160 series 7 jobs at 41 companies in Denver, CO
1w
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Financial Advisor - PNC Wealth Management
Denver or Thornton or Littleton or Wheat Ridge or Erie
$53k-$96k/yr OnsiteFull Time
2+ YOEBachelor's degree and 2+ years of relevant experience preferred. Requires FINRA Series 7 and 66, or Series 7 with Series 63 and 65, plus Life and Health Insurance licenses.
Health Savings Account, Secure and Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act), Financial Industry Regulatory Authority (FINRA)
2mo
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Client Associate Registered
Denver, Colorado, United States
$58k-$80k/yr OnsiteFull Time
Requires Series 7 and either Series 66 or Series 65/63; provides operational and administrative support to Financial Advisors and services clients in an office environment.
23h
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Trading Specialist
Chicago or Denver or Lake Mary or Menlo Park or New York City or Bellevue or Washington or Westlake or Clearwater or Gainesville
$73k-$110k/yr HybridFull Time
Active FINRA Series 7, Series 63, and Series 4 licenses; options, equities, margin, customer service, communication, multitasking, and autonomous work skills required.
SQL, Python, AI tooling, LLM assistants, agentic workflows
1mo
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Senior Client Specialist
Denver, Colorado, United States
$31-$42/hr OnsiteFull Time
5+ YOERequires 5+ years of industry experience, active SIE, Series 7, and Series 66 or Series 63 and Series 65 licenses, Microsoft Office proficiency, communication, analytical, math, compliance, and problem-solving skills.
Microsoft Word, Microsoft Excel, Microsoft PowerPoint, CRM, LinkedIn, X
1mo
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Sales Desk Assistant - Mutual Funds (Denver)
Denver, Colorado, United States
$23/hr HybridFull Time
High school required; willing to obtain SIE, Series 6, Series 63, Series 7 and life insurance licenses; organized, resourceful, and customer-focused with basic computer skills.
Salesforce, Microsoft Office, Outlook, Word, Excel
3mo
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VP Wealth and Private Banking
Wichita or Broomfield
$146k-$182k/yr OnsiteFull Time
5+ YOE3+ MgmtBachelor’s degree required; CFP preferred; Series 7 and Series 65/66 required; Life, Health, and Accident licenses required.
1mo
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Senior Client Specialist
Denver, Colorado, United States
$31-$42/hr OnsiteFull Time
5+ YOE5+ years industry experience; active SIE, Series 7, and Series 66 or Series 63 and 65 required; strong communication, analytical and compliance knowledge; proficient with Microsoft Office and CRM.
Microsoft Word, Microsoft Excel, Microsoft PowerPoint, CRM
3mo
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Wealth Management Associate - Retirement Benefits Group CO, Denver (5238)
Denver, Colorado, United States
OnsiteFull Time
Bachelor's degree; state life & health license, SIE, Series 7, Series 66; U.S. work authorized; strong communication and entrepreneurial mindset.
2mo
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Team Manager, Executive Relationship Management
Alpharetta or Denver or Sandy or Gilbert or Tampa
$85k-$140k/yr OnsiteFull Time
5+ YOE5+ years experience; registrations: SIE, Series 7, Series 63 OR 66, Series 9/10 or 4/24/53; ability to obtain Mass Registration & Trader Certification; bachelor's degree preferred.
3w
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Citi Private Bank | UHNW Private Banker
Denver, Colorado, United States
$200k-$500k/yr HybridFull Time
15+ YOERequires 15+ years of experience, UHNW private banking expertise, relationship-selling success, strong investment, banking, and credit knowledge, and Series 7 plus Series 66 or Series 63 and 65 licenses.
3w
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Private Wealth Management Analyst
Denver, Colorado, United States
$68k-$120k/yr OnsiteFull Time
2+ YOE2+ years relevant experience, active Series 7 and Series 66 or Series 63+65 required; bachelor’s degree preferred; proficient with Microsoft Excel and MS Office; strong client service and communication skills.
Microsoft Excel, Microsoft Office
1mo
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Financial Planning Consultant - Greenwood Village, CO
Greenwood Village, Colorado, United States
$85k-$121k/yr OnsiteFull Time
5+ YOERequires Series 7, Series 63 and 65 or Series 66, insurance license within 90 days, and 5+ years of financial services experience. CFP preferred; strong communication, practice management, and digital planning skills required.
Zoom
2mo
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Financial Wealth Advisor - Denver, CO
Denver or Lakewood
$90k-$100k/yr RemoteFull Time
2+ YOEHigh school diploma/GED; ideally 2+ years as a financial advisor; active FINRA Series 7, Series 63 and Series 65 or 66; active state variable life & health license; proven sales track record.
2mo
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Financial Wealth Advisor - Denver, CO
Lakewood or Denver
$90k-$100k/yr RemoteFull Time
2+ YOEHigh school diploma/GED, ideally 2+ years as a financial advisor, proven sales track record, active Series 7 and Series 63 plus Series 65 or 66, and an active state variable life and health license.
1w
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Asset & Wealth Management, Private Wealth Management, Wealth Management Professional, Associate - Denver
Denver, Colorado, United States
OnsiteFull Time
2+ YOEBachelor's degree, 2–4 years of client service or financial industry experience, strong communication and organization skills, and required SIE, Series 7, and Series 63 credentials.
1mo
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Associate, Ares Real Estate Exchange Specialist
New York City or Denver
$130k-$150k/yr OnsiteFull Time
Bachelor's degree, FINRA Series 7 and Series 63, prior financial services experience; knowledge of 1031/721 exchanges, strong communication, organizational skills, and ability to travel.
Salesforce.com
4w
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Financial Advisor - Louisville, CO - Market 20, Region 259
Louisville, Colorado, United States
$45k-$100k/yr OnsiteFull Time
Licenseable candidate able to complete SIE, Series 7 and Series 66; bachelor's degree preferred or equivalent experience; strong relationship-building, sales orientation, and regulatory compliance ability.
3w
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Citi Private Bank | UHNW Private Banker
Denver, Colorado, United States
$200k-$500k/yr HybridFull Time
15+ YOE15+ years private banking experience, Series 7 and Series 66 (or 63 & 65), client development and relationship management, strong investments/banking knowledge, compliance and risk awareness.
1w
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Advice Consultant - Workplace Branch
Westlake or Richfield or Phoenix or Lone Tree or Austin
$74k-$125k/yr OnsiteFull Time
Active Series 7 and Series 66 or 63/65 licenses required. Bachelor's degree or equivalent experience preferred, with strong communication skills and knowledge of wealth management and financial planning.
3w
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Financial Advisor
Louisville, Colorado, United States
$45k-$100k/yr OnsiteFull Time
Requires financial services or sales experience, or relevant financial registration, licensing, certification, professional, or military progression. SIE, Series 7, Series 66, and state insurance licenses are required.
social media, SIE, Series 7, Series 66, FINRA, SEC
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