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Supervisor, Operations - Series 7 & 66 Required
Saint Petersburg, Florida, United States
HybridFull Time
3+ YOE1+ Mgmt3+ years financial services/operations experience with ≥1 year supervisory experience; Bachelor's degree or equivalent; SIE and Series 7 and 66 (or 63/65) required; trade execution, call center, account management, training and compliance skills.
3mo
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Financial Advisor, Series 7 & 66 Hybrid or In-person
Exeter, California, United States
$85k-$100k/yr HybridFull Time
Active Series 7 & 66, wealth-management experience, ability to manage a book, strong communication.
6d
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Consumer Investments - Investment Specialist Trainee (Obtain SIE, Series 7 & 66)
Fort Worth, Texas, United States
OnsiteFull Time
Phone-based client service and referral role preparing for SIE, Series 7 and Series 66 licensing; client-focused, strong communication, multitasking, computer skills, and desire for a career in financial services.
2w
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Ally Invest - Trading and Client Service Representative - Series 7 & 63
Charlotte or Weaverville or Lewisville
$62k-$75k/yr HybridFull Time
0+ YOEFINRA Series 7 and 63 or 66 required, ability to register in all states, high school diploma or GED, experience with trading platforms and Microsoft Office, strong phone and written communication.
Microsoft Word, Microsoft Excel, Microsoft Outlook, Microsoft PowerPoint, Windows 7, WindowsXP, Mac OS X, desktop trading tools
2mo
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Planning Consultant - Grand Blanc, MI
Grand Blanc, Michigan, United States
OnsiteFull Time
2+ YOEFINRA licenses Series 7 or 66 or ability to acquire Series 66; 2+ years financial services experience; CFP certification encouraged.
Salesforce, Glance
2mo
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Associate Financial Advisor
Spokane, Washington, United States
OnsiteFull Time
Bachelor’s degree or equivalent; FINRA Series 7 and Series 66 licenses required or Series 63/65 as alternatives.
Microsoft Office, CRM software
3mo
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Planning Consultant - Greenwood Village, CO
Greenwood Village, Colorado, United States
$70k-$105k/yr HybridFull Time
2+ YOELicensed or willing to acquire FINRA Series 7 & 66; CFP certification encouraged; 2+ years financial services experience; ability to pursue Series 66 on hire.
Salesforce, Glance
3mo
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Registered Client Service Associate
Boca Raton, Florida, United States
OnsiteFull Time
2+ YOEActive Series 7 and Series 66 or Series 63 and Series 65; two+ years of industry experience; high school diploma; college degree preferred.
Microsoft Office
1mo
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Associate Wealth Advisor, Schwab Wealth Advisory
Walnut Creek, California, United States
$101k-$113k/yr OnsiteFull Time
Requires active FINRA Series 7 and Series 66 (or ability to obtain Series 66 within 120 days), knowledge of investment products and regulations, client relationship servicing skills, prioritization, proactivity, coachability, and adaptability; bachelor’s degree preferred.
1mo
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Investment Advisor Representative
Charlotte, North Carolina, United States
HybridFull Time
FINRA Series 7/66 preferred; Life & Health Licensed.
1mo
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Client Associate Registered
Denver, Colorado, United States
$58k-$80k/yr OnsiteFull Time
Registered representative with Series 7 and either Series 66 or Series 65/63; provides operational and administrative support to Financial Advisors and services clients.
BrassRing, HackerRank, Beamery, Modern Hire, Textkernel
2mo
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Internal Advisor Consultant
Boston, Massachusetts, United States
$60k/yr HybridFull Time
1+ YOEBachelor’s degree; 1+ years in sales or financial services; licensing: Series 7 (or SIE + Series 7 Top-Off) and Series 66 (or Series 63 & 65) or ability to obtain.
1mo
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Client Associate - Columbia, SC
Columbia, South Carolina, United States
OnsiteFull Time
1+ YOEBachelor's degree in a related field; 1+ years related experience; SIE, Series 7, Series 63 or Series 66 required within 6 months.
Microsoft Word, Excel
2mo
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Wealth Management Investment Consultant, Advisory Services
Gresham, Oregon, United States
$71k-$84k/yr OnsiteFull Time
2+ YOEBachelor’s degree; 1–2 years in financial sales; FINRA Series 7 plus Series 63/65 or Series 66; partial licenses considered.
Microsoft Office, Salesforce, MoneyGuide Pro
2mo
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Licensed Client & Advisor Success Manager
Upland, California, United States
$40k-$60k/yr OnsiteFull Time
Bilingual Spanish and English; active Series 7, Series 66, and Life Insurance licenses; wealth management experience preferred.
Wealthbox, PreciseFP, eMoney, Wealth.com, Jump AI, Outlook, MyRepChat, Zoom, Google Drive, RingCentral
2mo
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Regional Vice President - Honolulu, HI
Honolulu or San Francisco or Seattle
$100k/yr OnsiteFull Time
10+ YOE3+ Mgmt10+ years in financial services with leadership; Series 65 or Series 7 with 66 and Life & Health licenses; CFP preferred.
3mo
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J.P. Morgan Wealth Management - Private Client Investment Associate - Sherman Oaks, CA
Sherman Oaks, California, United States
$27-$37/hr OnsiteFull Time
Licenses: Series 7, SIE; Series 66 (63/65) and Life & Health Insurance license within 60 days.
1mo
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Registered Service Associate
Palm Harbor, Florida, United States
OnsiteFull Time
Active Series 7 and Series 66 (or Series 63 and Series 65), high school diploma (college preferred), strong Microsoft Office skills, attention to detail, and client service ability.
Microsoft Office, Morgan Stanley Online, Morgan Stanley Mobile
1mo
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Financial Advisor - Norwood, Massachusetts
Norwood, Massachusetts, United States
$79k-$118k/yr OnsiteFull Time
2+ YOE2+ years advising, planning and investment sales; SIE, Series 7, Series 63 required; Series 66 or equivalent preferred; strong communication and organizational skills.
SIE, Series 7, Series 63, Series 66, FINRA regulations
2mo
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VP Wealth and Private Banking
Wichita or Broomfield
$146k-$182k/yr OnsiteFull Time
5+ YOE3+ MgmtBachelor’s degree required; CFP preferred; Series 7 and Series 65/66 required; Life, Health, and Accident licenses required.
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