment banking and capital markets services provider.
5+ YOE5+ years ETF trading or market-making experience; strong ETF product and market-structure knowledge; proven institutional client relationships; analytical and communication skills; FINRA Series 7 and Series 57 required or able to obtain.
Chicago Trading Company: Proprietary trading firm specializing in derivatives and risk management.
0.5+ YOEActive SIE/Series 57, at least 6 months floor options market making experience, strong judgment under pressure, operational skill, and clear communication.
Senior Sales Executive - US Equities Electronic Execution - Executive Director
New York, New York, United States
$200k-$350k/yrOnsiteFull Time
JPMorgan ChaseNYSE: JPM: Global financial services firm providing banking and investment solutions.
10+ YOE10+ years execution/electronic trading sales experience in US equities; track record selling algorithmic trading and cash execution; active or obtainable FINRA registrations (SIE, Series 7, Series 63; Series 55/57 a plus); deep US market structure knowledge and strong relationship skills.
IEX: Operates a stock exchange using proprietary market integrity technology.
4+ YOE4+ years electronic trading experience, expertise in execution research, strong communication, problem-solving, and ability to acquire Series 7/57/63; experience with kdb, SQL or Python.
DV Trading: Proprietary trading firm providing liquidity to global financial markets.
1+ YOE1–3 years in quantitative trading/research; active SIE and Series 57; strong Python skills; solid equity market structure knowledge; experience with statistics or machine learning.
Optiver: Global market maker providing liquidity to financial markets.
3+ YOEBachelor's degree required, 3+ years in options trading/market making/floor brokerage, strong math aptitude, deep market and exchange knowledge, excellent communication, Series 57 preferred.
TP ICAPLondon Stock Exchange: TCAP: Provides market infrastructure and data solutions for financial markets.
7+ YOE3-7 years sell-side equity trading experience; 1 year electronic equity experience; Series 7/63/57 licenses; strong client-facing and analytical skills.
Algorithmic trading, Trading platforms, Market data platforms, Quantitative analytics
CITIC CLSA: Provides investment banking, brokerage, and asset management services.
1+ YOEBachelor’s degree in finance; 1-3 years trading desk experience; solid knowledge of global equity markets; Series 7/63/57 licenses required or considered; strong communication.
CitiNYSE: C: Global diversified financial services holding.
5+ YOE5+ years Java development in low-latency/concurrent systems; 3+ years algo trading R&D preferred; experience with ML/stat modeling and time-series DBs; AI/LLM-integrated SDLC preferred; Series 7/57/63 required or to be obtained.
CboeBATS: CBOE: Operates global market infrastructure and provides tradable financial products.
2+ YOEBachelor's preferred; 2+ years professional experience; FINRA SIE and Series 57 required or obtainable within 8 months; basic SQL and UNIX familiarity; strong communication and ability to follow procedures.
Fidelity Investments: Provides investment management, retirement planning, and brokerage services.
7+ YOERequires Series 7, 57, and 63 licenses, a bachelor's degree in finance/accounting/economics, 7+ years of financial industry experience, brokerage or trading experience preferred, and strong communication and analytical skills.
Susquehanna International Group: Global quantitative trading firm specializing in proprietary financial markets.
2+ YOE2+ years support experience preferred; SIE and Series 57 required (or willingness to obtain); strong Microsoft Excel required; VBA/Python preferred; high school diploma; excellent communication skills.